Feb 27, 2023

John Palmer-Kamprath of UBS Financial Services Inc.

DID JOHN ROBERT PALMER-KAMPRATH CAUSE YOU INVESTMENT LOSSES? John Palmer-Kamprath Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct John Palmer-Kamprath Customer Complaint John Palmer-Kamprath has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of the risk of investments and failure to disclose sales loading commissions related to closed-end fund investments. The customer complaint was denied by UBS Financial Services, and to date, the customer has not taken any further action. John Palmer-Kamprath Red Flags & Your Rights As An Investor Of course, John Palmer-Kamprath did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Palmer-Kamprath at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether John Palmer-Kamprath has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To John Palmer-Kamprath If you have questions about UBS Financial Services Inc. and/or John Palmer-Kamprath and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2023

Jesse Fable of UBS Financial Services Inc.

DID JESSE G. FABLE CAUSE YOU INVESTMENT LOSSES? Jesse Fable Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Jesse Fable Customer Complaint Jesse Fable has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty in connection with the liquidation of the customer’s account against the customer’s best interest. The arbitration proceeding against UBS Financial Services for the financial advisor’s alleged misconduct is still pending. Jesse Fable Red Flags & Your Rights As An Investor Of course, Jesse Fable did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jesse Fable at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jesse Fable has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jesse Fable If you have questions about UBS Financial Services Inc. and/or Jesse Fable and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2023

Jerry McCutchen, Sr of Berthel, Fisher & Company Financial Services, Inc.

DID JERRY DEWAYNE MCCUTCHEN SR CAUSE YOU INVESTMENT LOSSES? Jerry McCutchen, Sr Formerly With Berthel, Fisher & Company Financial Services, Inc. Has 51 Customer Complaints For Alleged Broker Misconduct Jerry McCutchen, Sr Customer Complaints Jerry McCutchen, Sr has been the subject of 51 customer complaints that we know about to recover investment losses. One customer complaint went through an arbitration hearing and resulted in an arbitration award in the amount of $621,535 with interest at the rate of 7½% per annum plus $30,000 in punitive damages plus $248,614 in attorney’s fees and $110,966 and costs and other damages. Forty-three customer complaints were settled by Jerry McCutchen’s former employers in favor of the investors. Seven customer complaints were denied by Jerry McCutchen’s former employers and, to date, the customers have not taken any further action. Allegations Against Jerry McCutchen, Sr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jerry McCutchen, Sr Red Flags & Your Rights As An Investor Of course, Jerry McCutchen, Sr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry McCutchen, Sr at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerry McCutchen, Sr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. Due To Jerry McCutchen, Sr If you have questions about Berthel, Fisher & Company Financial Services, Inc.  and/or Jerry McCutchen, Sr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 16, 2023

John Brunello of UBS Financial Services Inc.

DID JOHN CHRISTOPHER BRUNELLO CAUSE YOU INVESTMENT LOSSES? John Brunello Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct John Brunello Customer Complaint John Brunello has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to follow customer’s instructions with respect to distributions from account. UBS Financial Services denied the customer complaint and to date, the customer has not taken any further action. John Brunello Red Flags & Your Rights As An Investor Of course, John Brunello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Brunello at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether John Brunello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To John Brunello If you have questions about UBS Financial Services Inc. and/or John Brunello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 14, 2023

Jeremy Shull of UBS Financial Services Inc.

DID JEREMY T. SHULL CAUSE YOU INVESTMENT LOSSES? Jeremy Shull Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Jeremy Shull Customer Complaint Jeremy Shull has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were fraud, misrepresentation, unsuitable investment recommendations, breach of fiduciary duty and negligence related to option transactions. The customer complaint proceeded through a full arbitration hearing and resulted in an arbitration award in favor of the investor. Jeremy Shull Red Flags & Your Rights As An Investor Of course, Jeremy Shull did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Shull at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeremy Shull has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jeremy Shull If you have questions about UBS Financial Services Inc. and/or Jeremy Shull and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2023

