May 20, 2023

Paul Platek of UBS Financial Services Inc.

DID PAUL A PLATEK CAUSE YOU INVESTMENT LOSSES? Paul Platek Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Paul Platek Customer Complaints Paul Platek has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. Paul Platek’s former employer Merrill Lynch Pierce Fenner and Smith denied the other customer complaint and no further action was taken. Paul Platek Red Flags & Your Rights As An Investor Of course, Paul Platek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Platek at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Paul Platek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Paul Platek If you have questions about UBS Financial Services Inc and/or Paul Platek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Nicholas Catania of UBS Financial Services Inc.

DID NICHOLAS ROBERT CATANIA CAUSE YOU INVESTMENT LOSSES? Nicholas Catania Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Nicholas Catania Customer Complaints Nicholas Catania has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 of the customer complaints were denied by Nicholas Catania’s current and former employers. To date, those customers have not taken any further action. Nicholas Catania Red Flags & Your Rights As An Investor Of course, Nicholas Catania did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Catania at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Catania has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Nicholas Catania If you have questions about UBS Financial Services Inc. and/or Nicholas Catania and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 14, 2023

Neil Fineman formerly with First Allied Securities, Inc.

DID NEIL S FINEMAN CAUSE YOU INVESTMENT LOSSES? Neil Fineman Formerly With First Allied Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Neil Fineman Customer Complaints Neil Fineman has been the subject of 8 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled by his former employers in favor of the investors. Only one of the customer complaints was denied by the brokerage firm and no further action was taken. Allegations Against Neil Fineman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Neil Fineman Red Flags & Your Rights As An Investor Of course, Neil Fineman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Fineman at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Neil Fineman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Neil Fineman If you have questions about First Allied Securities, Inc. and/or Neil Fineman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 13, 2023

Ned Pascucci of 1st Discount Brokerage, Inc.

DID NED JOSEPH PASCUCCI CAUSE YOU INVESTMENT LOSSES? Ned Pascucci Of 1st Discount Brokerage, Inc. And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Ned Pascucci Customer Complaints Ned Pascucci has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. Ned Pascucci’s former employer denied the other customer complaint and no further action was taken. Ned Pascucci Red Flags & Your Rights As An Investor Of course, Ned Pascucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ned Pascucci at 1st Discount Brokerage, Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ned Pascucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at 1st Discount Brokerage, Inc. and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At 1st Discount Brokerage, Inc. Due To Ned Pascucci If you have questions about 1st Discount Brokerage, Inc. and/or Ned Pascucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2023

Morey Perlmutter of UBS Financial Services Inc.

DID MOREY SANFORD PERLMUTTER CAUSE YOU INVESTMENT LOSSES? Morey Perlmutter Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Morey Perlmutter Customer Complaint Morey Perlmutter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fund his DAF prior to year-end. UBS Financial Services settled the customer complaint for more than the amount demanded. Morey Perlmutter Red Flags & Your Rights As An Investor Of course, Morey Perlmutter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Morey Perlmutter at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Morey Perlmutter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Morey Perlmutter If you have questions about UBS Financial Services Inc. and/or Morey Perlmutter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2023

Mike Mumford of UBS Financial Services Inc.

DID MIKE R ROSS MUMFORD CAUSE YOU INVESTMENT LOSSES? Mike Mumford Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mike Mumford Customer Complaints Mike Mumford has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. It later denied the other customer complaint and, to date, the customer is not taking any further action. Allegations Against Mike Mumford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mike Mumford Red Flags & Your Rights As An Investor Of course, Mike Mumford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mike Mumford at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mike Mumford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Mike Mumford If you have questions about UBS Financial Services Inc. and/or Mike Mumford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Yochum of UBS Financial Services Inc.

DID MICHAEL THOMAS YOCHUM CAUSE YOU INVESTMENT LOSSES? Michael Yochum Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Yochum Customer Complaints Michael Yochum has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by UBS Financial Services in favor of the investors. The other customer complaint was denied by the brokerage firm and the customer took no further action. Allegations Against Michael Yochum A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Yochum Red Flags & Your Rights As An Investor Of course, Michael Yochum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Yochum at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Yochum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Yochum If you have questions about UBS Financial Services Inc. and/or Michael Yochum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Saunders formerly with Ameriprise Financial Services, Inc.

DID MICHAEL NORMAN SAUNDERS CAUSE YOU INVESTMENT LOSSES? Michael Saunders Formerly With Ameriprise Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michael Saunders Customer Complaints Michael Saunders has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investor. Ameriprise Financial Services denied the other customer complaint and, to date, customer is not taken any further action. Allegations Against Michael Saunders A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Saunders Red Flags & Your Rights As An Investor Of course, Michael Saunders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Saunders at Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Saunders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To Michael Saunders If you have questions about Ameriprise Financial Services, Inc. and/or Michael Saunders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2023

Michael Pasquariello formerly with UBS Financial Services Inc.

DID MICHAEL JOHN PASQUARIELLO CAUSE YOU INVESTMENT LOSSES? Michael Pasquariello Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Pasquariello Customer Complaint Michael Pasquariello has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fund his account. The customer complaint was settled by UBS Financial Services in favor of the investor. Shortly thereafter the firm terminated the advisors employment for taking disbursement instructions from an unauthorized party and making inaccurate attestations related to those disbursements. Michael Pasquariello Red Flags & Your Rights As An Investor Of course, Michael Pasquariello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Pasquariello at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Pasquariello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Pasquariello If you have questions about UBS Financial Services Inc. and/or Michael Pasquariello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2023

Michael Douvadjian of Morgan Stanley

DID MICHAEL HARRY DOUVADJIAN CAUSE YOU INVESTMENT LOSSES? Michael Douvadjian Of Morgan Stanley And Formerly With UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Michael Douvadjian Customer Complaints Michael Douvadjian has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by his employers in favor of the investors. The other customer complaint was denied and, to date, the customer has not taken any further action. Allegations Against Michael Douvadjian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Douvadjian Red Flags & Your Rights As An Investor Of course, Michael Douvadjian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Douvadjian at Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Douvadjian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Douvadjian If you have questions about Morgan Stanley, UBS Financial Services Inc. and/or Michael Douvadjian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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