Mar 4, 2022

Roy Tonning of UBS Financial Services

DID ROY K. TONNING CAUSE YOU INVESTMENT LOSSES? Roy Tonning Of UBS Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Roy Tonning of UBS Financial Services? Roy Tonning (CRD #5494420) who is currently registered with UBS Financial Services and located in Ponte Vedra, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Roy Tonning was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roy Tonning Customer Complaints Roy Tonning has been the subject of 2 customer complaints that we know about. One of Roy Tonning’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Roy Tonning’s alleged misconduct. Allegations Against Roy Tonning A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customers alleged unauthorized trading and misrepresentation by Roy Tonning. Claimant’s counsel alleged Roy Tonning’s unsuitability and misrepresentation regarding an options overlay strategy investment. Roy Tonning Red Flags & Your Rights As An Investor Of course, Roy Tonning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Tonning at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Roy Tonning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Roy Tonning If you have questions about UBS Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or Roy Tonning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Winston Turner Formerly With Pruco Securities

DID WINSTON WADE TURNER CAUSE YOU INVESTMENT LOSSES? Winston Turner Formerly With Pruco Securities Has 25 Customer Complaints For Alleged Broker Misconduct Who is Winston Turner formerly with Pruco Securities? Winston Turner (CRD #5965386) who was formerly registered with Pruco Securities and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Winston Turner Customer Complaints Winston Turner has been the subject of 25 customer complaints that we know about. Twenty of Winston Turner’s 25 customer complaints were settled in favor of investors. Five of Winston Turner’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Winston Turner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Winston Turner engaged in unsuitable annuity exchanges and conversion of funds provided for investment. Claimants alleged Winston Turner engaged in unsuitable sales, churning, conversion and fraud. This activity is alleged to have begun and to have continued during and after, his association with the firm. Claimants alleged Winston Turner engaged in unsuitable sales, churning, conversion and fraud. This alleged activity began prior to his association with the firm and continued for three years. Client alleged that Winston Turner promised a 5% return on his investment, did not disclose that his money would be invested aggressively in a variable annuity, did not disclose surrender charges, and provided inaccurate information to the firm about his personal risk tolerance, investment objectives, personal financial information, and prior investment experience. Complaint was not initially reported because it was received verbally. The U5 is being Amended because of the settlement amount. Customer alleged Winston Turner misrepresented the variable annuity purchased. Customer alleged Winston Turner did not explain withdrawal fees when a variable annuity was purchased. Customer alleged Winston Turner misrepresented the variable annuities purchased. No specific compensatory damages were alleged. Customer alleged Winston Turner misrepresented the variable annuity purchased. Customer alleged Winston Turner misrepresented the variable annuity purchased. No specific compensatory damages were alleged. Customer alleged Winston Turner misrepresented the variable annuity purchased. No specific compensatory damages were alleged. Customer alleged that he provided a check to Winston Turner made out to a company for an alleged investment. Regarding the annuity, the client alleged that Winston Turner advised him to surrender the contract less than one year into the contract. The client also alleged he incurred surrender charges. Additionally, he also made a personal loan to the representative. Winston Turner allegedly did not disclose surrender charges or market value adjustment charge in connection with surrender of an annuity, misrepresented the tax consequences of such transaction, and misrepresented that there would be no surrender charges due to customer’s disability and that such charges would be returned to her account. RR made some personal payments to the customer and misrepresented them to be reimbursements of the surrender charges. The client alleged that the representative stole money from her and that she lost the money plus interest that could have been gained during that time. Customer alleged that the rep did not fully disclose all the facts regarding Guarantees and Risks. The client alleged that Winston Turner did not explain that she would incur annuity surrender charges and that funds she gave to the representative for purchase of a Prudential product were used to purchase a product issued by a different insurer. The client alleged Winston Turner’s misrepresentation concerning unauthorized electronic signature. The client alleged that Winston Turner did not fully disclose all the facts regarding the guarantees and risks, expenses and fees. The initial customer complaint- the compensatory damages was subsequently settled by the company. The client alleged that Winston Turner made several misrepresentations regarding the guaranteed minimum percentage growth and surrender charges provisions of his policies. The client alleged that Winston Turner recommended a surrender of a Metlife annuity and did not fully disclose all the facts regarding the tax consequences incurred as a result,. The complainants alleged that Winston Turner misrepresented the variable annuities they purchased. The complainants believed that the variable annuities were unsuitable and should not have been recommended. As a result of these purchases, the complainants incurred surrender charges in funding the variable annuities, and were looking to recoup the damages they had sustained. The customer alleged that Winston Turner promised a 10% bonus and a 5% year over year growth on the amount deposited into his annuity. Winston Turner Red Flags & Your Rights As An Investor Of course, Winston Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Winston Turner at Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Winston Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities Due To Winston Turner If you have questions about Pruco Securities and/or Winston Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Joseph Valdini Formerly With Aegis Capital

DID JOSEPH FRANCIS VALDINI CAUSE YOU INVESTMENT LOSSES? Joseph Valdini Formerly With Aegis Capital And Worden Capital Management Has 3 Customer Complaints For Alleged Broker Misconduct Who is Joseph Valdini formerly with Aegis Capital? Joseph Valdini (CRD #5517610) who was formerly registered with Aegis Capitaland located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Aegis Capital, Joseph Valdini was associated with Worden Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems Joseph Valdini Customer Complaints Joseph Valdini has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Joseph Valdini’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Worden Capital Management for investment losses caused by Joseph Valdini’s alleged misconduct. Allegations Against Joseph Valdini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Churning/excessive trading; common law fraud; NY Consumer Protection Act violations; breach of fiduciary duty; breach of contract; negligence, negligent misrepresentation and omissions; and negligent supervision allegedly by Joseph Valdini. Joseph Valdini’s alleged Negligence, Violations of the New Jersey Uniform Securities Law, Breach of Fiduciary Duty, Breach of Contract, Respondeat Superior. Unauthorized trade placed, with subsequent margin call sellouts, resulting in loss to the client allegedly made by Joseph Valdini. Joseph Valdini Red Flags & Your Rights As An Investor Of course, Joseph Valdini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Valdini at Aegis Capital and Worden Capital Management on alert to review carefully the activity and performance of their accounts and question whether Joseph Valdini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital and Worden Capital Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Aegis Capital Due To Joseph Valdini If you have questions about Aegis Capital, Worden Capital Management, and/or Joseph Valdini and the management or performance of your accounts, please contact and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Derek Vance of UBS Financial Services

DID DEREK ADAM VANCE CAUSE YOU INVESTMENT LOSSES? Derek Vance Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Derek Vance of UBS Financial Services? Derek Vance (CRD #5067949) who is currently registered with UBS Financial Services and located in Miamisburg, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Derek Vance Customer Complaint Derek Vance has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were he was not informed he could lose money in his investment and that there was no risk. Derek Vance’s customer complaint was settled in favor of the investors. Derek Vance Red Flags & Your Rights As An Investor Of course, Derek Vance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Vance at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Derek Vance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Derek Vance If you have questions about UBS Financial Services and/or Derek Vance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Daniel Torroba of UBS Financial Services

DID DANIEL DIAZ TORROBA CAUSE YOU INVESTMENT LOSSES? Daniel Torroba Of UBS Financial Services And Formerly With Credit Suisse Securities (USA) Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Torroba of UBS Financial Services? Daniel Torroba (CRD #5070881) who is currently registered with UBS Financial Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Daniel Torroba was associated with Credit Suisse Securities (USA) and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Torroba Customer Complaint Daniel Torroba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she could not understand how her account was excessively invested in a single fund. The client further alleged her account was rebalanced when all she wanted to do was not lose any more money and avoid a margin call. Daniel Torroba’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Daniel Torroba Red Flags & Your Rights As An Investor Of course, Daniel Torroba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Torroba at UBS Financial Services and Credit Suisse Securities (USA) on alert to review carefully the activity and performance of their accounts and question whether Daniel Torroba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Credit Suisse Securities (USA) also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Daniel Torroba If you have questions about UBS Financial Services, Credit Suisse Securities (USA), and/or Daniel Torroba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Felipe Vargas of Insigneo Securities

DID FELIPE HENAO VARGAS CAUSE YOU INVESTMENT LOSSES? Felipe Vargas Of Insigneo Securities, Insigneo Advisory Services And Formerly With Bolton Global Asset Management, Bolton Global Capital And HB Asset Management Has A Customer Complaint For Alleged Broker Misconduct Who is Felipe Vargas of Insigneo Securities? Felipe Vargas (CRD #5140431) who is currently registered with Insigneo Securities, Insigneo Advisory Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Insigneo Securities and Insigneo Advisory Services, Felipe Vargas was associated with Bolton Global Asset Management, Bolton Global Capital, HB Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Felipe Vargas Customer Complaint Felipe Vargas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Felipe Henao Vargas placed a short trade for 20,000 Barclays Bk VIX Short Term Futures ETN for the account of Zaphiro Investments and on March 17 he placed a subsequent trade to cover the short. The firm was notified by Mr. Vargas that Zaphiro had concerns regarding the management and overall performance of his brokerage account. The customer complaint filed against Felipe Vargas’ current employer Insigneo Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Felipe Vargas Red Flags & Your Rights As An Investor Of course, Felipe Vargas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Felipe Vargas at Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, and HB Asset Management on alert to review carefully the activity and performance of their accounts and question whether Felipe Vargas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, and HB Asset Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Insigneo Securities Due To Felipe Vargas If you have questions about Insigneo Securities, Insigneo Advisory Services, Bolton Global Asset Management, Bolton Global Capital, HB Asset Management, and/or Felipe Vargas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

James Watson of Wells Fargo Clearing Services

DID JAMES COLE WATSON CAUSE YOU INVESTMENT LOSSES? James Watson Of Wells Fargo Clearing Services And Formerly With BOK Financial Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Watson of Wells Fargo Clearing Services? James Watson (CRD #5376702) who is currently registered with Wells Fargo Clearing Services and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, James Watson was associated with BOK Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Watson Customer Complaints James Watson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Watson’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against BOK Financial Securities for investment losses caused by James Watson’s alleged misconduct. Allegations Against James Watson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant purchased FS Energy & Power Fund and FS Investment Corporation III.  Claimant filed a written complaint with Respondent alleging the investments made by James Watson were unsuitable. The complaint subsequently resulted in the referenced Arbitration filed with allegations of Breach of Fiduciary Duty; Violations of FINRA Rules, Breach of Contract and Negligence; and, Negligent Supervision. The client alleged misrepresentation by James Watson of the reserve yield plus fund (RYPQX). James Watson Red Flags & Your Rights As An Investor Of course, James Watson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Watson at Wells Fargo Clearing Services and BOK Financial Securities on alert to review carefully the activity and performance of their accounts and question whether James Watson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and BOK Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To James Watson If you have questions about Wells Fargo Clearing Services, BOK Financial Securities, and/or James Watson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Jay Weil formerly with Cambridge Investment Research

DID JAY A. WEIL CAUSE YOU INVESTMENT LOSSES? Jay Weil Formerly With Cambridge Investment Research Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Weil formerly with Cambridge Investment Research? Jay Weil (CRD #4383868) who was formerly registered with Cambridge Investment Research and located in Mission Viejo, California is a subject of one of our many securities industry sales practice abuse investigations. Jay Weil Customer Complaint Jay Weil has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were allegations included breach of fiduciary duty and failure to comply with ERISA standards. Allegations stated that through his discretionary authority, Jay Weil selected investments based on substantial and excessive fees/commissions. Jay Weil’s customer complaint was settled in favor of the investors. Jay Weil Red Flags & Your Rights As An Investor Of course, Jay Weil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Weil at Cambridge Investment Research on alert to review carefully the activity and performance of their accounts and question whether Jay Weil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Jay Weil If you have questions about Cambridge Investment Research and/or Jay Weil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Andrew Ruboyianes of UBS Financial Services

DID ANDREW JAMES RUBOYIANES CAUSE YOU INVESTMENT LOSSES? Andrew Ruboyianes Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Ruboyianes of UBS Financial Services? Andrew Ruboyianes (CRD #4628859) who is currently registered with UBS Financial Services and located in Tucson, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Andrew Ruboyianes Customer Complaint Andrew Ruboyianes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate the account as instructed. He further alleged the financial advisor, Andrew Ruboyianes was misleading and did not inform him that the IRA was part of the trust and could not be liquidated. He further alleged the commissions were misrepresented to him. Andrew Ruboyianes’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Andrew Ruboyianes Red Flags & Your Rights As An Investor Of course, Andrew Ruboyianes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Ruboyianes at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Ruboyianes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Andrew Ruboyianes If you have questions about UBS Financial Services and/or Andrew Ruboyianes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Frederick Stortecky of GWN Securities

DID FREDERICK ROBERT STORTECKY III CAUSE YOU INVESTMENT LOSSES? Frederick Stortecky Of GWN Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frederick Stortecky of GWN Securities? Frederick Stortecky (CRD #4718060) who is currently registered with GWN Securities and located in Youngstown, New York is a subject of one of our many securities industry sales practice abuse investigations. Frederick Stortecky Customer Complaints Frederick Stortecky has been the subject of 2 customer complaints that we know about. Both of Frederick Stortecky’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Frederick Stortecky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed her portfolio allegedly made by Frederick Stortecky substantially changed in its makeup since its inception and requested to transfer her annuity accounts with the surrender charges waived. Client alleged that she received poor advice from the representative, Frederick Stortecky. The client and representative started working together shortly after the passing of the client’s husband. Client was seeking the representative’s advice concerning her inheritance. The representative helped the client put together a financial strategy that would help provide short term financial assistance as well as address the clients long term financial needs. Frederick Stortecky Red Flags & Your Rights As An Investor Of course, Frederick Stortecky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Stortecky at GWN Securities on alert to review carefully the activity and performance of their accounts and question whether Frederick Stortecky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At GWN Securities Due To Frederick Stortecky If you have questions about GWN Securities and/or Frederick Stortecky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading