May 29, 2023

Randall Minas of Stifel, Nicolaus & Company, Incorporated

DID RANDALL KENT MINAS CAUSE YOU INVESTMENT LOSSES? Randall Minas Of Stifel, Nicolaus & Company, Incorporated, Has 6 Customer Complaints For Alleged Broker Misconduct Randall Minas Customer Complaints Randall Minas has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Randall Minas’ former employer, Merrill Lynch Pierce Fenner and Smith, in favor of the investors. His employers denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Randall Minas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randall Minas Red Flags & Your Rights As An Investor Of course, Randall Minas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Minas at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Randall Minas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Randall Minas If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Randall Minas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 8, 2023

Marc Pines of Stifel, Nicolaus & Company, Incorporated

DID MARC ROBERT PINES CAUSE YOU INVESTMENT LOSSES? Marc Pines Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Marc Pines Customer Complaint Marc Pines has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative sold stock without client’s consent or under the mistaken belief that he had the client’s consent. Stifel Nicholas and Co. denied the customer complaint, and to date, no further action has been taken. Marc Pines Red Flags & Your Rights As An Investor Of course, Marc Pines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Pines at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marc Pines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Marc Pines If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Marc Pines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 29, 2023

Lawrence Delhagen, Jr. formerly with Stifel, Nicolaus & Company, Incorporated

DID LAWRENCE RAPHAEL DELHAGEN JR CAUSE YOU INVESTMENT LOSSES? Lawrence Delhagen, Jr. Formerly With Stifel, Nicolaus & Company, Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Lawrence Delhagen, Jr. Customer Complaints Lawrence Delhagen, Jr. has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Stifel, Nicholas & Co. in favor of the investors. Lawrence Delhagen’s former employer denied one customer complaint no further action was taken. However, there are 2 pending arbitration proceedings against his former employer for his alleged misconduct. Allegations Against Lawrence Delhagen, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lawrence Delhagen, Jr. Red Flags & Your Rights As An Investor Of course, Lawrence Delhagen, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Delhagen, Jr. at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lawrence Delhagen, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Lawrence Delhagen, Jr. If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Lawrence Delhagen, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 6, 2023

Joseph Pratt formerly with Stifel, Nicolaus & Company, Incorporated

DID JOSEPH HERSEY PRATT CAUSE YOU INVESTMENT LOSSES? Joseph Pratt Formerly With Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Pratt Customer Complaints Joseph Pratt has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 of the customer complaints were settled by Stifel Nicholas & Co. and/or Wells Fargo Advisors in favor of the investors. Allegations Against Joseph Pratt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Pratt Red Flags & Your Rights As An Investor Of course, Joseph Pratt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pratt at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Pratt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Joseph Pratt If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Joseph Pratt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 5, 2023

Joseph Ringhoffer of Stifel, Nicolaus & Company, Incorporated

DID JOSEPH EDWARD RINGHOFFER CAUSE YOU INVESTMENT LOSSES? Joseph Ringhoffer Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joseph Ringhoffer Customer Complaint Joseph Ringhoffer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. The customer complaint was denied by Stifel Nicolaus & Co., and today, the customer is not taken any further action. Joseph Ringhoffer Red Flags & Your Rights As An Investor Of course, Joseph Ringhoffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Ringhoffer at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Ringhoffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Joseph Ringhoffer If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Joseph Ringhoffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 19, 2023

Jon Laurell formerly with Stifel, Nicolaus & Company, Incorporated

DID JON OSCAR LAURELL CAUSE YOU INVESTMENT LOSSES? Jon Laurell Formerly With Stifel, Nicolaus & Company, Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Jon Laurell Customer Complaints Jon Laurell has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Stiefel, Nicholas & Co. in favor of the investor. Three of the customer complaints were denied by the brokerage firm in the customers took no further action. There is currently one customer complaint pending as a FINRA arbitration proceeding against Jon Laurell’s former employer. Allegations Against Jon Laurell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jon Laurell Red Flags & Your Rights As An Investor Of course, Jon Laurell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Laurell at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jon Laurell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Jon Laurell If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Jon Laurell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 12, 2023

Jeffrey Olson of Northland Securities, Inc.

DID JEFFREY SCOTT OLSON CAUSE YOU INVESTMENT LOSSES? Jeffrey Olson Formerly With Northland Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Jeffrey Olson Customer Complaints Jeffrey Olson has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint went all the way through a final arbitration hearing and resulted in an arbitration award in favor of the investors. Five customer complaints were by Jeffrey Olson’s former employer Stifel, Nicholaus & Co. in favor of the investors. Two customer complaints were denied by Jeffrey Olson’s former employers and the customers took no further action. Allegations Against Jeffrey Olson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Olson Red Flags & Your Rights As An Investor Of course, Jeffrey Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Olson at Northland Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Northland Securities, Inc. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northland Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northland Securities, Inc. Due To Jeffrey Olson If you have questions about Northland Securities, Inc. and/or Jeffrey Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 25, 2023

James Killeen of Stifel, Nicolaus & Company Incorporated

DID JAMES CHARLES KILLEEN CAUSE YOU INVESTMENT LOSSES? James Killeen Of Stifel, Nicolaus & Company Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is James Killeen of Stifel, Nicolaus & Company Incorporated? James Killeen (CRD #2666093) who is currently registered with Stifel, Nicolaus & Company Incorporated and located in Pasadena, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company Incorporated, James Killeen was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Killeen Customer Complaint James Killeen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose risks associated with purchase of a security. James Killeen’s employer denied the complaint and today, the customer has not taken any further action. James Killeen Red Flags & Your Rights As An Investor Of course, James Killeen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Killeen at Stifel, Nicolaus & Company Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Killeen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company Incorporated Due To James Killeen If you have questions about Stifel, Nicolaus & Company Incorporated and/or James Killeen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 17, 2023

Hayes Clark, IV formerly with Stifel, Nicolaus & Company, Incorporated

DID HAYES A. CLARK IV CAUSE YOU INVESTMENT LOSSES? Hayes Clark, IV Formerly With Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Hayes Clark, IV formerly with Stifel, Nicolaus & Company, Incorporated? Hayes Clark, IV (CRD #1197605) who is formerly registered with Stifel, Nicolaus & Company, Incorporated and located in Lebanon, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company, Incorporated, Hayes Clark, IV was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hayes Clark, IV Customer Complaints Hayes Clark, IV has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other 2 customer complaints were denied, and today, the customers have not taken any further action. Allegations Against Hayes Clark, IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hayes Clark, IV Red Flags & Your Rights As An Investor Of course, Hayes Clark, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hayes Clark, IV at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Hayes Clark, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Hayes Clark, IV If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Hayes Clark, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 8, 2022

Christopher Brennan of Stifel, Nicolaus & Company, Incorporated

It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. You may discover information about a person’s background, including previous employment history, regulatory disciplinary hearings, and consumer complaints, among other things, on a variety of sites. We will do everything we can to answer any questions you may have regarding Christopher Brennan and your investment losses. DID CHRISTOPHER MANION BRENNAN CAUSE YOU INVESTMENT LOSSES? Christopher Brennan Of Stifel, Nicolaus & Company, Incorporated And Formerly With B.C. Ziegler and Company Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Brennan of Stifel, Nicolaus & Company, Incorporated? Christopher Brennan (CRD #4120361) who is currently registered with Stifel, Nicolaus & Company, Incorporated and located in Brookfield, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company, Incorporated, Christopher Brennan was associated with B.C. Ziegler and Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Brennan Customer Complaint Christopher Brennan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Brennan breached a fiduciary duty by not disclosing to customer the sales of multiple securities in connection with rebalancing of portfolio might not be executed until the following business day. Christopher Brennan’s customer complaint was denied and, to date, the customer has not taken any further action.  Christopher Brennan Red Flags & Your Rights As An Investor Of course, Christopher Brennan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Brennan at Stifel, Nicolaus & Company, Incorporated and B.C. Ziegler and Company on alert to review carefully the activity and performance of their accounts and question whether Christopher Brennan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and B.C. Ziegler and Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Christopher Brennan If you have questions about Stifel, Nicolaus & Company, Incorporated, B.C. Ziegler and Company, and/or Christopher Brennan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading