Mar 3, 2024

Steven Kocher of UBS Financial Services Inc.

DID STEVEN KARL KOCHER CAUSE YOU INVESTMENT LOSSES? Steven Kocher Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Kocher Customer Complaint Steven Kocher has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an investment recommendation and purchase was not in the client’s best interest. The customer complaint was recently filed with UBS Financial Services and is awaiting review and determination. Steven Kocher Red Flags & Your Rights As An Investor Of course, Steven Kocher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kocher at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Kocher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Steven Kocher If you have questions about UBS Financial Services Inc. and/or Steven Kocher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Drew Freides of UBS Financial Services, Inc

DID DREW SCOTT FREIDES CAUSE YOU INVESTMENT LOSSES? Drew Freides Of UBS Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Drew Freides Customer Complaint Drew Freides has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation to add a line of credit that was not in the customer’s best interest. UBS Financial Services recently denied the customer complaint so far, the investor has not filed any arbitration proceeding nor taken any other action. Drew Freides Red Flags & Your Rights As An Investor Of course, Drew Freides did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Freides at UBS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Drew Freides has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services, Inc. Due To Drew Freides If you have questions about UBS Financial Services, Inc. and/or Drew Freides and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 16, 2024

Aishka Lugo of UBS Financial Services Inc

DID AISHKA O LUGO CAUSE YOU INVESTMENT LOSSES? Aishka Lugo Of UBS Financial Services Inc. Has 21 Customer Complaints For Alleged Broker Misconduct Aishka Lugo Customer Complaints Aishka Lugo has been the subject of 21 customer complaints that we know about seeking to recover investment losses. Eighteen of the customer complaints were settled by the brokerage firm in favor of the investors. UBS Financial Services only denied customer complaints. There is one customer complaint still pending and FINRA arbitration. Allegations Against Aishka Lugo All the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses related to the offer and sale of unsuitable and over concentrated and misrepresented Puerto Rico closed-end bond funds and municipal bonds. Aishka Lugo Red Flags & Your Rights As An Investor Of course, Aishka Lugo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aishka Lugo at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Aishka Lugo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Aishka Lugo If you have questions about UBS Financial Services Inc. and/or Aishka Lugo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2024

Haydee Delgado of UBS Financial Services Inc

DID HAYDEE M DELGADO CAUSE YOU INVESTMENT LOSSES? Haydee Delgado Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Haydee Delgado Customer Complaints Haydee Delgado has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award against UBS Financial Services for the advisor’s alleged misconduct. To more customer complaint was settled by UBS Financial Services in favor of the investor. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services for Haydee Delgado’s alleged misconduct. Allegations Against Haydee Delgado The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses all relate to the offer and sale of Puerto Rico closed-end mutual funds and Puerto Rico municipal bonds there were allegedly unsuitable, overconcentrated in client’s accounts. And misrepresented. Haydee Delgado Red Flags & Your Rights As An Investor Of course, Haydee Delgado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Haydee Delgado at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Haydee Delgado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Haydee Delgado If you have questions about UBS Financial Services Inc. and/or Haydee Delgado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2024

Fidel Trejo, Jr. of UBS Financial Services Inc

DID FIDEL FRANCISCO TREJO JR CAUSE YOU INVESTMENT LOSSES? Fidel Trejo, Jr. Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Fidel Trejo, Jr. Customer Complaints Fidel Trejo, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints settled by UBS Financial Services favors the investor. Another customer complaint was denied by the same brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services for Fidel Trejo’s alleged misconduct. Allegations Against Fidel Trejo, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fidel Trejo, Jr. Red Flags & Your Rights As An Investor Of course, Fidel Trejo, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fidel Trejo, Jr.at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Fidel Trejo, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Fidel Trejo, Jr. If you have questions about UBS Financial Services Inc. and/or Fidel Trejo, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2024

Franco Dimaio of UBS Financial Services Inc

DID FRANCO DIMAIO CAUSE YOU INVESTMENT LOSSES? Franco Dimaio Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Franco Dimaio Customer Complaint Franco Dimaio has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to inform the customer about the lack of eligibility for rollovers when withdrawing funds from an inherited IRA account. UBS Financial Services settled the customer complaint in favor of the investor. Franco Dimaio Red Flags & Your Rights As An Investor Of course, Franco Dimaio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Franco Dimaio at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Franco Dimaiohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Franco Dimaio If you have questions about UBS Financial Services Inc. and/or Franco Dimaio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Rosa Fernandez formerly with UBS Financial Services Incorporated of Puerto Rico

DID ROSA MARIA FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Rosa Fernandez Formerly With UBS Financial Services Incorporated of Puerto Rico Has 44 Customer Complaints For Alleged Broker Misconduct Rosa Fernandez Customer Complaints Rosa Fernandez has been the subject of 44 customer complaints that we know about seeking to recover investment losses. Forty-three of the customer complaints were settled by Rosa Fernandez’s former employer in favor of the investors. The only other customer complaint is still pending. Allegations Against Rosa Fernandez The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were all related to the offer and sale of Puerto Rico municipal bonds and closed-end funds. The allegations generally were unsuitable investment recommendations, misrepresentations, material omissions of facts related to the investments, overconcentration, etc. Rosa Fernandez Red Flags & Your Rights As An Investor Of course, Rosa Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosa Fernandez at UBS Financial Services Incorporated of Puerto Rico on alert to review carefully the activity and performance of their accounts and question whether Rosa Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Incorporated of Puerto Rico also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Incorporated of Puerto Rico Due To Rosa Fernandez If you have questions about UBS Financial Services Incorporated of Puerto Rico and/or Rosa Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 19, 2024

Michael Hardy of UBS Financial Services Inc

DID MICHAEL EDWARD HARDY CAUSE YOU INVESTMENT LOSSES? Michael Hardy Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Hardy Customer Complaint Michael Hardy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations considering customers investment risk profile. UBS Financial Services settled the customer complaint in favor of the investor. Michael Hardy Red Flags & Your Rights As An Investor Of course, Michael Hardy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hardy at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Hardy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Hardy If you have questions about UBS Financial Services Inc. and/or Michael Hardy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2024

Andrew Kittelson of UBS Financial Services Inc

DID ANDREW WADE KITTELSON CAUSE YOU INVESTMENT LOSSES? Andrew Kittelson Of UBS Financial Services Inc Has 2 Customer Complaints For Alleged Broker Misconduct Andrew Kittelson Customer Complaints Andrew Kittelson has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. Another complaint was recently filed and denied by UBS Financial Services for Andrew Kittelson’s alleged misconduct. Allegations Against Andrew Kittelson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Kittelson Red Flags & Your Rights As An Investor Of course, Andrew Kittelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Kittelson at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Andrew Kittelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Andrew Kittelson If you have questions about UBS Financial Services Inc and/or Andrew Kittelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Mark Elias of UBS Financial Services Inc

DID MARK STEVEN ELIAS CAUSE YOU INVESTMENT LOSSES? Mark Elias Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Mark Elias Customer Complaints Mark Elias has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor. The other 3 customer complaints are all filed and pending FINRA arbitration proceedings. Allegations Against Mark Elias A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Elias Red Flags & Your Rights As An Investor Of course, Mark Elias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Elias at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Elias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Mark Elias If you have questions about UBS Financial Services Inc. and/or Mark Elias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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