Mar 8, 2022

Andrei Livadariu of Oppenheimer & Co.

DID ANDREI LIVADARIU CAUSE YOU INVESTMENT LOSSES? Andrei Livadariu Of Oppenheimer & Co. And Formerly With Piper Jaffray & Co. Has A Customer Complaint For Alleged Broker Misconduct Who is Andrei Livadariu of Oppenheimer & Co.? Andrei Livadariu (CRD #3170143) who is currently registered with Oppenheimer & Co. and located in Denver, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Andrei Livadariu was associated with Piper Jaffray & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrei Livadariu Customer Complaint Andrei Livadariu has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint against Piper Jaffray and Andrei Livadariu were for allegedly fraudulently inducing a company to enter into an investment banking agreement and breaching that agreement.  The complaint was subsequently settled. Andrei Livadariu Red Flags & Your Rights As An Investor Of course, Andrei Livadariu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrei Livadariu at Oppenheimer & Co. and Piper Jaffray & Co. on alert to review carefully the activity and performance of their accounts and question whether Andrei Livadariu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Piper Jaffray & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Andrei Livadariu If you have questions about Oppenheimer & Co., Piper Jaffray & Co., and/or Andrei Livadariu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Loughran of UBS Financial Services

DID JOHN MATTHEW LOUGHRAN CAUSE YOU INVESTMENT LOSSES? John Loughran Of UBS Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Loughran of UBS Financial Services? John Loughran (CRD #1884834) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, John Loughran was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Loughran Customer Complaints John Loughran has been the subject of 2 customer complaints that we know about. One of John Loughran’s customers’ complaints was denied and, to date, the customer has not taken any further action. The customer complaint filed against John Loughran’s current employer UBS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against John Loughran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant’s Counsel alleged unsuitability and misrepresentation regarding an options overlay strategy investment by John Loughran. Counsel also made allegations regarding a recommendation to hold the strategy. John Loughran’s alleged breach of fiduciary Duty; suitable, account related – failure to supervise. John Loughran Red Flags & Your Rights As An Investor Of course, John Loughran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Loughran at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Loughran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To John Loughran If you have questions about UBS Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or John Loughran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ajay Desai of UBS Financial Services

DID AJAY DESAI CAUSE YOU INVESTMENT LOSSES? Ajay Desai Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ajay Desai of UBS Financial Services Inc.? Ajay Desai (CRD #4058022) who is currently registered with UBS Financial Services Inc. and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Ajay Desai Customer Complaints Ajay Desai has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Two of Ajay Desai’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services Inc. for investment losses caused by Ajay Desai’s alleged misconduct. Allegations Against Ajay Desai A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that Ajay Desai made unsuitable investment recommendations. The customer alleged Ajay Desai’s unsuitable investment recommendations, misrepresentation and omission of material facts regarding investments purchased. Claimant’s counsel alleged unsuitability and negligence with respect to Ajay Desai’s recommendations and investment of accounts. Ajay Desai Red Flags & Your Rights As An Investor Of course, Ajay Desai did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ajay Desai at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ajay Desai has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Ajay Desai If you have questions about UBS Financial Services Inc. and/or Ajay Desai and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Douglas Digiorno of UBS Financial Services

DID DOUGLAS DIGIORNO CAUSE YOU INVESTMENT LOSSES? Douglas Digiorno Of UBS Financial Services Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Douglas Digiorno of UBS Financial Services Inc.? Douglas Digiorno (CRD #2702739) who is currently registered with UBS Financial Services Inc. and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations. Douglas Digiorno Customer Complaint Douglas Digiorno has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his line of credit and aggressive portfolio were unsuitable in light of his age and retirement. The customer complaint filed against Douglas Digiorno’s current employer UBS Financial Services Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Douglas Digiorno Red Flags & Your Rights As An Investor Of course, Douglas Digiorno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Digiorno at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Digiorno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Douglas Digiorno If you have questions about UBS Financial Services Inc. and/or Douglas Digiorno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Eknoyan of UBS Financial Services

DID GREGORY EKNOYAN CAUSE YOU INVESTMENT LOSSES? Gregory Eknoyan Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gregory Eknoyan of UBS Financial Services Inc.? Gregory Eknoyan (CRD #2181009) who is currently registered with UBS Financial Services Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Gregory Eknoyan Customer Complaints Gregory Eknoyan has been the subject of 2 customer complaints that we know about. One of Gregory Eknoyan’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against UBS Financial Services Inc. for investment losses caused by Gregory Eknoyan’s alleged misconduct. Allegations Against Gregory Eknoyan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Eknoyan’s alleged fraud, mishandling of account, margin dispute, never informed of the risks of investing. Claimant’s counsel alleged Gregory Eknoyan’s unsuitable investment recommendations and misrepresentations with respect to recommendations to invest in and hold an options overlay strategy. Gregory Eknoyan Red Flags & Your Rights As An Investor Of course, Gregory Eknoyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Eknoyan at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Eknoyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Gregory Eknoyan If you have questions about UBS Financial Services Inc. and/or Gregory Eknoyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daniel Egbert of UBS Financial Services

DID DANIEL EGBERT CAUSE YOU INVESTMENT LOSSES? Daniel Egbert Of UBS Financial Services Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Daniel Egbert of UBS Financial Services Inc.? Daniel Egbert (CRD #3126238) who is currently registered with UBS Financial Services Inc. and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Daniel Egbert Customer Complaint Daniel Egbert has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were a failure to supervise investments made in his accounts. Daniel Egbert’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Egbert Red Flags & Your Rights As An Investor Of course, Daniel Egbert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Egbert at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Egbert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Daniel Egbert If you have questions about UBS Financial Services Inc. and/or Daniel Egbert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Donnelly of Raymond James Financial Services

DID PATRICK DONNELLY CAUSE YOU INVESTMENT LOSSES? Patrick Donnelly Of Raymond James Financial Services, Inc., Raymond James Financial Services Advisors And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Patrick Donnelly of Raymond James Financial Services, Inc.? Patrick Donnelly (CRD #2056698) who is currently registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Springfield, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Patrick Donnelly was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Donnelly Customer Complaints Patrick Donnelly has been the subject of 3 customer complaints that we know about. Two of Patrick Donnelly’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Patrick Donnelly’s alleged misconduct. Allegations Against Patrick Donnelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Patrick Donnelly’s unsuitable trading and unauthorized use of margin. Patrick Donnelly’ alleged failure to execute orders; breach of fiduciary duty; misrepresentation; omission of facts; breach of contract; and negligence. Claimant trustee alleged breach of fiduciary duty in connection with unauthorized transfer of account assets by Patrick Donnelly. Patrick Donnelly Red Flags & Your Rights As An Investor Of course, Patrick Donnelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Donnelly at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Patrick Donnelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Patrick Donnelly If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, UBS Financial Services, and/or Patrick Donnelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Hoekman formerly with Wells Fargo Clearing Services

DID JOHN WILLIAM HOEKMAN CAUSE YOU INVESTMENT LOSSES? John Hoekman Formerly With Wells Fargo Clearing Services Has 8 Customer Complaints For Alleged Broker Misconduct Who is John Hoekman formerly with Wells Fargo Clearing Services? John Hoekman (CRD #2455445) who was formerly registered with Wells Fargo Clearing Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. John Hoekman has also been the subject of a FINRA investigation in which he consented to the sanction and entry of findings that he failed to provide documents and information requested by FINRA during the course of an examination into allegations that without the knowledge and consent of his member firm engage in certain outside business activities and participated in private securities transactions in violation of FINRA code of conduct.  The sanction was a permanent bar from any further association with any member firm in any capacity John Hoekman Customer Complaints John Hoekman has been the subject of 8 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Seven of John Hoekman’s 8 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley DW for investment losses caused by John Hoekman’s alleged misconduct. Allegations Against John Hoekman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitable investment recommendations were made in accounts. Client alleged John Hoekman induced her to loan money to a third party for an offering on the Singapore Exchange, without disclosing material facts. Claimant alleged John Hoekman made unsuitable recommendations to hold equities. Claimant alleged that John Hoekman’s investment recommendations made were misrepresented and unsuitable. Claimant alleges unsuitable investment recommendations, misrepresentations and omissions, breach of fiduciary duty, breach of contract, failure to supervise, fraud, constructive fraud, negligence and gross negligence and violation of the federal securities laws against Stephens Inc.   Client alleged that John Hoekman’s purchase of mutual funds were unsuitable. Customer alleged John Hoekman’s improper recommendations and as a result the customer claims he suffered substantial losses. Customer alleges unsuitability and failure to supervise.. Plaintiffs alleged that investment recommendations made were misrepresented by John Hoekman. John Hoekman Red Flags & Your Rights As An Investor Of course, John Hoekman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Hoekman at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether John Hoekman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To John Hoekman If you have questions about Wells Fargo Clearing Services and/or John Hoekman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Hoffman of J.P. Morgan Securities

DID MATTHEW STEPHEN HOFFMAN CAUSE YOU INVESTMENT LOSSES? Matthew Hoffman Of J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Hoffman of J.P. Morgan Securities? Matthew Hoffman (CRD #2558496) who is currently registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Matthew Hoffman Customer Complaints Matthew Hoffman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Matthew Hoffman’s 2 customer complaints were settled in favor of investors. Allegations Against Matthew Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that their financial advisor Matthew Hoffman recommended unsuitable investments. Client alleged Matthew Hoffman’s misrepresentation regarding mutual fund investment. Subsequent correspondence received. Client alleged misrepresentation and unauthorized trading regarding mutual fund investment. Matthew Hoffman Red Flags & Your Rights As An Investor Of course, Matthew Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Hoffman at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Matthew Hoffman If you have questions about J.P. Morgan Securities and/or Matthew Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bradley Hyldahl of UBS Financial Services

DID BRADLEY ERIC HYLDAHL CAUSE YOU INVESTMENT LOSSES? Bradley Hyldahl Of UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Bradley Hyldahl of UBS Financial Services? Bradley Hyldahl (CRD #2316936) who is currently registered with UBS Financial Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Bradley Hyldahl Customer Complaints Bradley Hyldahl has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Bradley Hyldahl’s 3 customer complaints was settled in favor of investors. Two of Bradley Hyldahl’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bradley Hyldahl A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Bradley Hyldahl provided unsuitable investment advice. The client’s attorney alleged the financial advisors recommended unsuitable securities given the customer’s age, investment objective and investment experience. The client’s attorney further alleged the Bradley Hydahl switched the client from one mutual fund to another when there was no legitimate investment purpose for the switch. The client alleged his instructions to liquidate his securities were not followed by Bradley Hyldahl. Bradley Hyldahl Red Flags & Your Rights As An Investor Of course, Bradley Hyldahl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Hyldahl at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Bradley Hyldahl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Bradley Hyldahl If you have questions about UBS Financial Services and/or Bradley Hyldahl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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