James McKinney, formerly with Cetera Advisors LLC

DID JAMES GREGORY MCKINNEY CAUSE YOU INVESTMENT LOSSES? James McKinney Formerly With Cetera Advisors LLC Has 8 Customer Complaints For Alleged Broker Misconduct James McKinney has had his own share of regulatory problems. In 2019, he was permanently barred by FINRA from any further association with any FINRA member firm for failure to cooperate in one of its investigations. James McKinney Customer Complaints James McKinney has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled in favor of the investors. Three of the customer complaints were denied by James McKinney’s employer and it appears customers took no further action. One customer complaint remains pending. Allegations Against James McKinney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James McKinney Red Flags & Your Rights As An Investor Of course, James McKinney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McKinney at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether James McKinney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To James McKinney If you have questions about Cetera Advisors LLC and/or James McKinney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2023

Jeffrey Cadan formerly with Morgan Stanley

DID JEFFREY NEIL CADAN CAUSE YOU INVESTMENT LOSSES? Jeffrey Cadan Formerly With Morgan Stanley Has 15 Customer Complaints For Alleged Broker Misconduct Jeffrey Cadan Customer Complaints Jeffrey Cadan has been the subject of 15 customer complaints that we know about to recover investment losses. Twelve of the customer disputes settled by Jeffrey Cadence former employers Morgan Stanley and UBS Financial Services in favor of the investors.  Three customer complaints were denied by his former employers in the customers took no further action. Allegations Against Jeffrey Cadan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Cadan Red Flags & Your Rights As An Investor Of course, Jeffrey Cadan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Cadan at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Cadan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jeffrey Cadan If you have questions about Morgan Stanley and/or Jeffrey Cadan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Javier Estremera of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JAVIER ESTREMERA CAUSE YOU INVESTMENT LOSSES? Javier Estremera Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 11 Customer Complaints For Alleged Broker Misconduct Who is Javier Estremera of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Javier Estremera (CRD #3139409) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Guaynabo, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Javier Estremera was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javier Estremera Customer Complaints Javier Estremera has been the subject of 11 customer complaints that we know about to recover investment losses. Ten of the customer complaints filed against Javier Estremera’s former employer UBS Financial Services was settled in favor of the investors. The other customer complaint remains pending against that brokerage firm. Allegations Against Javier Estremera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are all related to his customers investments in Puerto Rico municipal bonds and Puerto Rico closed-end bond funds. The allegations were generally unsuitable recommendations, overconcentration of investments in a single geographic area, and failure to disclose the risk associated with those investments. Javier Estremera Red Flags & Your Rights As An Investor Of course, Javier Estremera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Estremera at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Javier Estremera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Javier Estremera If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Javier Estremera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Javier Naselli of UBS Financial Services Inc.

DID JAVIER ADOLFO NASELLI CAUSE YOU INVESTMENT LOSSES? Javier Naselli Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Javier Naselli Customer Complaints Javier Naselli has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were denied by UBS Financial Services and Morgan Stanley, and, to date, the customers have not taken any further action. The other customer complaint against Javier Naselli’s former employer Merrill Lynch Pierce Fenner and Smith has been active but still pending for many years. Allegations Against Javier Naselli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Javier Naselli Red Flags & Your Rights As An Investor Of course, Javier Naselli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Naselli at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Javier Naselli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Javier Naselli If you have questions about UBS Financial Services Inc. and/or Javier Naselli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2023

Jared Kaplan of NewEdge Securities, Inc.

DID JARED MICHAUD KAPLAN CAUSE YOU INVESTMENT LOSSES? Jared Kaplan Of NewEdge Securities, Inc. And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Jared Kaplan of NewEdge Securities, Inc.? Jared Kaplan (CRD #2886837) who is currently registered with NewEdge Securities, Inc. and located in Coral Gables, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to NewEdge Securities, Inc., Jared Kaplan was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jared Kaplan Customer Complaint Jared Kaplan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment allocations and international growth and emerging market stocks, lack of diversification in a managed accounts structured notes portfolio, and misrepresentations regarding tax-exempt municipal bond yields. The matter was settled in favor of the investor. Jared Kaplan Red Flags & Your Rights As An Investor Of course, Jared Kaplan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Kaplan at NewEdge Securities, Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jared Kaplan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NewEdge Securities, Inc. and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NewEdge Securities, Inc. Due To Jared Kaplan If you have questions about NewEdge Securities, Inc., UBS Financial Services Inc. and/or Jared Kaplan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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