Jun 10, 2023

Robert Spina of UBS Financial Services Inc.

DID ROBERT DANIEL SPINA CAUSE YOU INVESTMENT LOSSES? Robert Spina Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Robert Spina Customer Complaints Robert Spina has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints for settle by Morgan Stanley in favor of the investors. The other 2 customer complaints were denied by Robert’s Spina’s current and former employers and to date, no further action has been taken. Allegations Against Robert Spina A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Spina Red Flags & Your Rights As An Investor Of course, Robert Spina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Spina at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Spina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Robert Spina If you have questions about UBS Financial Services Inc. and/or Robert Spina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 8, 2023

Robert Gordon-Brown of UBS Financial Services Inc.

DID ROBERT BRIAN GORDON-BROWN CAUSE YOU INVESTMENT LOSSES? Robert Gordon-Brown Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Gordon-Brown Customer Complaint Robert Gordon-Brown has been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to liquidate accounts. UBS Financial Services settled the customer complaint favor of the investor. Robert Gordon-Brown Red Flags & Your Rights As An Investor Of course, Robert Gordon-Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Gordon-Brown at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Gordon-Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Robert Gordon-Brown If you have questions about Pruco Securities, LLC and/or Robert Bonich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 5, 2023

Richard Held of UBS Financial Services Inc.

DID RICHARD MARK HELD CAUSE YOU INVESTMENT LOSSES? Richard Held Of UBS Financial Services Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Richard Held Customer Complaints Richard Held has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor.  UBS Financial Services settled 3 other customer in favor of the investors. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Richard Held A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Held Red Flags & Your Rights As An Investor Of course, Richard Held did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Held at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Held has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Held If you have questions about UBS Financial Services Inc. and/or Richard Held and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 4, 2023

Richard Dellarusso of UBS Financial Services Inc.

DID RICHARD JOSEPH DELLARUSSO CAUSE YOU INVESTMENT LOSSES? Richard Dellarusso Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Richard Dellarusso Customer Complaints Richard Dellarusso has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by UBS Financial Services in favor of the investors. Allegations Against Richard Dellarusso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Dellarusso Red Flags & Your Rights As An Investor Of course, Richard Dellarusso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Dellarusso at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Dellarusso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Dellarusso If you have questions about UBS Financial Services Inc. and/or Richard Dellarusso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ramiro Colon III of ACP Securities, LLC

DID RAMIRO LUIS COLON III CAUSE YOU INVESTMENT LOSSES? Ramiro Colon III Of ACP Securities, LLC And Formerly With UBS Financial Services Inc. Has 42 Customer Complaints For Alleged Broker Misconduct Ramiro Colon III Customer Complaints Ramiro Colon III has been the subject of 42 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against UBS Financial Services for the advisor’s alleged misconduct. Thirty-four of the customer complaints were settled for millions of dollars by UBS Financial Services in favor of the investors. Five of the customer complaints were denied and no further action was taken. There are currently 2 customer complaints pending in arbitration for the advisor’s alleged misconduct. Allegations Against Ramiro Colon III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses generally relate to the offer and sale of misrepresented, overconcentration, and therefore unsuitable Puerto Rico municipal bonds in Puerto Rico closed-end bond fund transactions by Ramiro Colon III and other advisors he allegedly failed to supervise. Ramiro Colon III Red Flags & Your Rights As An Investor Of course, Ramiro Colon III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ramiro Colon III at ACP Securities, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ramiro Colon III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at ACP Securities, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At ACP Securities, LLC Due To Ramiro Colon III If you have questions about ACP Securities, LLC, UBS Financial Services Inc. and/or Ramiro Colon III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Rafael Comba of UBS Financial Services Inc.

DID RAFAEL SOLER COMBA CAUSE YOU INVESTMENT LOSSES? Rafael Comba Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Rafael Comba Customer Complaint Rafael Comba has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the recommendation and sale of a highly speculative portfolio of structured notes. Further, advisor failed to disclose all risk of these types of investments. UBS Financial Services denied the customer complaint and, to date, the customer is not taking any further action. Rafael Comba Red Flags & Your Rights As An Investor Of course, Rafael Comba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rafael Comba at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Rafael Comba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Rafael Comba If you have questions about UBS Financial Services Inc. and/or Rafael Comba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Ralph Jackson, III of Morgan Stanley

DID RALPH A. JACKSON III CAUSE YOU INVESTMENT LOSSES? Ralph Jackson, III Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ralph Jackson, III Customer Complaints Ralph Jackson, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints are settled by Ralph Jackson’s current and former employers in favor of the investors. UBS Financial Services denied the other customer complaint and no further action was taken. Allegations Against Ralph Jackson, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ralph Jackson, III Red Flags & Your Rights As An Investor Of course, Ralph Jackson, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Jackson, III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ralph Jackson, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ralph Jackson, III If you have questions about Morgan Stanley and/or Ralph Jackson, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2023

Peter Wagner of Oppenheimer & Co. Inc.

DID PETER HENRY WAGNER CAUSE YOU INVESTMENT LOSSES? Peter Wagner Of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Wagner Customer Complaints Peter Wagner has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investors. The other 3 customer complaints were denied by Peter Wagner’s current and former employers and, to date, no further action has been taken by any of the customers. Allegations Against Peter Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Wagner Red Flags & Your Rights As An Investor Of course, Peter Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Wagner at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Peter Wagner If you have questions about Oppenheimer & Co. Inc. and/or Peter Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Pauline Chu of UBS Financial Services Inc

DID PAULINE PUI YUEN CHU CAUSE YOU INVESTMENT LOSSES? Pauline Chu Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Pauline Chu Customer Complaint Pauline Chu has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to invest in liquids investments. UBS Financial Services denied the customer complaint and, to date, no further action has been taken by the customer. Pauline Chu Red Flags & Your Rights As An Investor Of course, Pauline Chu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pauline Chu at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Pauline Chu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Pauline Chu If you have questions about UBS Financial Services Inc. and/or Pauline Chu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2023

Paul Haberek, Jr. of Wells Fargo Clearing Services, LLC

DID PAUL STEPHEN HABEREK JR CAUSE YOU INVESTMENT LOSSES? Paul Haberek, Jr. Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Paul Haberek, Jr. Customer Complaints Paul Haberek, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Wells Fargo Advisors and UBS Financial Services in favor of the investors. Allegations Against Paul Haberek, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Haberek, Jr. Red Flags & Your Rights As An Investor Of course, Paul Haberek, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Haberek, Jr. at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Haberek, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Paul Haberek, Jr. If you have questions about Wells Fargo Clearing Services, LLC and/or Paul Haberek, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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