Dec 27, 2022

Frank Moore with UBS Financial Services Inc.

DID FRANK HORACE MOORE III CAUSE YOU INVESTMENT LOSSES? Frank Moore of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frank Moore with UBS Financial Services Inc.? Frank Moore (CRD #1552208) who currently registered with UBS Financial Services Inc. and located in Greenwich, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Frank Moore was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Moore Customer Complaint Frank Moore has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. The complaint was settled in favor of the investor.   Frank Moore Red Flags & Your Rights As An Investor Of course, Frank Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Moore at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Frank Moore If you have questions about UBS Financial Services Inc. and/or Frank Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Fernando Gonzalez UBS Financial Services Inc.?

DID FERNANDO JOSE GONZALEZ CAUSE YOU INVESTMENT LOSSES? Fernando Gonzalez of UBS Financial Services Inc. And Formerly With UBS Financial Services Incorporated of Puerto Rico Has 6 Customer Complaints For Alleged Broker Misconduct Who is Fernando Gonzalez UBS Financial Services Inc.? Fernando Gonzalez (CRD #5452682) who is currently registered with UBS Financial Services Inc. and located in San Juan, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Fernando Gonzalez was associated with UBS Financial Services Incorporated of Puerto Rico and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fernando Gonzalez Customer Complaints Fernando Gonzalez has been the subject of 6 customer complaints that we know about to recover investment losses.  Five of customer complaints were settled in favor of investors. There is currently Fernando Gonzalez’s 6 one pending customer complaint filed against Fernando Gonzalez’s former employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct. Allegations Against Fernando Gonzalez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fernando Gonzalez Red Flags & Your Rights As An Investor Of course, Fernando Gonzalez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernando Gonzalez at UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico on alert to review carefully the activity and performance of their accounts and question whether Fernando Gonzalez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Fernando Gonzalez If you have questions about UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico and/or Fernando Gonzalez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Moreno of UBS Financial Services Inc.

DID ERIC GARCIA MORENO CAUSE YOU INVESTMENT LOSSES? Eric Moreno Of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Moreno of UBS Financial Services Inc.? Eric Moreno (CRD #2135789) who is currently registered with UBS Financial Services Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Eric Moreno was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Moreno Customer Complaint Eric Moreno has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to REIT recommendations. Eric Moreno’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Moreno Red Flags & Your Rights As An Investor Of course, Eric Moreno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Moreno at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Moreno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Eric Moreno If you have questions about UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and/or Eric Moreno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Yamin of Morgan Stanley and formerly with UBS Financial Services, Inc.

DID ERIC MAER YAMIN CAUSE YOU INVESTMENT LOSSES? Eric Yamin Of Morgan Stanley And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Yamin of Morgan Stanley? Eric Yamin (CRD #2441778) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Eric Yamin was associated with UBS Financial Services Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Yamin Customer Complaint Eric Yamin has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendations with respect to an investment in an investment in and to continue investing in an options overlay strategy. Eric Yamin’s customer complaint was withdrawn and, to date, the customer has not taken any further action. Eric Yamin Red Flags & Your Rights As An Investor Of course, Eric Yamin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Yamin  at Morgan Stanley and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Yamin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Eric Yamin If you have questions about Morgan Stanley, UBS Financial Services Inc. and/or Eric Yamin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Massey of UBS Financial Services, Inc.

DID DOUGLAS MADISON MASSEY CAUSE YOU INVESTMENT LOSSES? Douglas Massey Of UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Douglas Massey of UBS Financial Services, Inc.? Douglas Massey(CRD #4740798) who is currently registered with UBS Financial Services, Inc. and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.   Douglas Massey Customer Complaint Douglas Massey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable investment recommendations to invest in and hold an option’s overlay strategy. Douglas Massey’s customer complaint was withdrawn and, to date, the customer has not taken any further action. Douglas Massey Red Flags & Your Rights As An Investor Of course, Douglas Massey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Massey at UBS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Massey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services, Inc. Due To Douglas Massey If you have questions about UBS Financial Services, Inc. and/or Douglas Massey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Don Henry formerly with TIAA-CREF Individual & Institutional Services, LLC

