Nov 18, 2022

David Ash formerly with Triad Advisors LLC

DID DAVID TRENTON ASH CAUSE YOU INVESTMENT LOSSES? David Ash Formerly With Triad Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Ash formerly with Triad Advisors LLC? David Ash (CRD #6895271) who was formerly registered with Triad Advisors LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.   David Ash Customer Complaint David Ash has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were excessive commissions and unauthorized trading related to options in real estate security investments. David Ash’s customer complaint was denied and, to date, the customer has not taken any further action. David Ash Red Flags & Your Rights As An Investor Of course, David Ash did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Ash at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether David Ash has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To David Ash If you have questions about Triad Advisors LLC and/or David Ash and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2022

Darrin Cohen of Triad Advisors LLC

DID DARRIN STUART COHEN CAUSE YOU INVESTMENT LOSSES? Darrin Cohen Of Triad Advisors LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Darrin Cohen of Triad Advisors LLC? Darrin Cohen (CRD #2488435)who is currently registered with Triad Advisors LLC and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Darrin Cohen Customer Complaints Darrin Cohen has been the subject of 3 customer complaints that we know about, all 3 of those complaints were filed in the last year to recover investment losses. One of Darrin Cohen’s 3 customer complaints was settled in favor of investor. There are currently 2 pending customer complaints filed against Darrin Cohen’s current employer Triad Advisors LLC for investment losses caused by the alleged misconduct. Allegations Against Darrin Cohen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendations of multiple alternative investments Unsuitable investment recommendation, misrepresentation, and failure to disclose material information related to alternative investment Unsuitable recommendation of real estate investment Darrin Cohen Red Flags & Your Rights As An Investor Of course, Darrin Cohen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darrin Cohen at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Darrin Cohen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Darrin Cohen If you have questions about Triad Advisors LLC and/or Darrin Cohen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Kenyon of Triad Advisors

DID TIMOTHY KENYON CAUSE YOU INVESTMENT LOSSES? Timothy Kenyon Of Triad Advisors LLC And Formerly With GWN Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Timothy Kenyon of Triad Advisors LLC? Timothy Kenyon (CRD #1324495) who is currently registered with Triad Advisors LLC and located in Somerville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors LLC, Timothy Kenyon was associated with GWN Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Kenyon Customer Complaints Timothy Kenyon has been the subject of 3 customer complaints that we know about. One of Timothy Kenyon’s 3 customer complaints was settled in favor of investors. Two of Timothy Kenyon’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Timothy Kenyon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Timothy Kenyon made unauthorized trades within his account. The customers’ son, acting as the attorney for his father’s estate and for his mother, alleges an unsuitable investment strategy and complains of associated portfolio losses allegedly committed by Timothy Kenyon. Timothy Kenyon Red Flags & Your Rights As An Investor Of course, Timothy Kenyon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Kenyon at Triad Advisors LLC and GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Kenyon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC and GWN Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Timothy Kenyon If you have questions about Triad Advisors LLC, GWN Securities, and/or Timothy Kenyon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Darrin Farrow of Triad Advisors, Inc

DID DARRIN BARTON FARROW CAUSE YOU INVESTMENT LOSSES? Darrin Barton Farrow formerly with Royal Alliance Associates Has 3 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Darrin B. Farrow formerly with Triad Advisors, Inc.? Darrin Farrow (CRD #1995240) who was formerly registered with Triad Advisors, Inc. and located in Rocky River, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors, Inc., Darrin Farrow was associated with Royal Alliance Associates, Inc. and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darrin Farrow is no longer employed in the securities industry. In June 2016, he consented, without admitting or denying, the findings of FINRA that he founded an entity providing consulting services to the cannabis industry, that he also formed a company that grows and supplies cannabis to dispensaries. FINRA’s dispute with Darrin Farrow arose out of his failure to disclose and get approval of private securities transactions with firm customers who invested over $1 million in the companies he formed. The undisclosed participation in private securities transactions violated the FINRA Rules 3270 and 2010. As a result of these rule violations, Darrin Farrow is permanently barred from association with any FINRA member firm in any capacity. He is also subject to a cease and State of Ohio Royal Alliance Associates Broker Misconduct In his career, Darrin Farrow has been the subject of 6 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. All those complaints arose in connection with his employment at Royal Alliance Associates. Two of Darrin Farrow’s 6 customer complaints were settled in favor of investors. There are currently 3 pending customer complaints filed against Darrin Farrow’s former employer, Royal Alliance Associates for investment losses caused by his alleged misconduct. Allegations Against Darrin Farrow A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Sale of the product that was not approved by Royal Alliance Associates. Claimant alleged that an annuity recommendation made by financial advisor was not suitable. The customer alleged misrepresentation regard to non-traded REIT investments. Darrin Farrow Red Flags & Your Rights As An Investor Of course, Darrin Farrow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darrin Farrow at Triad Advisors, Inc. and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Darrin Farrow has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints about Darrin Farrow at Royal Alliance Associates, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. If you have questions about Triad Advisors, Inc. and Royal Alliance Associates, Inc. and/or Darrin Farrow and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Alma Faerber of Orchard Securities, LLC

DID ALMA EDWARDS FAERBER CAUSE YOU INVESTMENT LOSSES? Alma Faerber Of Orchard Securities, LLC And Formerly With Triad Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alma Faerber of Orchard Securities, LLC? Alma Faerber (CRD #3125557) who is currently registered with Orchard Securities, LLC and located in Pleasant Grove, Utah is a subject of one of our many securities industry sales practice abuse investigations. Prior to Orchard Securities, LLC, Alma Faerber was associated with Triad Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alma Faerber Customer Complaint Alma Faerber has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alma Faerber made unsuitable recommendations to customers to invest in alternative investments.  The customer complaint filed against Alma Faerber’s former employer Triad Advisors, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Alma Faerber Red Flags & Your Rights As An Investor Of course, Alma Faerber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alma Faerber at Orchard Securities, LLC and Triad Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alma Faerber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Orchard Securities, LLC and Triad Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Orchard Securities, LLC Due To Alma Faerber If you have questions about Orchard Securities, LLC, Triad Advisors, Inc. and/or Alma Faerber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Alan Berger of Arkadios Capital

DID ALAN STUART BERGER CAUSE YOU INVESTMENT LOSSES? Alan Berger Of Arkadios Capital And Formerly With Triad Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Berger of Arkadios Capital? Alan Berger (CRD #702838) who is currently registered with Arkadios Capital and located in Wall, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Arkadios Capital, Alan Berger was associated with Triad Advisors LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Berger Customer Complaint Alan Berger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alan Berger made an unsuitable investment recommendation in connection with GPB Holdings. The customer complaint filed against Alan Berger’s former employer Triad Advisors LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Alan Berger Red Flags & Your Rights As An Investor Of course, Alan Berger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Berger at Arkadios Capital and Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Alan Berger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Triad Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Alan Berger If you have questions about Arkadios Capital, Triad Advisors LLC, and/or Alan Berger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Myron Erstad of Triad Advisors LLC

DID MYRON DALE ERSTAD CAUSE YOU INVESTMENT LOSSES? Myron Dale Erstad with Triad Advisors LLC Has One Customer Complaint For Alleged Broker Misconduct In the Past 2 Years Who is Myron D. Erstad with Triad Advisors LLC? Myron Erstad (CRD #4771925) who is currently registered with Triad Advisors LLC and located in Mankato, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors LLC, Myron Erstad was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Triad Advisors LLC Broker Misconduct Myron Erstad was recently the subject of a customer complaint that that was filed in the last 2 years to recover investment losses. The customer complaint was about Myron Erstad’s recommendation of unsuitable alternative direct investments in the real estate sector. The customers’ complaint was settled in favor of the investors by his current employer Triad Advisors LLC . Myron Erstad Red Flags & Your Rights As An Investor Of course, Myron Erstad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Myron Erstad at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Myron Erstad has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Triad Advisors LLC which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC If you have questions about Triad Advisors LLC and/or Myron Erstad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Christopher Tolmacs of Triad Advisors, Inc

DID CHRISTOPHER THOMAS TOLMACS CAUSE YOU INVESTMENT LOSSES? Christopher Thomas Tolmacs formerly with Triad Advisors, Inc. Has 12 Customer Complaints for Alleged Broker Misconduct Who is Christopher T. Tolmacs formerly with Triad Advisors, Inc.? Christopher Tolmacs (CRD #4648724) who was formerly registered with Triad Advisors, Inc. and located in Portage, Michigan is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Triad Advisors, Inc., Christopher Tolmacs was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Tolmacs has had his own problems with the regulators.  In 2016, the State of Michigan revoked his license and fined him $50,000 for allegedly willfully violating the Michigan Securities Act, impeding an examination of the Triad Branch Office, and engaging in dishonest and unethical business practices.  Later, he was suspended by FINRA for failing to pay an arbitration award. And then, Christopher Tolmacs allegedly refused to appear and give testimony to FINRA during the course of an ongoing FINRA investigation into whether he entered into lending arrangements with several of his customers through the issuance of promissory notes, and he was permanently barred from association with any FINRA member firm in any capacity. Triad Advisors, Inc. Broker Misconduct In his career, Christopher Tolmacs has been the subject of 12 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses.  In 2016, he was found liable and ordered to pay the claimants in an arbitration proceeding of $1.2 million.  Based upon the panel’s finding of negligence, gross negligence, breach of fiduciary duty, willful and wanton misconduct, conversion of funds, securities fraud, and in addition, ordered to pay $300,000 in punitive damages based upon his willful and wanton misconduct, including the conversion of funds and securities.  Ten of Christopher Tolmacs’ 12 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Christopher Tolmacs’ former employer Triad Advisors, Inc. for investment losses caused by his alleged misconduct. Allegations Against Christopher Tolmacs A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleged that money provided to Christopher Tolmacs for investment were converted by him for his own use. Claimants alleged that the financial advisor recommended unsuitable alternative investments involving equipment leasing and other business development companies and further that they loaned him money that was not repaid. Claimants alleged that Christopher Tolmacs made unsuitable investment recommendations for their retirement assets in exchange-traded funds in business development companies. Conversion of funds. Claimants alleged unsuitable investment recommendations involving mutual funds, and oil and gas, and real estate partnerships. Claimants made loans to Christopher Tolmacs and exchange received promissory notes that were never repaid. The claimant alleged unsuitable investment recommendations to concentrate the assets of an individual retirement account in illiquid, high commission, private placement investments. Christopher Tolmacs Red Flags & Your Rights as An Investor Of course, Christopher Tolmacs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Tolmacs at Triad Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Tolmacs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors, Inc. also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Triad Advisors, Inc. If you have questions about Triad Advisors, Inc. and/or Christopher Tolmacsand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Mark Just of Triad Advisors, LLC

DID MARK WILLIAM JUST CAUSE YOU INVESTMENT LOSSES? Mark William Just with Triad Advisors, LLC Has 3 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Mark W. Just with Triad Advisors, LLC? Mark Just (CRD #1138738) who is currently registered with Triad Advisors LLC, and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Triad Advisors LLC, Mark Just has associated with4other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Triad Advisors, LLC Broker Misconduct In his career, Mark Just has been the subject of 6 customer complaints that we know about, 3 of those complaints were filed in the last two years to recover investment losses. Three of those customer complaints were denied by his current employer, and to date, no action has been taken by any of the customers. There are currently 3 pending customer complaints filed against Mark Just’s current employer Triad Advisors LLC, for investment losses caused by his alleged misconduct. Allegations Against Mark Just A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges that the recapture charge associated with the bonus feature of 4 annuities he purchased was not disclosed by the financial advisor. The client complained about the surrender fees of an annuity. The customer claimed he was not made aware of the surrender charges incurred upon the switch of investments, recommended by the financial advisor. The claimant alleges unsuitable alternative investments in the real estate sector. Claimants allege that variable annuities and real estate securities recommended or unsuitable. The customer alleged financial advisor made unsuitable investment recommendations to purchase variable annuities, corporate debt, common stocks, and mutual funds. Mark Just Red Flags & Your Rights as An Investor Of course, Mark Just did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Justat Triad Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Just has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Triad Advisors, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Triad Advisors LLC If you have questions about Triad Advisors, LLC and/or Mark Just and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Mark Robare of Triad Advisors LLC

DID MARK LEE ROBARE CAUSE YOU INVESTMENT LOSSES? Mark Lee Robare with Triad Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Mark L. Robare with Triad Advisors LLC? Mark Robare (CRD #1057899) who is currently registered with Triad Advisors LLC and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Triad Advisors LLC, Mark Robare was associated with Robare & Jones Wealth Management and another investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Triad Advisors LLC Broker Misconduct In his career, Mark Robare has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Mark Robare’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaints filed against Mark Robare’s current employer Triad Advisors LLC for investment losses caused by his alleged misconduct. Allegations Against Mark Robare   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants alleged unsuitable investment strategy involving direct investments in limited partnership interests in the real estate sector.  This case was settled. In the pending case, claimants also allege an unsuitable investment strategy involving real estate securities are seeking damages in excess of $500,000. Mark Robare Red Flags & Your Rights As An Investor Of course, Mark Robare did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Robare at Triad Advisors LLC and Robare & Jones Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Mark Robare has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC and Robare & Jones Wealth Management also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Triad Advisors LLC If you have questions about Triad Advisors LLC, Robare & Jones Wealth Management and/or Mark Robare and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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