Dec 22, 2022

Feng Luo of Transamerica Financial Advisors, Inc.

DID FENG LUO CAUSE YOU INVESTMENT LOSSES? Feng Luo Of Transamerica Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Feng Luo of Transamerica Financial Advisors, Inc.? Feng Luo (CRD #5508192) who is currently registered with Transamerica Financial Advisors, Inc. and located in Cerritos, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Transamerica Financial Advisors, Inc., Feng Luo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Feng Luo Customer Complaint Feng Luo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and misleading statements related to the sale of an unsuitable insurance product. Feng Luo’s customer complaint was settled in favor of the investor(s).   Feng Luo Red Flags & Your Rights As An Investor Of course, Feng Luo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Feng Luo at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Feng Luo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Feng Luo If you have questions about Transamerica Financial Advisors, Inc. and/or Feng Luo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Racquel Ramlal-Slawinski of Transamerica Financial Advisors

DID RACQUEL RAMLAL-SLAWINSKI CAUSE YOU INVESTMENT LOSSES? Racquel Ramlal-Slawinski Of Transamerica Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Racquel Ramlal-Slawinski of Transamerica Financial Advisors, Inc.? Racquel Ramlal-Slawinski (CRD #3165650) who is currently registered with Transamerica Financial Advisors, Inc. and located in Greenbelt, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Racquel Ramlal-Slawinski Customer Complaints Racquel Ramlal-Slawinski has been the subject of 2 customer complaints that we know about. Both of Racquel Ramlal-Slawinski’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Racquel Ramlal-Slawinski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that a variable universal life insurance policy issued was sold as an investment by Racquel Ramlal-Slawinski. Client requested refund of premiums paid on this same variable universal life insurance policy as well as 4 mutual funds. Client alleged that Racquel Ramlal-Slawinski’s product was unsuitable and caused financial hardship. Racquel Ramlal-Slawinski Red Flags & Your Rights As An Investor Of course, Racquel Ramlal-Slawinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Racquel Ramlal-Slawinski at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Racquel Ramlal-Slawinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Racquel Ramlal-Slawinski If you have questions about Transamerica Financial Advisors, Inc. and/or Racquel Ramlal-Slawinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Nguyen Formerly With Transamerica Financial Advisors

DID JOHN HUAN NGUYEN CAUSE YOU INVESTMENT LOSSES? John Nguyen Formerly With Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Nguyen formerly with Transamerica Financial Advisors? John Nguyen (CRD #3103693) who was formerly registered with Transamerica Financial Advisors and located in Huntington Beach, California is a subject of one of our many securities industry sales practice abuse investigations. John Nguyen Customer Complaint John Nguyen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that her signature was forged while she was on vacation. John Nguyen’s customer complaint was denied and, to date, the customer has not taken any further action. John Nguyen Red Flags & Your Rights As An Investor Of course, John Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Nguyen at Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether John Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors Due To John Nguyen If you have questions about Transamerica Financial Advisors and/or John Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Travis Christiansen of Transamerica Financial Advisors

DID TRAVIS RAY CHRISTIANSEN CAUSE YOU INVESTMENT LOSSES? Travis Christiansen Of Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Travis Christiansen of Transamerica Financial Advisors? Travis Christiansen (CRD #4235688) who is currently registered with Transamerica Financial Advisors and located in St. George, Utah is a subject of one of our many securities industry sales practice abuse investigations. Travis Christiansen Customer Complaint Travis Christiansen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleges that he instructed Travis Christiansen to liquidate his funds and he failed to follow those instructions causing the client to experience market loss. Travis Christiansen’s customer complaint was denied and, to date, the customer has not taken any further action. Travis Christiansen Red Flags & Your Rights As An Investor Of course, Travis Christiansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Christiansen at Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Travis Christiansen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors Due To Travis Christiansen If you have questions about Transamerica Financial Advisors and/or Travis Christiansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kris Hayne of Transamerica Financial Advisors

DID KRIS JAMES HAYNE CAUSE YOU INVESTMENT LOSSES? Kris Hayne Of Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kris Hayne of Transamerica Financial Advisors? Kris Hayne (CRD #6055049) who is currently registered with Transamerica Financial Advisors and located in Eugene, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Kris Hayne Customer Complaint Kris Hayne has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that she did not sign the 1035 exchange forms submitted to Transamerica and that Kris Hayne, forged her signature on the forms. Kris Hayne’s customer complaint was denied and, to date, the customer has not taken any further action. Kris Hayne Red Flags & Your Rights As An Investor Of course, Kris Hayne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kris Hayne at Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Kris Hayne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors Due To Kris Hayne If you have questions about Transamerica Financial Advisors and/or Kris Hayne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Enrique Huang of Transamerica Financial Advisors

DID ENRIQUE DANIEL YUAN HUANG CAUSE YOU INVESTMENT LOSSES? Enrique Huang Of Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Enrique Huang of Transamerica Financial Advisors? Enrique Huang (CRD #6576877) who is currently registered with Transamerica Financial Advisors and located in San Carlos, California is a subject of one of our many securities industry sales practice abuse investigations. Enrique Huang Customer Complaint Enrique Huang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that product purchased was unsuitable. She attempted to rescind her complaint. Enrique Huang’s customer complaint was denied and, to date, the customer has not taken any further action. Enrique Huang Red Flags & Your Rights As An Investor Of course, Enrique Huang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Enrique Huang at Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Enrique Huang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors Due To Enrique Huang If you have questions about Transamerica Financial Advisors and/or Enrique Huang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Mackay of Transamerica Financial Advisors, Inc

DID MICHAEL R. MACKAY CAUSE YOU INVESTMENT LOSSES? Michael R. Mackay formerly with Transamerica Financial Advisors, Inc. Has 4 Customer Complaints for Alleged Broker Misconduct In the Past 2 Years Who is Michael R. Mackay formerly with Transamerica Financial Advisors, Inc.? Michael Mackay (CRD #2279775) who was formerly registered with Transamerica Financial Advisors, Inc. and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Transamerica Financial Advisors, Inc., Michael Mackay was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Transamerica Financial Advisors, Inc. Broker Misconduct In his career, Michael Mackay has been the subject of 4 customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. Two of Michael Mackay’s 4 customer complaints for selling unauthorized promissory notes (Selling Away) were settled in favor of investors.  One complaint was denied by the brokerage firm and to date, the customer has not pursued any further action. There is currently one pending customer complaint filed against Michael Mackay’s former employer Transamerica Financial Advisors, Inc. for investment losses caused by his alleged misconduct. FINRA commenced an investigation into allegations that Michael Mackay had referred customers to an outside real estate investment opportunity that is firm had not approved.  Michael Mackay refused to cooperate with the investigation and was permanently barred from any further association with a member firm in the securities industry. Allegations Against Michael Mackay A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant’s alleged the registered representative sold them unsuitable investments, including promissory notes, which were sold away from the firm.  The firm settled the Selling Away claim for $425,000. The complainant alleged that she purchased a total of $427,000 of Equity Trust Company REPF Fund and discovered it was an unauthorized and unapproved product. Claimants alleged a registered representative sold unsuitable investments, which were sold away from the firm. The complainant alleged that she provided a check to the registered representative in the amount of $300,000 for real estate investment and wanted the funds returned to her.  The firm settled the matter for $235,000, even though it was an unauthorized and unapproved investment. Michael Mackay Red Flags & Your Rights as An Investor Of course, Michael Mackay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Michael Mackay at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Mackay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. If you have questions about Transamerica Financial Advisors, Inc. and/or Michael Mackay and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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