Feb 20, 2025

William W. Brown Formerly With UBS Financial Services Inc.  FIRED

DID WILLIAM WALKER BROWN CAUSE YOU INVESTMENT LOSSES? William W. Brown was fired from UBS Financial Services Inc. in November 2024 for allegations of breaching firm policies. William W. Brown Employment History and Termination William Walker Brown has a professional background in the securities industry with experience spanning multiple firms. He was employed by UBS Financial Services Inc. from October 2017 to November 2024 where he worked in their Weehawken New Jersey and Memphis, Tennessee offices as a registered broker and investment adviser. He is currently registered with Kestra Investment Services, LLC as a registered broker, and Kestra Private Wealth Services, LLC as an investment adviser since December 17, 2024. He has passed two general industry/product exams and one multi-state securities law exam. His licenses include registrations in 24 U.S. states and territories. His employment history shows a mix of financial roles and other professional engagements, demonstrating a diverse background. William Walker Brown was discharged from UBS on November 6, 2024, following allegations of breaching firm policies. The reported violation involved taking instructions from an unauthorized relative on a client account, emphasizing the importance of adhering to firm and regulatory standards. Negative Disclosures Summary One Termination disclosure was noted William W. Brown Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of William W. Brown is a red flag which should put all current and former customers of William W. Brown at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William W. Brown engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To William W. Brown If you have questions about UBS Financial Services Inc.  and/or William W. Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2025

Ira Walker of UBS Financial Services Inc.  Reviews

DID IRA ALLEN WALKER CAUSE YOU INVESTMENT LOSSES? Ira Walker Customer Complaints and Reviews Ira Allen Walker has one customer dispute disclosed on his record, which is currently pending. Below are the details: Allegations Against Ira Walker The pending customer dispute against Ira Allen Walker is based on allegations related to the management of a trust account. Key aspects include: This disclosure highlights the complexities of trust account management and underscores the importance of clear documentation and communication among all parties involved. Ira Walker Red Flags & Your Rights As An Investor Of course, Ira Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ira Walker at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ira Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Ira Walker If you have questions about UBS Financial Services Inc. and/or Ira Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2025

Elias Letayf of UBS Financial Services Inc.  Reviews

DID ELIAS A LETAYF CAUSE YOU INVESTMENT LOSSES? Elias Letayf Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct. Elias Letayf Customer Complaints and Reviews Elias A. Letayf has two reported customer disputes: Allegations Against Elias Letayf The allegations in Letayf’s disclosure events include: Elias Letayf Red Flags & Your Rights As An Investor Of course, Elias Letayf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elias Letayf at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Elias Letayf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Elias Letayf If you have questions about UBS Financial Services Inc. and/or Elias Letayf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2025

Hamish Grason Formerly With UBS Financial Services Inc.  Reviews

DID HAMISH ANDRE GRASON CAUSE YOU INVESTMENT LOSSES? Hamish Grason Customer Complaints and Reviews Mr. Grason has one customer dispute disclosed in his BrokerCheck record: Allegations Against Hamish Grason The pending customer dispute against Mr. Grason involves accusations of misappropriation of funds as follows: Hamish Grason Red Flags & Your Rights As An Investor Of course, Hamish Grason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hamish Grason at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Hamish Grason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Hamish Grason If you have questions about UBS Financial Services Inc. and/or Hamish Grason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2025

Mark Joffrion Formerly With UBS Financial Services Inc.  FIRED

DID MARK RAY JOFFRION CAUSE YOU INVESTMENT LOSSES? Mark Joffrion was recently fired from UBS Financial Services Inc. due to allegations of trading shares of a publicly traded company in violation of firm policy. Mark Joffrion Employment History and Termination Mark R. Joffrion has over three decades of experience in the financial industry, having worked at four prominent firms since 1992: UBS Financial Services Inc. (2015-2024), Morgan Stanley (2009-2015), Citigroup Global Markets Inc. (1993-2009), and Lehman Brothers Inc. (1992-1993). He passed three general industry/product exams and two multi-state securities law exams, including Series 7 and Series 65 exams. Termination: UBS terminated Joffrion’s employment after an internal review determined he had traded securities in his personal account while possessing non-public information, violating firm policy. Negative Disclosures Summary Mark R. Joffrion has two significant disclosure events on his record: Allegations and Accusations Mark Joffrion Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Mark Joffrion is a red flag which should put all current and former customers of Mark Joffrion at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Joffrion engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Mark Joffrion  If you have questions about UBS Financial Services Inc. and/or Mark Joffrion and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 31, 2024

