Nov 27, 2024

Donald Michael Formerly With U.S. Bancorp Investments, Inc FIRED

DID DONALD WILLIAM MICHAEL CAUSE YOU INVESTMENT LOSSES? Donald Michael Formerly With U.S. Bancorp Investments, Inc was terminated on September 16, 2024, following an allegation of altering a signed client document Donald Michael Employment History and Termination Donald W. Michael has been registered in the securities industry since 2018. Michael worked with U.S. Bancorp Investments, Inc. from September 2023 to September 2024, following a five-year tenure with Cetera Investment Services LLC from 2018-2023. He has passed two general industry/product exams and one multi-state securities law exam, demonstrating competence in securities law and general product knowledge. Donald Michael was terminated by U.S. Bancorp Investments, Inc. on September 16, 2024. The termination resulted from allegations that he altered a client-signed document. This information, publicly available, is essential for transparency about financial professionals’ compliance records. Disclosure Event: Donald Michael Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Donald Michael is a red flag which should put all current and former customers of Donald Michael at U.S. Bancorp Investments, Inc on alert to review carefully the activity and performance of their accounts and question whether Donald Michael engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc Due To Donald Michael If you have questions about U.S. Bancorp Investments, Inc and/or Donald Michael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 20, 2024

Sean Pong Formerly With U.S. Bancorp Investments, Inc. Reviews

DID SEAN PONG CAUSE YOU INVESTMENT LOSSES? Sean Pong Formerly With U.S. Bancorp Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Sean Pong Customer Complaints and Reviews Allegations Against Sean Pong Sean Pong Red Flags & Your Rights As An Investor Of course, Sean Pong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Pong at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Pong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Sean Pong If you have questions about U.S. Bancorp Investments, Inc. and/or Sean Pong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2024

Blake McCoy of U.S. Bancorp Investments, Inc

DID BLAKE ELLIOTT MCCOY CAUSE YOU INVESTMENT LOSSES? Blake McCoy Of U.S. Bancorp Investments, Inc. And Formerly With Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Blake McCoy Customer Complaint Blake McCoy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisors’ recommendations and investments because customer damages to his mistake.  A customer complaint was recently filed with US Bank Corp. Investments and still pending, the firm to review and disposition.  Blake McCoy Red Flags & Your Rights As An Investor Of course, Blake McCoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Blake McCoy at U.S. Bancorp Investments, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Blake McCoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Blake McCoy If you have questions about U.S. Bancorp Investments, Inc., Fifth Third Securities, Inc. and/or Blake McCoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2023

Saimir Prapaniku of U.S. Bancorp Investments, Inc

DID SAIMIR ASTRIT PRAPANIKU CAUSE YOU INVESTMENT LOSSES? Saimir Prapaniku Of U.S. Bancorp Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Saimir Prapaniku Customer Complaints Saimir Prapanikuhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by the advisors’ employers and appear so far that the investors have not taken any further action. Allegations Against Saimir Prapaniku A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Saimir Prapaniku Red Flags & Your Rights As An Investor Of course, Saimir Prapaniku did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Saimir Prapaniku at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Saimir Prapaniku has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Saimir Prapaniku If you have questions about U.S. Bancorp Investments, Inc. and/or Saimir Prapaniku and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Kevin Reed formerly with U.S. Bancorp Investments, Inc.

DID KEVIN MILAN REED CAUSE YOU INVESTMENT LOSSES? Kevin Reed Formerly With U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Kevin Reed Customer Complaint Kevin Reed has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client was solicited to invest in a brokerage account and assured investment was safe which appears to be untrue. Wells Fargo Advisors denied the customer complaint and the investor took no further action. Kevin Reed Red Flags & Your Rights As An Investor Of course, Kevin Reed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Reed at U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Reed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Kevin Reed If you have questions about U.S. Bancorp Investments, Inc., PNC Investments, BBVA Securities Inc. and/or Kevin Reed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Dennik of U.S. Bancorp Investments, Inc.

DID JAMES STEVEN DENNIK CAUSE YOU INVESTMENT LOSSES? James Dennik Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is James Dennik of U.S. Bancorp Investments, Inc.? James Dennik (CRD #1634218) who is currently registered with U.S. Bancorp Investments, Inc. and located in Milwaukee, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.  Prior to U.S. Bancorp Investments, Inc., James Dennik was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Dennik Customer Complaint James Dennik has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to move money into the money market when instructed to do so. The customer complaint was denied by US Bancorp Investments and, to date, the customer has not taken any further action. James Dennik Red Flags & Your Rights As An Investor Of course, James Dennik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Dennik at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Dennik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To James Dennik If you have questions about U.S. Bancorp Investments, Inc. and/or James Dennik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Liny Li of U.S. Bancorp Investments

DID LINY LI CAUSE YOU INVESTMENT LOSSES? Liny Li Of U.S. Bancorp Investments And Formerly With BancWest Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Liny Li of U.S. Bancorp Investments? Liny Li (CRD #5354656) who is currently registered with U.S. Bancorp Investments and located in Cupertino, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to U.S. Bancorp Investments, Liny Li was associated with BancWest Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Liny Li Customer Complaint Liny Li has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Liny Li.  The customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Liny Li Red Flags & Your Rights As An Investor Of course, Liny Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Liny Li at U.S. Bancorp Investments and BancWest Investment Services on alert to review carefully the activity and performance of their accounts and question whether Liny Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments and BancWest Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments Due To Liny Li If you have questions about U.S. Bancorp Investments, BancWest Investment Services, and/or Liny Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2022

Betty Fenton of U.S. Bancorp Investments, Inc.

DID BETTY LEANNE FENTON CAUSE YOU INVESTMENT LOSSES? Betty Fenton Of U.S. Bancorp Investments, Inc. And Formerly With Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Betty Fenton of U.S. Bancorp Investments, Inc.? Betty Fenton (CRD #4360567) who is currently registered with U.S. Bancorp Investments, Inc. and located in Incline Village, Nevada is a subject of one of our many securities industry sales practice abuse investigations.  Prior to U.S. Bancorp Investments, Inc., Betty Fenton was associated with Ameriprise Financial Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Betty Fenton Customer Complaint Betty Fenton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable alternative investments involving FSKR and Watermark Lodging Trust. The customer complaint filed against Betty Fenton’s former employer Ameriprise Financial Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Betty Fenton Red Flags & Your Rights As An Investor Of course, Betty Fenton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Betty Fenton at U.S. Bancorp Investments, Inc. and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Betty Fenton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Betty Fenton If you have questions about U.S. Bancorp Investments, Inc., Ameriprise Financial Services, LLC and/or Betty Fenton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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