Feb 13, 2023

Jeremiah Korth formerly with TIAA-CREF Individual & Institutional Services, LLC

DID JEREMIAH ROBERT KORTH CAUSE YOU INVESTMENT LOSSES? Jeremiah Korth Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Jeremiah Korth Customer Complaint Jeremiah Korth has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the customer relied on the financial advisor in making decision to retire. The financial plan contained in undetected transposition error which inflated her assets in retirement income. The error overstated her available assets, impacted her asset allocation decisions and caused her to retire with less income than which had been projected for her. The customer complaint was settled by TIAA-CREF Individual & Institutional Services, LLC in favor of the investor. Jeremiah Korth Red Flags & Your Rights As An Investor Of course, Jeremiah Korth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremiah Korth at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeremiah Korth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Jeremiah Korth If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Jeremiah Korth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Don Henry formerly with TIAA-CREF Individual & Institutional Services, LLC

DID DON HOUSTON HENRY II CAUSE YOU INVESTMENT LOSSES? Don Henry Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Don Henry formerly with TIAA-CREF Individual & Institutional Services, LLC? Don Henry (CRD #3009989) who was formerly registered with TIAA-CREF Individual & Institutional Services, LLC and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations.   Don Henry Customer Complaint Don Henry has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with an annuity application and substitution of terms into the annuity documentation which materially varied from the representations made to a client. Don Henry’s customer complaint was settled in favor of the investor. Don Henry Red Flags & Your Rights As An Investor Of course, Don Henry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Don Henry at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Don Henry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Don Henry If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Don Henry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 23, 2022

Denise Stuart of TIAA-CREF Individual & Institutional Services, LLC

DID DENISE ELAINE STUART CAUSE YOU INVESTMENT LOSSES? Denise Stuart Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Denise Stuart of TIAA-CREF Individual & Institutional Services, LLC? Denise Stuart (CRD #5246423) who is currently registered with TIAA-CREF Individual & Institutional Services, LLC and located in Lewisville, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Denise Stuart Customer Complaint Denise Stuart has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor provided bad advice in determining an investment strategy to purchase a home and further the client allegedly suffered $20,000 and tax consequences due to that bad advice. Denise Stuart’s customer complaint was denied and, to date, the customer has not taken any further action.   Denise Stuart Red Flags & Your Rights As An Investor Of course, Denise Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Denise Stuart at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Denise Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Denise Stuart If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Denise Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 15, 2022

David Anderson formerly with TIAA-CREF Individual & Institutional Services

DID DAVID MARK ANDERSON CAUSE YOU INVESTMENT LOSSES? David Anderson Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Anderson formerly with TIAA-CREF Individual & Institutional Services? David Anderson (CRD #4530641) who was formerly registered with TIAA-CREF Individual & Institutional Services, LLC and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.   David Anderson Customer Complaint David Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations to induce the purchase of an annuity. David Anderson’s customer complaint was settled in favor of the investors. David Anderson Red Flags & Your Rights As An Investor Of course, David Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Anderson at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To David Anderson If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or David Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2022

David Ratzker of TIAA-CREF Individual & Institutional Services, LLC

DID DAVID ALAN RATZKER CAUSE YOU INVESTMENT LOSSES? David Ratzker Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Ratzker of TIAA-CREF Individual & Institutional Services, LLC? David Ratzker (CRD #6680532) who is currently registered with TIAA-CREF Individual & Institutional Services, LLC and located in Hackensack, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   David Ratzker Customer Complaint David Ratzker has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow clients’ instructions related to mutual fund investment.  David Ratzker’s customer complaint was denied and, to date, the customer has not taken any further action. David Ratzker Red Flags & Your Rights As An Investor Of course, David Ratzker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Ratzker at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Ratzker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To David Ratzker If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or David Ratzker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 7, 2022