Deborah Jackman of UBS Financial Services Inc. Reviews

DID DEBORAH ANNE JACKMAN CAUSE YOU INVESTMENT LOSSES? Deborah Jackman Customer Complaints and Reviews Deborah Jackman has one reported customer dispute, which has been resolved: Allegations Against Deborah Jackman The allegations against Mr. Culwell involve issues of misrepresentation and suitability, key areas of concern for investors: The disclosure underscores the importance of fiduciary transparency and safeguards to protect clients, particularly in sensitive estate-related matters. Deborah Jackman Red Flags & Your Rights As An Investor Of course, Deborah Jackman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Jackman at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Jackman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Deborah Jackman If you have questions about UBS Financial Services Inc. and/or Deborah Jackman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2024

Jeffrey Beyer Jr Formerly With UBS Financial Securities Corporation FIRED

DID JEFFREY SCOTT BEYER JR CAUSE YOU INVESTMENT LOSSES? Jeffrey Beyer Jr Formerly With UBS Financial Securities Corporation was fired on September 30, 2024, following allegations that he had violated company compliance policies Jeffrey Beyer Jr Employment History and Termination Jeffrey Scott Beyer Jr. has been active in the financial industry since 2009, working with firms such as the USA Financial Securities Corporation, United Planners’ Financial Services of America, and BCG Securities, Inc. Beyer’s history of employment also includes his own firm, Paladin Retirement Advisors, where he has been involved in the sales and servicing of insurance products. He has passed two general industry/product exams and two multi-state securities law exams, including the Series 6 and Series 65 exams. Beyer has operated as an investment adviser representative and owner of Paladin Retirement Advisors, engaging in insurance and financial advisory roles. His recent termination from AE Wealth Management highlights the importance of adherence to compliance policies in his field. He was terminated by AE Wealth Management, LLC on September 30, 2024, following alleged violations of the company’s Compliance Policy Manual. This termination underscores the importance of regulatory compliance in financial advisory roles. Negative Disclosures Summary: Allegations and Accusations Summary: Jeffrey Beyer Jr Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Beyer Jr is a red flag which should put all current and former customers of Jeffrey Beyer Jr at UBS Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Beyer Jr engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Securities Corporation Due To Jeffrey Beyer Jr If you have questions about UBS Financial Securities Corporation and/or Jeffrey Beyer Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2024

Leonard Kichler of UBS Financial Services Inc.  Reviews

DID LEONARD DAVID KICHLER CAUSE YOU INVESTMENT LOSSES? Leonard Kichler Customer Complaints and Reviews Kichler has one pending customer dispute filed with FINRA on August 27, 2024, under Case #24-01773. Allegations Against Leonard Kichler The allegations involve claims against UBS for inadequate due diligence related to a hedge fund of funds investment, which the claimant’s counsel alleges was unsuitable for investors due to insufficient risk disclosures. Leonard Kichler Red Flags & Your Rights As An Investor Of course, Leonard Kichler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Kichler at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Kichler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Leonard Kichler If you have questions about UBS Financial Services Inc. and/or Leonard Kichler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2024

Michael Meniktas of UBS Financial Services Inc. Reviews

DID Michael Meniktas CAUSE YOU INVESTMENT LOSSES? Michael Meniktas Customer Complaints and Reviews Michael Meniktas has one reported customer dispute, reflecting a complex aspect of his professional history: Allegations Against Michael Meniktas Michael Meniktas Red Flags & Your Rights As An Investor Of course, Michael Meniktas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Meniktas at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Meniktas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Michael Meniktas If you have questions about UBS Financial Services Inc. and/or Michael Meniktas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2024

Dean Meniktas of UBS Financial Services Inc. Reviews

DID DEAN J JOHN MENIKTAS CAUSE YOU INVESTMENT LOSSES? Dean Meniktas Customer Complaints and Reviews Dean J. John Meniktas has had disclosure events reported in his FINRA record: Allegations Against Dean Meniktas Dean Meniktas Red Flags & Your Rights As An Investor Of course, Dean Meniktas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dean Meniktas at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Dean Meniktas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dean Meniktas If you have questions about UBS Financial Services Inc. and/or Dean Meniktas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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