Jan 15, 2025

Mark Joffrion Formerly With UBS Financial Services Inc.  FIRED

DID MARK RAY JOFFRION CAUSE YOU INVESTMENT LOSSES? Mark Joffrion was recently fired from UBS Financial Services Inc. due to allegations of trading shares of a publicly traded company in violation of firm policy. Mark Joffrion Employment History and Termination Mark R. Joffrion has over three decades of experience in the financial industry, having worked at four prominent firms since 1992: UBS Financial Services Inc. (2015-2024), Morgan Stanley (2009-2015), Citigroup Global Markets Inc. (1993-2009), and Lehman Brothers Inc. (1992-1993). He passed three general industry/product exams and two multi-state securities law exams, including Series 7 and Series 65 exams. Termination: UBS terminated Joffrion’s employment after an internal review determined he had traded securities in his personal account while possessing non-public information, violating firm policy. Negative Disclosures Summary Mark R. Joffrion has two significant disclosure events on his record: Allegations and Accusations Mark Joffrion Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mark Joffrion is a red flag which should put all current and former customers of Mark Joffrion at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Joffrion engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Mark Joffrion  If you have questions about UBS Financial Services Inc. and/or Mark Joffrion and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 31, 2024

Deborah Jackman of UBS Financial Services Inc. Reviews

DID DEBORAH ANNE JACKMAN CAUSE YOU INVESTMENT LOSSES? Deborah Jackman Customer Complaints and Reviews Deborah Jackman has one reported customer dispute, which has been resolved: Allegations Against Deborah Jackman The allegations against Mr. Culwell involve issues of misrepresentation and suitability, key areas of concern for investors: The disclosure underscores the importance of fiduciary transparency and safeguards to protect clients, particularly in sensitive estate-related matters. Deborah Jackman Red Flags & Your Rights As An Investor Of course, Deborah Jackman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Jackman at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Jackman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Deborah Jackman If you have questions about UBS Financial Services Inc. and/or Deborah Jackman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2024

Jeffrey Beyer Jr Formerly With UBS Financial Securities Corporation FIRED

DID JEFFREY SCOTT BEYER JR CAUSE YOU INVESTMENT LOSSES? Jeffrey Beyer Jr Formerly With UBS Financial Securities Corporation was fired on September 30, 2024, following allegations that he had violated company compliance policies Jeffrey Beyer Jr Employment History and Termination Jeffrey Scott Beyer Jr. has been active in the financial industry since 2009, working with firms such as the USA Financial Securities Corporation, United Planners’ Financial Services of America, and BCG Securities, Inc. Beyer’s history of employment also includes his own firm, Paladin Retirement Advisors, where he has been involved in the sales and servicing of insurance products. He has passed two general industry/product exams and two multi-state securities law exams, including the Series 6 and Series 65 exams. Beyer has operated as an investment adviser representative and owner of Paladin Retirement Advisors, engaging in insurance and financial advisory roles. His recent termination from AE Wealth Management highlights the importance of adherence to compliance policies in his field. He was terminated by AE Wealth Management, LLC on September 30, 2024, following alleged violations of the company’s Compliance Policy Manual. This termination underscores the importance of regulatory compliance in financial advisory roles. Negative Disclosures Summary: Allegations and Accusations Summary: Jeffrey Beyer Jr Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Beyer Jr is a red flag which should put all current and former customers of Jeffrey Beyer Jr at UBS Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Beyer Jr engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Securities Corporation Due To Jeffrey Beyer Jr If you have questions about UBS Financial Securities Corporation and/or Jeffrey Beyer Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2024

Leonard Kichler of UBS Financial Services Inc.  Reviews

DID LEONARD DAVID KICHLER CAUSE YOU INVESTMENT LOSSES? Leonard Kichler Customer Complaints and Reviews Kichler has one pending customer dispute filed with FINRA on August 27, 2024, under Case #24-01773. Allegations Against Leonard Kichler The allegations involve claims against UBS for inadequate due diligence related to a hedge fund of funds investment, which the claimant’s counsel alleges was unsuitable for investors due to insufficient risk disclosures. Leonard Kichler Red Flags & Your Rights As An Investor Of course, Leonard Kichler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Kichler at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Kichler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Leonard Kichler If you have questions about UBS Financial Services Inc. and/or Leonard Kichler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2024

