May 15, 2023

Nicholas Baecker formerly with Thrivent Investment Management Inc.

DID NICHOLAS GREGORY BAECKER CAUSE YOU INVESTMENT LOSSES? Nicholas Baecker Formerly With Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Baecker Customer Complaint Nicholas Baecker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for selling a whole life insurance policy and a variable annuity that was not in the customer’s best interest. Thrivent Investment Management settled the customer complaint in favor of the investor. It also terminated Nicholas Baecker’s employment at the firm. Nicholas Baecker Red Flags & Your Rights As An Investor Of course, Nicholas Baecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Baecker at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Baecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Nicholas Baecker If you have questions about Thrivent Investment Management Inc. and/or Nicholas Baecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 14, 2023

Neil Zeller of Thrivent Investment Management Inc.

DID NEIL IVAN ZELLER CAUSE YOU INVESTMENT LOSSES? Neil Zeller Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Neil Zeller Customer Complaint Neil Zeller has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a recommendation to exchange mutual funds which was not in the customer’s best interest. Thrivent Investment Management settled the customer complaint in favor of the investor. Neil Zeller Red Flags & Your Rights As An Investor Of course, Neil Zeller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Zeller at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Neil Zeller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Neil Zeller If you have questions about Thrivent Investment Management Inc. and/or Neil Zeller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 10, 2023

Mark Peterson of Thrivent Investment Management Inc.

DID MARK ALAN PETESON CAUSE YOU INVESTMENT LOSSES? Mark Peterson Of Thrivent Investment Management Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Peterson Customer Complaints Mark Peterson has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were settled by Thrivent Investment Management Inc. in favor of the investors. Allegations Against Mark Peterson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Peterson Red Flags & Your Rights As An Investor Of course, Mark Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Peterson at Thrivent Investment Management Inc.  on alert to review carefully the activity and performance of their accounts and question whether Mark Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc.  Due To Mark Peterson If you have questions about Thrivent Investment Management Inc.  and/or Mark Peterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 25, 2023

John Jenneke formerly with Thrivent Investment Management Inc.

DID JOHN LOUIS JENNEKE CAUSE YOU INVESTMENT LOSSES? John Jenneke Formerly With Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct John Jenneke Customer Complaint John Jenneke has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose surrender charges in connection with a variable annuity contract investment. The brokerage firm denied the customer complaint and today, the customer took no further action. John Jenneke Red Flags & Your Rights As An Investor Of course, John Jenneke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Jenneke at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether John Jenneke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To John Jenneke If you have questions about Thrivent Investment Management Inc. and/or John Jenneke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 14, 2022

Elvira Makarevich formerly with Thrivent Investment Management Inc.

DID ELVIRA P. MAKAREVICH CAUSE YOU INVESTMENT LOSSES? Elvira Makarevich Formerly With Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Elvira Makarevich formerly with Thrivent Investment Management Inc.? Elvira Makarevich (CRD #6714175) who was formerly registered with Thrivent Investment Management Inc. and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations.   Elvira Makarevich Customer Complaint Elvira Makarevich has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer could not afford the variable life insurance policy recommended by financial advisor and sold to her. Elvira Makarevich’s customer complaint was settled in favor of the investor. Elvira Makarevich Red Flags & Your Rights As An Investor Of course, Elvira Makarevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elvira Makarevich at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Elvira Makarevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Elvira Makarevich If you have questions about Thrivent Investment Management Inc. and/or Elvira Makarevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 6, 2022

Doris Cheek of Thrivent Investment Management Inc.

DID DORIS WYNNETTE CHEEK CAUSE YOU INVESTMENT LOSSES? Doris Cheek Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Doris Cheek of Thrivent Investment Management Inc.? Doris Cheek (CRD # 4024977) who is currently registered with Thrivent Investment Management Inc. and located in Decatur, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Doris Cheek Customer Complaint Doris Cheek has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of the acts withholding on his IRA distributions. Doris Cheek’s customer complaint was settled in favor of the investor. Doris Cheek Red Flags & Your Rights As An Investor Of course, Doris Cheek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Doris Cheek at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Doris Cheek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Doris Cheek If you have questions about Thrivent Investment Management Inc. and/or Doris Cheek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael Buric of Thrivent Investment Management

DID MICHAEL JOHN BURIC CAUSE YOU INVESTMENT LOSSES? Michael Buric Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Buric of Thrivent Investment Management? Michael Buric (CRD #6304491) who is currently registered with Thrivent Investment Management and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Michael Buric Customer Complaint Michael Buric has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable universal life insurance policy purchased was not appropriate for her and the contract was not fully disclosed to her at the time of sale. Michael Buric’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Buric Red Flags & Your Rights As An Investor Of course, Michael Buric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Buric at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Michael Buric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Michael Buric If you have questions about Thrivent Investment Management and/or Michael Buric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Bradley Blodnick of Thrivent Investment Management

DID BRADLEY ALLAN BLODNICK CAUSE YOU INVESTMENT LOSSES? Bradley Blodnick Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Blodnick of Thrivent Investment Management? Bradley Blodnick (CRD #6289063) who is currently registered with Thrivent Investment Management and located in Coeur d’Alene, Idaho is a subject of one of our many securities industry sales practice abuse investigations. Bradley Blodnick Customer Complaint Bradley Blodnick has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses was the Variable Annuity recommendation by Bradley Blodnick was not appropriate for her income time frame and the investments were not in line with her risk tolerance. Bradley Blodnick’s customer complaint was denied and, to date, the customer has not taken any further action. Bradley Blodnick Red Flags & Your Rights As An Investor Of course, Bradley Blodnick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Blodnick at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Bradley Blodnick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Bradley Blodnick If you have questions about Thrivent Investment Management and/or Bradley Blodnick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Alan Caulkins of Thrivent Investment Management

DID ALAN IVES CAULKINS CAUSE YOU INVESTMENT LOSSES? Alan Caulkins Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Caulkins of Thrivent Investment Management? Alan Caulkins (CRD #1955686) who is currently registered with Thrivent Investment Management and located in Allison Park, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Alan Caulkins Customer Complaint Alan Caulkins has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged Alan Caulkins did not gather enough information before recommending the universal life insurance contract issued and funding the universal life premiums from her variable annuity contract. Alan Caulkins’ customer complaint was denied and, to date, the customer has not taken any further action. Alan Caulkins Red Flags & Your Rights As An Investor Of course, Alan Caulkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Caulkins at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Alan Caulkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Alan Caulkins If you have questions about Thrivent Investment Management and/or Alan Caulkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Eric Brady of Thrivent Investment Management

DID ERIC DEAN BRADY CAUSE YOU INVESTMENT LOSSES? Eric Brady Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Brady of Thrivent Investment Management? Eric Brady (CRD #2152702) who is currently registered with Thrivent Investment Management and located in Salisbury, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Eric Brady Customer Complaint Eric Brady has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Eric Brady did not properly supervise office assistant and that he was vicariously liable, as employer, for actions of misappropriation as office assistant. Eric Brady’s customer complaint was settled in favor of the investors. Eric Brady Red Flags & Your Rights As An Investor Of course, Eric Brady did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Brady at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Eric Brady has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Eric Brady If you have questions about Thrivent Investment Management and/or Eric Brady and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading