Feb 25, 2025

Davit Hambardzumyan Formerly With U.S. Bancorp Investments, Inc. FIRED

DID DAVIT HAMBARDZUMYAN CAUSE YOU INVESTMENT LOSSES? Davit Hambardzumyan was fired from U.S. Bancorp Investments, Inc in October 2024 due to allegations that were in violation of internal policies.   Davit Hambardzumyan Employment History and Termination Davit Hambardzumyan worked at U.S. Bancorp Investments, Inc. in Burnsville, MN, from June 2021 to November 2024 as a registered broker, and held a prior role at U.S. Bank as a Wealth Management Banker since February 2016. His employment history also includes a role at the Ministry of Education and Science in Armenia as the Head of Division from 2011 to 2015 and additional non-investment-related positions He passed two general industry/product exams (Series 6 and SIE) and one multi-state securities law exam (Series 63). However, he has not passed any principal or supervisory exams. He is not currently registered as a broker. Hambardzumyan was terminated from U.S. Bancorp Investments, Inc. on October 24, 2024, stemming from allegations of improper account-opening procedures-failing to properly obtain account signature cards on five occasions, which violated internal policies. Negative Disclosures Summary There is one disclosed termination in Mr. Hambardzumyan’s record. Davit Hambardzumyan Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Davit Hambardzumyan is a red flag which should put all current and former customers of Davit Hambardzumyan at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Davit Hambardzumyan engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Davit Hambardzumyan If you have questions about U.S. Bancorp Investments, Inc. and/or Davit Hambardzumyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 27, 2024

Donald Michael Formerly With U.S. Bancorp Investments, Inc FIRED

DID DONALD WILLIAM MICHAEL CAUSE YOU INVESTMENT LOSSES? Donald Michael Formerly With U.S. Bancorp Investments, Inc was terminated on September 16, 2024, following an allegation of altering a signed client document Donald Michael Employment History and Termination Donald W. Michael has been registered in the securities industry since 2018. Michael worked with U.S. Bancorp Investments, Inc. from September 2023 to September 2024, following a five-year tenure with Cetera Investment Services LLC from 2018-2023. He has passed two general industry/product exams and one multi-state securities law exam, demonstrating competence in securities law and general product knowledge. Donald Michael was terminated by U.S. Bancorp Investments, Inc. on September 16, 2024. The termination resulted from allegations that he altered a client-signed document. This information, publicly available, is essential for transparency about financial professionals’ compliance records. Disclosure Event: Donald Michael Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Donald Michael is a red flag which should put all current and former customers of Donald Michael at U.S. Bancorp Investments, Inc on alert to review carefully the activity and performance of their accounts and question whether Donald Michael engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc Due To Donald Michael If you have questions about U.S. Bancorp Investments, Inc and/or Donald Michael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2024

Giuseppe Distefano of U.S. Bancorp Investments, Inc. Reviews

DID GIUSEPPE ALESSANDRO DISTEFANO CAUSE YOU INVESTMENT LOSSES? Giuseppe Distefano Customer Complaints and Reviews Giuseppe Distefano has been involved in one customer dispute: Allegations Against Giuseppe Distefano Giuseppe Distefano Red Flags & Your Rights As An Investor Of course, Giuseppe Distefano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Giuseppe Distefano at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Giuseppe Distefano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Giuseppe Distefano If you have questions about U.S. Bancorp Investments, Inc. and/or Giuseppe Distefano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 20, 2024

Sean Pong Formerly With U.S. Bancorp Investments, Inc. Reviews

DID SEAN PONG CAUSE YOU INVESTMENT LOSSES? Sean Pong Formerly With U.S. Bancorp Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Sean Pong Customer Complaints and Reviews Allegations Against Sean Pong Sean Pong Red Flags & Your Rights As An Investor Of course, Sean Pong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Pong at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Pong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Sean Pong If you have questions about U.S. Bancorp Investments, Inc. and/or Sean Pong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2024

Daniel Needler of U.S. Bancorp Investments, Inc.

DID DANIEL ERNEST NEEDLER CAUSE YOU INVESTMENT LOSSES? Daniel Needler Of U.S. Bancorp Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Daniel Needler Customer Complaints Daniel Needler has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by US Bancorp Investments and the investors took no further action. A FINRA arbitration proceeding was recently filed against US Bancorp Investments for Daniel Needler’s alleged misconduct that is still pending. Allegations Against Daniel Needler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Needler Red Flags & Your Rights As An Investor Of course, Daniel Needler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Needler at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Needler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc.  Due To Daniel Needler If you have questions about U.S. Bancorp Investments, Inc. and/or Daniel Needler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2024

Blake McCoy of U.S. Bancorp Investments, Inc

DID BLAKE ELLIOTT MCCOY CAUSE YOU INVESTMENT LOSSES? Blake McCoy Of U.S. Bancorp Investments, Inc. And Formerly With Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Blake McCoy Customer Complaint Blake McCoy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisors’ recommendations and investments because customer damages to his mistake.  A customer complaint was recently filed with US Bank Corp. Investments and still pending, the firm to review and disposition.  Blake McCoy Red Flags & Your Rights As An Investor Of course, Blake McCoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Blake McCoy at U.S. Bancorp Investments, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Blake McCoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Blake McCoy If you have questions about U.S. Bancorp Investments, Inc., Fifth Third Securities, Inc. and/or Blake McCoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 9, 2024

Andy Cortes ofU.S. Bancorp Investments, Inc

DID ANDY ALEXANDER CORTES CAUSE YOU INVESTMENT LOSSES? Andy Cortes Of U.S. Bancorp Investments, Inc. And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Andy Cortes Customer Complaint Andy Cortes has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to follow the customer’s instructions to invest in a mutual fund. US Bancorp Investments recently denied the customer complaint and so far, does not appear that the investor filed any arbitration proceeding or took any other action. Andy Cortes Red Flags & Your Rights As An Investor Of course, Andy Cortes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Cortes at U.S. Bancorp Investments, Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Andy Cortes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Andy Cortes If you have questions about U.S. Bancorp Investments, Inc., J.P. Morgan Securities LLC and/or Andy Cortes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2023

Mimi Park of U.S. Bancorp Investments, Inc

DID MIMI YOO PARK CAUSE YOU INVESTMENT LOSSES? Mimi Park Of U.S. Bancorp Investments, Inc. And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Mimi Park Customer Complaint Mimi Park has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in FINRA reported customer complaint for investment losses customer loss of profit of $9100 when advisor failed to execute the order as instructed. The customer complaint was recently filed with US Bancorp Investments and is still awaiting the brokerage firm to review and disposition. Mimi Park Red Flags & Your Rights As An Investor Of course, Mimi Park did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mimi Park at U.S. Bancorp Investments, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Mimi Park has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc.  Due To Mimi Park If you have questions about U.S. Bancorp Investments, Inc., LPL Financial LLC and/or Mimi Park and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2023

Saimir Prapaniku of U.S. Bancorp Investments, Inc

DID SAIMIR ASTRIT PRAPANIKU CAUSE YOU INVESTMENT LOSSES? Saimir Prapaniku Of U.S. Bancorp Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Saimir Prapaniku Customer Complaints Saimir Prapanikuhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by the advisors’ employers and appear so far that the investors have not taken any further action. Allegations Against Saimir Prapaniku A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Saimir Prapaniku Red Flags & Your Rights As An Investor Of course, Saimir Prapaniku did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Saimir Prapaniku at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Saimir Prapaniku has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Saimir Prapaniku If you have questions about U.S. Bancorp Investments, Inc. and/or Saimir Prapaniku and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Yousuf Rasuli of U.S. Bancorp Investments, Inc

DID YOUSUF RASULI CAUSE YOU INVESTMENT LOSSES? Yousuf Rasuli Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Yousuf Rasuli Customer Complaint Yousuf Rasuli has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a failure to follow customer’s instructions to Park client’s investment capital investment with a good interest rate and no risk. Investment in a unit investment trust was inconsistent with client’s instructions. US Bancorp Investments recently denied the customer complaint in so far does not appear that the investor’s taking any further action. Yousuf Rasuli Red Flags & Your Rights As An Investor Of course, Yousuf Rasuli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yousuf Rasuli at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Yousuf Rasuli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Yousuf Rasuli If you have questions about U.S. Bancorp Investments, Inc. and/or Yousuf Rasuli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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