Mar 12, 2025

Siobhan Brady of UBS Financial Services Inc. Reviews

DID SIOBHAN BRADY CAUSE YOU INVESTMENT LOSSES? Siobhan Brady Customer Complaints and Reviews Siobhan Brady has one disclosure event, which is summarized below: Allegations Against Siobhan Brady Siobhan Brady Red Flags & Your Rights As An Investor Of course, Siobhan Brady did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Siobhan Brady at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Siobhan Brady has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Siobhan Brady If you have questions about UBS Financial Services Inc. and/or Siobhan Brady and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2025

Anibal Drelichman Jr of UBS Financial Services Inc.  Reviews

DID ANIBAL DRELICHMAN JR CAUSE YOU INVESTMENT LOSSES? Anibal Drelichman Jr Customer Complaints and Reviews One customer dispute was noted in his record. Allegations Against Anibal Drelichman Jr Anibal Drelichman Jr Red Flags & Your Rights As An Investor Of course, Anibal Drelichman Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anibal Drelichman Jr at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Anibal Drelichman Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Anibal Drelichman Jr If you have questions about UBS Financial Services Inc. and/or Anibal Drelichman Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2025

Vincent Lucchesi Formerly With UBS Financial Services Inc.  FIRED

DID VINCENT STEPHEN LUCCHESI CAUSE YOU INVESTMENT LOSSES? Vincent Lucchesi was recently fired from UBS Financial Services Inc. following a review that substantiated he was in violation of firm policy. Vincent Lucchesi Employment History and Termination Vincent Stephen Lucchesi has over 25 years of experience in the securities industry. His career has included roles at several major firms, such as UBS Financial Services Inc. (2006–2024), Morgan Stanley (2002–2006), and Merrill Lynch (1998–2000). He has passed four industry exams, including Series 7, Series 66, and the Futures Managed Funds Examination (Series 31). On December 13, 2024, after 18 years at UBS Financial Services, his tenure ended with his discharge due to allegations of altering client account statements, which were not used but kept at his desk and later shredded. Mr. Lucchesi has since joined Alden Investment Group as an Investment Adviser and J. Alden Associates, Inc. as a registered broker. Allegations and Accusations The sole allegation against Vincent Stephen Lucchesi pertains to his termination from UBS Financial Services for altering client account statements. He admitted to storing and later shredding the documents without using them. Vincent Lucchesi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Vincent Lucchesi is a red flag which should put all current and former customers of Vincent Lucchesi at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Vincent Lucchesi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Vincent Lucchesi If you have questions about UBS Financial Services Inc.and/or Vincent Lucchesi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2025

Pablo Gherardi Formerly With Jeffries LLC FIRED

DID PABLO LEONEL GHERARDI CAUSE YOU INVESTMENT LOSSES? Pablo Gherardi was fired from Jeffries LLC on November 1, 2024, following allegations of professional misconduct. Pablo Gherardi Employment History and Termination Pablo Leonel Gherardi has extensive experience in the securities industry, starting in 2003. Over his career, he has been employed as a registered broker with firms such as Prudential Securities Incorporated, Wells Fargo Advisors, and Jefferies LLC. His tenure at Wells Fargo lasted from 2003 to 2016, and he worked at Jefferies from 2017 to 2024 before being discharged. Pablo has passed three general industry/product exams and two multi-state securities law exams but has not completed any principal/supervisory exams. However, he is not currently registered with any firm. His career notably includes two terminations related to allegations of professional misconduct. Negative Disclosures Summary Disclosure Report shows two employment terminations: Pablo Gherardi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Pablo Gherardi is a red flag which should put all current and former customers of Pablo Gherardi at Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Pablo Gherardi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jeffries LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Jeffries LLC Due To Pablo Gherardi If you have questions about Jeffries LLC and/or Pablo Gherardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2025

Stefan Gertsch Formerly With UBS Financial Services Inc. FIRED

DID STEFAN D GERTSCH CAUSE YOU INVESTMENT LOSSES? Stefan Gertsch was fired from UBS Financial Services Inc. in November 2024, due to alleged policy violations. Stefan Gertsch Employment History and Termination Stefan D. Gertsch has over 15 years of experience in the securities industry, having worked as a registered broker for UBS Financial Services Inc. (2012-2024) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (2009-2012). As of December 2024, he is currently registered with Kestra Private Wealth Services, LLC as an investment adviser and Kestra Investment Services, LLC as a registered broker both located in Memphis, Tennessee. Stefan has passed two general industry/product exams and one multi-state securities law exam, allowing him to operate in 24 U.S. states and territories. He has no professional designations. His tenure at UBS ended on November 6, 2024, with a termination due to alleged policy violations. Following an internal review, it was determined that he breached firm policies by allegedly accepting instructions from an unauthorized relative on a client account. Negative Disclosures Summary On Disclosure was noted on the report: Stefan Gertsch Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Stefan Gertsch is a red flag which should put all current and former customers of Stefan Gertsch at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Stefan Gertsch engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Stefan Gertsch If you have questions about UBS Financial Services Inc. and/or Stefan Gertsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2025