DID DON HOUSTON HENRY II CAUSE YOU INVESTMENT LOSSES? Don Henry Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Don Henry formerly with TIAA-CREF Individual & Institutional Services, LLC? Don Henry (CRD #3009989) who was formerly registered with TIAA-CREF Individual & Institutional Services, LLC and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations.   Don Henry Customer Complaint Don Henry has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with an annuity application and substitution of terms into the annuity documentation which materially varied from the representations made to a client. Don Henry’s customer complaint was settled in favor of the investor. Don Henry Red Flags & Your Rights As An Investor Of course, Don Henry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Don Henry at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Don Henry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Don Henry If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Don Henry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2022

Dominic Palmisano of UBS Financial Services Inc.

DID DOMINIC PALMISANO JR CAUSE YOU INVESTMENT LOSSES? Dominic Palmisano Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Dominic Palmisano of UBS Financial Services Inc.? Dominic Palmisano (CRD #5936731) who is currently registered with UBS Financial Services Inc. and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  . Dominic Palmisano Customer Complaint Dominic Palmisano has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized sale of securities. Dominic Palmisano’s customer complaint was settled in favor of the investors. Dominic Palmisano Red Flags & Your Rights As An Investor Of course, Dominic Palmisano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominic Palmisano at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Dominic Palmisano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dominic Palmisano If you have questions about UBS Financial Services Inc. and/or Dominic Palmisano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2022

Dennis Oleszkowicz of UBS Financial Services Inc.

DID DENNIS STEPHEN OLESZKOWICZ CAUSE YOU INVESTMENT LOSSES? Dennis Oleszkowicz Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Dennis Oleszkowicz of UBS Financial Services Inc.? Dennis Oleszkowicz (CRD #837970) who is currently registered with UBS Financial Services Inc. and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Dennis Oleszkowicz Customer Complaints Dennis Oleszkowicz has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Two of Dennis Oleszkowicz’s 4 customer complaints were settled in favor of investors. One of Dennis Oleszkowicz’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently 1 pending customer complaint filed against Dennis Oleszkowicz’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct. Allegations Against Dennis Oleszkowicz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow client’s instructions to remove restricted status of his shares of stock resulted in lost opportunity damages. Customer alleged misrepresentations and securities fraud, breach of fiduciary duty, breach of contract related to stock option investments. Failure to transfer accounts and timely manner. Dennis Oleszkowicz Red Flags & Your Rights As An Investor Of course, Dennis Oleszkowicz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Oleszkowicz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Dennis Oleszkowicz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Dennis Oleszkowicz If you have questions about UBS Financial Services Inc. and/or Dennis Oleszkowicz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 22, 2022

Denis Roy of UBS Financial Services Inc.

DID DENIS GEORGES ROY CAUSE YOU INVESTMENT LOSSES? Denis Roy Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Denis Roy of UBS Financial Services Inc.? Denis Roy (CRD #1070743) who is currently registered with UBS Financial Services Inc. and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Denis Roy Customer Complaint Denis Roy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not make her aware of the wash sale rule. Denis Roy’s customer complaint was denied, and, to date, the customer has not taken any further action.   Denis Roy Red Flags & Your Rights As An Investor Of course, Denis Roy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Denis Roy at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Denis Roy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Denis Roy If you have questions about UBS Financial Services Inc. and/or Denis Roy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Obolensky of UBS Financial Services Inc.

DID DAVID I. IVANOVITCH OBOLENSKY CAUSE YOU INVESTMENT LOSSES? David Obolensky Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Obolensky of UBS Financial Services Inc.? David Obolensky (CRD #860137) who is currently registered with UBS Financial Services Inc. and located in Nashville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.   David Obolensky Customer Complaint David Obolensky has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to invest client funds in wrap fee account in a timely manner. David Obolensky’s customer complaint was settled in favor of the investor. David Obolensky Red Flags & Your Rights As An Investor Of course, David Obolensky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Obolensky at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether David Obolensky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To David Obolensky If you have questions about UBS Financial Services Inc. and/or David Obolensky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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