Michael Meniktas of UBS Financial Services Inc. Reviews

DID Michael Meniktas CAUSE YOU INVESTMENT LOSSES? Michael Meniktas Customer Complaints and Reviews Michael Meniktas has one reported customer dispute, reflecting a complex aspect of his professional history: Allegations Against Michael Meniktas Michael Meniktas Red Flags & Your Rights As An Investor Of course, Michael Meniktas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Meniktas at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Meniktas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Michael Meniktas If you have questions about UBS Financial Services Inc. and/or Michael Meniktas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2024

Dean Meniktas of UBS Financial Services Inc. Reviews

DID DEAN J JOHN MENIKTAS CAUSE YOU INVESTMENT LOSSES? Dean Meniktas Customer Complaints and Reviews Dean J. John Meniktas has had disclosure events reported in his FINRA record: Allegations Against Dean Meniktas Dean Meniktas Red Flags & Your Rights As An Investor Of course, Dean Meniktas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Meniktas at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Dean Meniktas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dean Meniktas If you have questions about UBS Financial Services Inc. and/or Dean Meniktas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 16, 2024

William Cerf of UBS Financial Services Inc. Reviews

DID WILLIAM MONTGOMERY CERF CAUSE YOU INVESTMENT LOSSES? William Cerf Of UBS Financial Services Inc. Has 6 Customer Complaints For Alleged Broker Misconduct William Cerf Customer Complaints and Reviews William Cerf’s record includes several customer disputes: Allegations Against William Cerf William Cerf Red Flags & Your Rights As An Investor Of course, William Cerf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Cerf at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Cerf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To William Cerf If you have questions about UBS Financial Services Inc. and/or William Cerf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 16, 2024

Jose Mendez Perez of UBS Financial Services Inc. Reviews

DID JOSE DAVID MENDEZ PEREZ CAUSE YOU INVESTMENT LOSSES? Jose Mendez Perez Of UBS Financial Services Inc. Has 27 Customer Complaints For Alleged Broker Misconduct Jose Mendez Perez Customer Complaints and Reviews Total Disclosures: 27 Customer Disputes (1 pending, 26 settled) These disputes generally involve claims of unsuitability, misrepresentation, and over-concentration, particularly with investments in Puerto Rico bonds and funds. Allegations Against Jose Mendez Perez The allegations against Jose David Mendez Perez primarily center around his recommendations concerning Puerto Rico bonds and closed-end funds, which claimants allege were often unsuitable and over-concentrated. Here are details from notable cases: Jose Mendez Perez Red Flags & Your Rights As An Investor Of course, Jose Mendez Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Mendez Perez at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Mendez Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Jose Mendez Perez If you have questions about UBS Financial Services Inc. and/or Jose Mendez Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Daniel Silverberg of UBS Financial Services Inc. Reviews

DID DANIEL BART SILVERBERG CAUSE YOU INVESTMENT LOSSES? Daniel Silverberg Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Silverberg Customer Complaints and Reviews Daniel Silverberg has been involved in two customer disputes: Allegations Against Daniel Silverberg Daniel Silverberg Red Flags & Your Rights As An Investor Of course, Daniel Silverberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Silverberg at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Silverberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Daniel Silverberg If you have questions about UBS Financial Services Inc. and/or Daniel Silverberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2024

Zachary Anderson of UBS Financial Services Inc Reviews

DID ZACHARY DUVALL ANDERSON CAUSE YOU INVESTMENT LOSSES? Zachary Anderson Customer Complaints and Reviews Zachary Anderson’s FINRA report lists one customer dispute: Allegations Against Zachary Anderson The allegations against Anderson in the pending dispute are detailed as follows: Zachary Anderson Red Flags & Your Rights As An Investor Of course, Zachary Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Anderson at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Zachary Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Zachary Anderson If you have questions about UBS Financial Services Inc and/or Zachary Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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