Mar 7, 2022

Kevin Millard formerly with TIAA-CREF Individual & Institutional Services

DID KEVIN D. MILLARD CAUSE YOU INVESTMENT LOSSES? Kevin Millard Formerly With TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Millard formerly with TIAA-CREF Individual & Institutional Services? Kevin Millard (CRD #5430403) who was formerly registered with TIAA-CREF Individual & Institutional Services and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Kevin Millard Customer Complaint Kevin Millard has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client stated he met with the representative on September 21, 2018 to discuss his retirement account, move funds out of the TIAA Traditional Annuity (a fixed annuity) and required minimum distributions. The client contended that the setup of the transaction did not satisfy required minimum distributions for tax year 2019 which totaled $17,326.23 and he may be subject to a 50% penalty by the Internal Revenue Service. Kevin Millard’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kevin Millard Red Flags & Your Rights As An Investor Of course, Kevin Millard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Millard at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Millard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kevin Millard If you have questions about TIAA-CREF Individual & Institutional Services and/or Kevin Millard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kevin Lao Formerly With TIAA-CREF Individual & Institutional Services

DID KEVIN RYAN LAO CAUSE YOU INVESTMENT LOSSES? Kevin Lao Formerly With TIAA-CREF Individual & Institutional Services And Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Lao formerly with TIAA-CREF Individual & Institutional Services? Kevin Lao (CRD #5569262) who was formerly registered with TIAA-CREF Individual & Institutional Services and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Kevin Lao was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kevin Lao Customer Complaint Kevin Lao has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kevin Lao failed to timely liquidate equity assets held in the client’s managed account which also held fixed income assets as Mr. Lao requested that a written and signed asset allocation change be processed in order to accomplish such a liquidation. Kevin Lao’s customer complaint was settled in favor of the investors. Kevin Lao Red Flags & Your Rights As An Investor Of course, Kevin Lao did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Lao at TIAA-CREF Individual & Institutional Services and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Lao has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kevin Lao If you have questions about TIAA-CREF Individual & Institutional Services, Northwestern Mutual Investment Services, and/or Kevin Lao and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Gregg Hoff of TIAA-CREF Individual & Institutional Services

DID GREGG ALAN HOFF CAUSE YOU INVESTMENT LOSSES? Gregg Hoff Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Gregg Hoff of TIAA-CREF Individual & Institutional Services? Gregg Hoff (CRD #5573496) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Gregg Hoff Customer Complaint Gregg Hoff has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client submitted a survey response that contained allegations of theft and fraud associated with the representative. Gregg Hoff’s customer complaint was denied and, to date, the customer has not taken any further action. Gregg Hoff Red Flags & Your Rights As An Investor Of course, Gregg Hoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregg Hoff at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Gregg Hoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Gregg Hoff If you have questions about TIAA-CREF Individual & Institutional Services and/or Gregg Hoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Alicia Huburn of TIAA-CREF Individual & Institutional Services

DID ALICIA KAY HUBURN CAUSE YOU INVESTMENT LOSSES? Alicia Huburn Of TIAA-CREF Individual & Institutional Services Has A Customer Complaint For Alleged Broker Misconduct Who is Alicia Huburn of TIAA-CREF Individual & Institutional Services? Alicia Huburn (CRD #6772091) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Alicia Huburn Customer Complaint Alicia Huburn has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Alicia Huburn did not follow his instructions to liquidate funds from a specific account. The client claimed that his disability premiums were discontinued and forfeited due to the withdrawal from his retirement annuity and he suffered damages as a result. Alicia Huburn’s customer complaint was settled in favor of the investors. Alicia Huburn Red Flags & Your Rights As An Investor Of course, Alicia Huburn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alicia Huburn at TIAA-CREF Individual & Institutional Services on alert to review carefully the activity and performance of their accounts and question whether Alicia Huburn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Alicia Huburn If you have questions about TIAA-CREF Individual & Institutional Services and/or Alicia Huburn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kunal Vyas of TIAA-CREF Individual & Institutional Services

