Jan 4, 2025

Michelle Sternick Formerly With TIAA-CREF Individual & Institutional Services, LLC FIRED

DID MICHELLE SUSAN STERNICK CAUSE YOU INVESTMENT LOSSES? Michelle Sternick Formerly With TIAA-CREF Individual & Institutional Services, LLC was fired on September 20, 2024, following allegations of signing a customer’s name on a risk profile form without consent Michelle Sternick Employment History and Termination Michelle Susan Sternick has over 25 years of experience in the financial services industry. She worked with firms such as TIAA-CREF Individual & Institutional Services, LLC (2001–2024), First Allied Securities, Inc. (2000–2001), and The Dreyfus Service Corporation (1998–1999). Sternick passed two general industry/product exams and two multi-state securities law exams, but she has no principal or supervisory certifications. Her most recent employment at TIAA-CREF ended on September 20, 2024, with termination due to allegations of signing a customer’s name without consent. According+ to firm records, she was terminated after allegedly signing a customer’s name on a risk profile form without their knowledge or consent. This incident followed a customer dispute that was later resolved with no action. The recent termination also highlights the importance of transparency in the financial services industry. Negative Disclosures Michelle Sternick Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Michelle Sternick is a red flag which should put all current and former customers of Michelle Sternick at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michelle Sternick engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Michelle Sternick If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Michelle Sternick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 25, 2024

Richard Haupt of TIAA-CREF Individual & Institutional Services, LLC Reviews

DID RICHARD RANDAL HAUPT CAUSE YOU INVESTMENT LOSSES? Richard Haupt Customer Complaints and Reviews Richard Randal Haupt has been involved in one reported customer dispute: Allegations Against Richard Haupt The specific allegations made against Richard Randal Haupt in the pending customer dispute are as follows: Richard Haupt Red Flags & Your Rights As An Investor Of course, Richard Haupt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Haupt at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Haupt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Richard Haupt If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Richard Haupt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 16, 2024

Phillip Goodman Formerly With Alight Financial Solutions, LLC Reviews

DID PHILLIP MICHAEL GOODMAN CAUSE YOU INVESTMENT LOSSES? Phillip Goodman Customer Complaints and Reviews Phillip Michael Goodman’s professional record includes one reported customer dispute: Allegations Against Phillip Goodman The allegation against Phillip Michael Goodman involves: Phillip Goodman Red Flags & Your Rights As An Investor Of course, Phillip Goodman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Goodman at Alight Financial Solutions, LLC and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Phillip Goodman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alight Financial Solutions, LLC and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alight Financial Solutions, LLC Due To Phillip Goodman If you have questions about Alight Financial Solutions, LLC, TIAA-CREF Individual & Institutional Services, LLC and/or Phillip Goodman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 13, 2023

Robert McConnell formerly with TIAA-CREF Individual & Institutional Services, LLC

DID ROBERT KALADIN MCCONNELL CAUSE YOU INVESTMENT LOSSES? Robert McConnell Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert McConnell Customer Complaint Robert McConnell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for investment advice concerning changes in customer’s portfolio causing financial damages. Robert McConnell’s former employer denied the customer complaint and, to date, no further action has been taken by the investor. Robert McConnell Red Flags & Your Rights As An Investor Of course, Robert McConnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert McConnell at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert McConnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Robert McConnell If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Robert McConnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Preston Rainer formerly with TIAA-CREF Individual & Institutional Services, LLC

DID PRESTON JERMAINE RAINER CAUSE YOU INVESTMENT LOSSES? Preston Rainer Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Preston Rainer Customer Complaint Preston Rainer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to “hold” an “stay the course and right this out.” The brokerage firm denied the customer complaint and, to date, no further action has been taken by the customer against the firm or broker. Preston Rainer Red Flags & Your Rights As An Investor Of course, Preston Rainer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Preston Rainer at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Preston Rainer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Preston Rainer If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Preston Rainer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Nicholas Wasielewski of TIAA-CREF Individual & Institutional Services, LLC

DID NICHOLAS MARK WASIELEWSKI CAUSE YOU INVESTMENT LOSSES? Nicholas Wasielewski Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Wasielewski Customer Complaint Nicholas Wasielewski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute sales of stocks and bonds that the client agreed to in a timely manner. TIAA-CREF settled the customer dispute in favor of the investor. Nicholas Wasielewski Red Flags & Your Rights As An Investor Of course, Nicholas Wasielewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Wasielewski at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Wasielewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Nicholas Wasielewski If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Nicholas Wasielewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael DiPenta of TIAA-CREF Individual & Institutional Services, LLC

DID MICHAEL CHRISTOPHER DIPENTA CAUSE YOU INVESTMENT LOSSES? Michael DiPenta Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael DiPenta Customer Complaint Michael DiPenta has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to sell equities and invest the sales proceeds and fixed rate investments. The customer complaint was denied by Michael DiPenta’s employer and, to date, the customer has not taken any further action. Michael DiPenta Red Flags & Your Rights As An Investor Of course, Michael DiPenta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael DiPenta at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael DiPenta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Michael DiPenta If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Michael DiPenta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2023

Lutelles White of TIAA-CREF Individual & Institutional Services, LLC

DID LUTELLES L WHITE CAUSE YOU INVESTMENT LOSSES? Lutelles White Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Lutelles White Customer Complaint Lutelles White has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were reallocating Traditional Funds without client’s authorization. Lutelles White’s employer denied the customer complaint, and to date, the customer has not taken for any further action. Lutelles White Red Flags & Your Rights As An Investor Of course, Lutelles White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lutelles White at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lutelles White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Lutelles White If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Lutelles White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Don Henry formerly with TIAA-CREF Individual & Institutional Services, LLC

DID DON HOUSTON HENRY II CAUSE YOU INVESTMENT LOSSES? Don Henry Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Don Henry formerly with TIAA-CREF Individual & Institutional Services, LLC? Don Henry (CRD #3009989) who was formerly registered with TIAA-CREF Individual & Institutional Services, LLC and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations.   Don Henry Customer Complaint Don Henry has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with an annuity application and substitution of terms into the annuity documentation which materially varied from the representations made to a client. Don Henry’s customer complaint was settled in favor of the investor. Don Henry Red Flags & Your Rights As An Investor Of course, Don Henry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Don Henry at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Don Henry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Don Henry If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Don Henry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 15, 2022

David Anderson formerly with TIAA-CREF Individual & Institutional Services

DID DAVID MARK ANDERSON CAUSE YOU INVESTMENT LOSSES? David Anderson Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Anderson formerly with TIAA-CREF Individual & Institutional Services? David Anderson (CRD #4530641) who was formerly registered with TIAA-CREF Individual & Institutional Services, LLC and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.   David Anderson Customer Complaint David Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations to induce the purchase of an annuity. David Anderson’s customer complaint was settled in favor of the investors. David Anderson Red Flags & Your Rights As An Investor Of course, David Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Anderson at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To David Anderson If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or David Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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