Nov 1, 2023

William Parse formerly with Stifel, Nicolaus & Company, Incorporated

DID WILLIAM HENRY PARSE CAUSE YOU INVESTMENT LOSSES? William Parse Formerly With Stifel, Nicolaus & Company, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct William Parse Customer Complaints William Parse has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by William Parse’s former employers in favor of the investors. One recently filed FINRA arbitration proceeding against Stifel Nicholas & Company for William Parse’s alleged misconduct is still pending. Allegations Against William Parse A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: William Parse Red Flags & Your Rights As An Investor Of course, William Parse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Parse at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Parse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To William Parse If you have questions about Stifel, Nicolaus & Company, Incorporated and/or William Parse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2023

Michael Newins of Stifel, Nicolaus & Company, Incorporated

DID MICHAEL E NEWINS CAUSE YOU INVESTMENT LOSSES? Michael Newins Of Stifel, Nicolaus & Company, Incorporated and Formerly With Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Newins Customer Complaint Michael Newins has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax consequences associated with liquidation of variable annuity contract and failure to inform clients of benefits of a 1035 exchange. The customer complaint registered with Park Avenue Securities is still pending review and resolution. Michael Newins Red Flags & Your Rights As An Investor Of course, Michael Newins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Newins at Stifel, Nicolaus & Company, Incorporated and Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Newins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Park Avenue Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Michael Newins If you have questions about Stifel, Nicolaus & Company, Incorporated, Park Avenue Securities LLC and/or Michael Newins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2023

Jason Murphy of Stifel, Nicolaus & Company, Incorporated

DID JASON FILIP MURPHY CAUSE YOU INVESTMENT LOSSES? Jason Murphy Of Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Jason Murphy Customer Complaints Jason Murphy has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently denied by Stifel, Nicolaus & Co. and, to date, the investors have not taken any further action. Allegations Against Jason Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Murphy Red Flags & Your Rights As An Investor Of course, Jason Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Murphy at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jason Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Jason Murphy If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Jason Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Michael Giordano of Charles Schwab & Co., Inc.

DID MICHAEL GIORDANO CAUSE YOU INVESTMENT LOSSES? Michael Giordano Of Charles Schwab & Co., Inc. And Formerly With Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company, Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Michael Giordano Customer Complaint Michael Giordano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation. Charles Schwab recently denied the customer complaint and, to date, no further action has been taken. Michael Giordano Red Flags & Your Rights As An Investor Of course, Michael Giordano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giordano at Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Michael Giordano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel and Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Michael Giordano If you have questions about Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel, Nicolaus & Company and/or Michael Giordano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Susan Ezekiel formerly with Stifel, Nicolaus & Company, Incorporated

DID SUSAN HECHT EZEKIEL CAUSE YOU INVESTMENT LOSSES? Susan Ezekiel Formerly With Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Ezekiel Customer Complaints Susan Ezekiel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and then an award against the advisor and her employer. The other customer complaint was settled by SunTrust Investment Services in favor of the investor. Allegations Against Susan Ezekiel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Ezekiel Red Flags & Your Rights As An Investor Of course, Susan Ezekiel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Ezekiel at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Ezekiel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Susan Ezekiel If you have questions about Stifel, Nicolaus & Company, Incorporated, Fortune Financial Services, Inc. and/or Susan Ezekiel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Scott Webb of Stifel, Nicolaus & Company, Incorporated

DID SCOTT S WEBB CAUSE YOU INVESTMENT LOSSES? Scott Webb Of Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Scott Webb Customer Complaints Scott Webb has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Scott Webb’s employers and, to date, the investors have not taken any further action. Allegations Against Scott Webb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Webb Red Flags & Your Rights As An Investor Of course, Scott Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Webb at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Scott Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Scott Webb If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Scott Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2023

Robert Holland of Stifel, Nicolaus & Company, Incorporated

DID ROBERT PIERRE HOLLAND CAUSE YOU INVESTMENT LOSSES? Robert Holland Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Robert Holland Customer Complaint Robert Holland has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence and breach of fiduciary duty in connection with the purchase of common and preferred stock. Stifel Nicholas & Co. settled the customer dispute in favor of the investor. Robert Holland Red Flags & Your Rights As An Investor Of course, Robert Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Holland at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Robert Holland If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Robert Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 11, 2023

Robert Turner, Jr. formerly with Stifel, Nicolaus & Company, Incorporated

DID ROBERT EARL TURNER JR CAUSE YOU INVESTMENT LOSSES? Robert Turner, Jr. Formerly With Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Robert Turner, Jr. Customer Complaints Robert Turner, Jr. has been the subject of 7 customer complaints that we know about to recover investment losses. All 7 customer complaints was settled by UBS Financial Services favor of the investors. Allegations Against Robert Turner, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Turner, Jr. Red Flags & Your Rights As An Investor Of course, Robert Turner, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Turner, Jr. at Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Turner, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Robert Turner, Jr. If you have questions about Stifel, Nicolaus & Company, Incorporated, UBS Financial Services Inc. and/or Robert Turner, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Feldman formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD MARTIN FELDMAN CAUSE YOU INVESTMENT LOSSES? Richard Feldman Formerly With Stifel, Nicolaus & Company, Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Richard Feldman Customer Complaints Richard Feldman has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Richard Feldman’s former employers in favor of the investors. Barclays Capital denied the other two customer complaints and no further action was taken. Allegations Against Richard Feldman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Feldman Red Flags & Your Rights As An Investor Of course, Richard Feldman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Feldman at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Feldman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Feldman If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Richard Feldman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Schultz formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD C. SCHULTZ CAUSE YOU INVESTMENT LOSSES? Richard Schultz Formerly With Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Schultz Customer Complaints Richard Schultz has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding an award in favor of the investor. The other customer complaint was denied by Stifel Nicolaus & Co. and, to date, the customer has not taken any further action. Allegations Against Richard Schultz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Schultz Red Flags & Your Rights As An Investor Of course, Richard Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Schultz at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Schultz If you have questions about Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and/or Richard Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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