DID KUNAL D. VYAS CAUSE YOU INVESTMENT LOSSES? Kunal Vyas Of TIAA-CREF Individual & Institutional Services And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Kunal Vyas of TIAA-CREF Individual & Institutional Services? Kunal Vyas (CRD #5312290) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Kunal Vyas was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kunal Vyas Customer Complaint Kunal Vyas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that he was explicitly clear on March 10, 2020 that they wanted all of their investments out of the stock market, the transactions were not completed until March 26, 2020 and due to the delay, experienced lost account value as a result. The customer complaint filed against Kunal Vyas’ current employer TIAA-CREF Individual & Institutional Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Kunal Vyas Red Flags & Your Rights As An Investor Of course, Kunal Vyas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kunal Vyas at TIAA-CREF Individual & Institutional Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Kunal Vyas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Kunal Vyas If you have questions about TIAA-CREF Individual & Institutional Services, NYLIFE Securities, and/or Kunal Vyas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Eric Tharp of TIAA-CREF Individual & Institutional Services

DID ERIC NOLAN THARP CAUSE YOU INVESTMENT LOSSES? Eric Tharp Of TIAA-CREF Individual & Institutional Services And Formerly With Santander Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Tharp of TIAA-CREF Individual & Institutional Services? Eric Tharp (CRD #6059458) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Eric Tharp was associated with Santander Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Tharp Customer Complaint Eric Tharp has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the investment was unsuitable. Client stated that she advised the representative, Eric Tharp that she was a conservative investor and did not want to be subject to significant loss in the account. Eric Tharp’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Eric Tharp Red Flags & Your Rights As An Investor Of course, Eric Tharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Tharp at TIAA-CREF Individual & Institutional Services and Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Eric Tharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and Santander Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Eric Tharp If you have questions about TIAA-CREF Individual & Institutional Services, Santander Securities, and/or Eric Tharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Timothy Salunga of TIAA-CREF Individual & Institutional Services

DID TIMOTHY MONTILLANO SALUNGA CAUSE YOU INVESTMENT LOSSES? Timothy Salunga Of TIAA-CREF Individual & Institutional Services And Formerly With SigFig Wealth Management Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Salunga of TIAA-CREF Individual & Institutional Services? Timothy Salunga (CRD #5627351) who is currently registered with TIAA-CREF Individual & Institutional Services and located in Palo Alto, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to TIAA-CREF Individual & Institutional Services, Timothy Salunga was associated with SigFig Wealth Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Salunga Customer Complaint Timothy Salunga has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client stated that discussions occurred with the TIAA representative around consolidation of accounts to a single Individual Retirement Account (IRA) that allowed for investment in Exchange Traded Funds (ETF). An IRA was established and account consolidations completed however the IRA that was established did not allow for investment in ETFs.  Timothy Salunga’s customer complaint was settled in favor of the investors. Timothy Salunga Red Flags & Your Rights As An Investor Of course, Timothy Salunga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Salunga at TIAA-CREF Individual & Institutional Services and SigFig Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Timothy Salunga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services and SigFig Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due To Timothy Salunga If you have questions about TIAA-CREF Individual & Institutional Services, SigFig Wealth Management, and/or Timothy Salunga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Ayad Amary of TIAA-CREF Individual & Institutional Services, LLC

DID AYAD AMARY CAUSE YOU INVESTMENT LOSSES? Ayad Amary Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ayad Amary of TIAA-CREF Individual & Institutional Services, LLC? Ayad Amary (CRD #2926605) who is currently registered with TIAA-CREF Individual & Institutional Services, LLC and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.    Ayad Amary Customer Complaint Ayad Amary has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisors made false representations prior to the signing of annuity application, and further, substituted terms into the annuity documents which materially varied from what was represented. Ayad Amary’s customer complaint was settled in favor of the investors. Ayad Amary Red Flags & Your Rights As An Investor Of course, Ayad Amary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ayad Amary at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ayad Amary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Ayad Amary If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Ayad Amary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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