Casey Arundel Formerly With UBS Financial Services Inc. FIRED

DID CASEU M ARUNDEL CAUSE YOU INVESTMENT LOSSES? Casey Arundel was fired from UBS Financial Services Inc. on November 11, 2024 allegedly for unauthorized trading   Casey Arundel Employment History and Termination Casey M. Arundel has over a decade of experience in the financial industry, having been previously employed as a registered broker with LPL Financial LLC (October 2013–February 2014), Merrill Lynch, Pierce, Fenner & Smith Inc. (February 2014–May 2015), and UBS Financial Services Inc. (May 2015–December 2024) He passed four industry exams, including the Series 7 and Series 66, but no principal or supervisory qualifications. However, as of December 2024, he is not currently registered as a broker. Mr. Arundel’s registration with UBS was terminated on November 11, 2024, following allegations that he traded without authorization in client accounts and failure to provide transparency during the firm’s investigation. Allegations Against David Love Casey M. Arundel has one reported disclosure event: Casey Arundel Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Casey Arundel is a red flag which should put all current and former customers of Casey Arundel at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Casey Arundel engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Casey Arundel If you have questions about UBS Financial Services Inc. and/or Casey Arundel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2025

William W. Brown Formerly With UBS Financial Services Inc.  FIRED

DID WILLIAM WALKER BROWN CAUSE YOU INVESTMENT LOSSES? William W. Brown was fired from UBS Financial Services Inc. in November 2024 for allegations of breaching firm policies. William W. Brown Employment History and Termination William Walker Brown has a professional background in the securities industry with experience spanning multiple firms. He was employed by UBS Financial Services Inc. from October 2017 to November 2024 where he worked in their Weehawken New Jersey and Memphis, Tennessee offices as a registered broker and investment adviser. He is currently registered with Kestra Investment Services, LLC as a registered broker, and Kestra Private Wealth Services, LLC as an investment adviser since December 17, 2024. He has passed two general industry/product exams and one multi-state securities law exam. His licenses include registrations in 24 U.S. states and territories. His employment history shows a mix of financial roles and other professional engagements, demonstrating a diverse background. William Walker Brown was discharged from UBS on November 6, 2024, following allegations of breaching firm policies. The reported violation involved taking instructions from an unauthorized relative on a client account, emphasizing the importance of adhering to firm and regulatory standards. Negative Disclosures Summary One Termination disclosure was noted William W. Brown Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of William W. Brown is a red flag which should put all current and former customers of William W. Brown at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William W. Brown engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To William W. Brown If you have questions about UBS Financial Services Inc.  and/or William W. Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2025

Ira Walker of UBS Financial Services Inc.  Reviews

DID IRA ALLEN WALKER CAUSE YOU INVESTMENT LOSSES? Ira Walker Customer Complaints and Reviews Ira Allen Walker has one customer dispute disclosed on his record, which is currently pending. Below are the details: Allegations Against Ira Walker The pending customer dispute against Ira Allen Walker is based on allegations related to the management of a trust account. Key aspects include: This disclosure highlights the complexities of trust account management and underscores the importance of clear documentation and communication among all parties involved. Ira Walker Red Flags & Your Rights As An Investor Of course, Ira Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ira Walker at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ira Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Ira Walker If you have questions about UBS Financial Services Inc. and/or Ira Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2025

Elias Letayf of UBS Financial Services Inc.  Reviews

DID ELIAS A LETAYF CAUSE YOU INVESTMENT LOSSES? Elias Letayf Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct. Elias Letayf Customer Complaints and Reviews Elias A. Letayf has two reported customer disputes: Allegations Against Elias Letayf The allegations in Letayf’s disclosure events include: Elias Letayf Red Flags & Your Rights As An Investor Of course, Elias Letayf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elias Letayf at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Elias Letayf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Elias Letayf If you have questions about UBS Financial Services Inc. and/or Elias Letayf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2025

Hamish Grason Formerly With UBS Financial Services Inc.  Reviews

DID HAMISH ANDRE GRASON CAUSE YOU INVESTMENT LOSSES? Hamish Grason Customer Complaints and Reviews Mr. Grason has one customer dispute disclosed in his BrokerCheck record: Allegations Against Hamish Grason The pending customer dispute against Mr. Grason involves accusations of misappropriation of funds as follows: Hamish Grason Red Flags & Your Rights As An Investor Of course, Hamish Grason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hamish Grason at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Hamish Grason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Hamish Grason If you have questions about UBS Financial Services Inc. and/or Hamish Grason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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