Christopher Tolman of TIAA-CREF Individual & Institutional Services, LLC

It is critical that everyone understand as much as possible about the people with whom they entrust their money. There are several sources where you may learn more about a person’s background, such on previous employment history, regulatory disciplinary actions, and consumer complaints. We will do our utmost to answer any questions you may have about Christopher Tolman and your investment losses. DID CHRISTOPHER JOHN TOLMAN CAUSE YOU INVESTMENT LOSSES? Christopher Tolman Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Tolman of TIAA-CREF Individual & Institutional Services, LLC? Christopher Tolman (CRD #6232462) who is currently registered with TIAA-CREF Individual & Institutional Services, LLC and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations. Christopher Tolman Customer Complaint Christopher Tolman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Tolman liquidated a customer’s account without following the clients instructions for a strategic liquidation. Christopher Tolman’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Tolman Red Flags & Your Rights As An Investor Of course, Christopher Tolman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Tolman at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Tolman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Christopher Tolman If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Christopher Tolman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Mickey of TIAA-CREF Individual & Institutional Services

DID SCOTT D. MICKEY CAUSE YOU INVESTMENT LOSSES? Scott Mickey Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Mickey of TIAA-CREF Individual & Institutional Services? Scott Mickey (CRD #4286135) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Carmel, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Scott Mickey Customer Complaint Scott Mickey has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the executor alleged that the guaranteed income option for her existing retirement annuity contract was unsuitable and detrimental to her beneficiaries, and the participant was not capable of understanding the ramifications of the annuity income option that she elected.  Scott Mickey’s customer complaint was denied and, to date, the customer has not taken any further action. Scott Mickey Red Flags & Your Rights As An Investor Of course, Scott Mickey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Mickey at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Scott Mickey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Scott Mickey If you have questions about TIAA-CREF Individual & Institutional Services and/or Scott Mickey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brady Nance of TIAA-CREF Individual & Institutional Services

DID BRADY EDWARD NANCE CAUSE YOU INVESTMENT LOSSES? Brady Nance Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Brady Nance of TIAA-CREF Individual & Institutional Services? Brady Nance (CRD #4326691) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Brady Nance Customer Complaint Brady Nance has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that the TIAA representative, Brady Nance, did not inform her of the tax implications of taking a loan from her variable life insurance policy, or advise that she was creating a modified endowment contract by adding funds to that policy when issued. Brady Nance’s customer complaint was settled in favor of the investors. Brady Nance Red Flags & Your Rights As An Investor Of course, Brady Nance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brady Nance at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Brady Nance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Brady Nance If you have questions about TIAA-CREF Individual & Institutional Services and/or Brady Nance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Antoinette Lucas of TIAA-CREF Individual & Institutional Services

DID ANTOINETTE MARSHALL LUCAS CAUSE YOU INVESTMENT LOSSES? Antoinette Lucas Of TIAA-CREF Individual & Institutional Services And Formerly With Morgan Stanley And OneAmerica Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Antoinette Lucas of TIAA-CREF Individual & Institutional Services? Antoinette Lucas (CRD #4314461) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Charlottesville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Antoinette Lucas was associated with Morgan Stanley, OneAmerica Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Antoinette Lucas Customer Complaint Antoinette Lucas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that she provided account trade instructions to the representative on February 20, 2020 but due to a delay in trades being made, experienced a loss in account value. Antoinette Lucas’ customer complaint was settled in favor of the investors. Antoinette Lucas Red Flags & Your Rights As An Investor Of course, Antoinette Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoinette Lucas at TIAA-CREF Individual & Institutional Services, Morgan Stanley, and OneAmerica Securities on alert to review carefully the activity and performance of their accounts and question whether Antoinette Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, Morgan Stanley, and OneAmerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Antoinette Lucas If you have questions about TIAA-CREF Individual & Institutional Services, Morgan Stanley, OneAmerica Securities, and/or Antoinette Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Terry Montoya of TIAA-CREF Individual & Institutional Services

DID TERRY ALLEN MONTOYA CAUSE YOU INVESTMENT LOSSES? Terry Montoya Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Terry Montoya of TIAA-CREF Individual & Institutional Services? Terry Montoya (CRD #5108671) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Terry Montoya Customer Complaint Terry Montoya has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client contributed monies to an after-tax retirement annuity and stated that the TIAA representative did not inform him or review the tax penalties associated with early distribution from the account. The client requested a withdrawal and claimed a 10% penalty was assessed. Terry Montoya’s customer complaint was settled in favor of the investors. Terry Montoya Red Flags & Your Rights As An Investor Of course, Terry Montoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Montoya at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Terry Montoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Terry Montoya If you have questions about TIAA-CREF Individual & Institutional Services and/or Terry Montoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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