Nov 18, 2023

Taylor Thompson of UBS Financial Services Inc.

DID TAYLOR MICHAEL THOMPSON CAUSE YOU INVESTMENT LOSSES? Taylor Thompson Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Taylor Thompson Customer Complaint Taylor Thompson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, the failure to consider trustee’s best interest and management of her portfolio. The customer complaint was recently filed and still pending. Taylor Thompson Red Flags & Your Rights As An Investor Of course, Taylor Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Taylor Thompson at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Taylor Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Taylor Thompson If you have questions about UBS Financial Services Inc. and/or Taylor Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 15, 2023

Jason Stephens of UBS Financial Services Inc.

DID JASON ERIK STEPHENS CAUSE YOU INVESTMENT LOSSES? Jason Stephens Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Jason Stephens Customer Complaint Jason Stephens has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations to participate in long-term bond investments program. The FINRA arbitration proceeding was recently filed and is still pending. Jason Stephens Red Flags & Your Rights As An Investor Of course, Jason Stephens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Stephens at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Stephens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jason Stephens If you have questions about UBS Financial Services Inc. and/or Jason Stephens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

Stephen Seiber of UBS Financial Services Inc.

DID STEPHEN JOHN SEIBER CAUSE YOU INVESTMENT LOSSES? Stephen Seiber Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Seiber Customer Complaint Stephen Seiber has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were made by family members that the advisor and his team failed to follow the instructions of the client and disbursed all the client’s assets to an unauthorized individual. The successor trustees and family members are now litigating the matter in a court proceeding which on information and belief is still pending. Stephen Seiber Red Flags & Your Rights As An Investor Of course, Stephen Seiber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Seiber at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Seiber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Stephen Seiber If you have questions about UBS Financial Services Inc. and/or Stephen Seiber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

John Seiber of UBS Financial Services Inc.

DID JOHN MITCHELL SEIBER CAUSE YOU INVESTMENT LOSSES? John Seiber Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct John Seiber Customer Complaint John Seiber has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were UBS financial advisor team failed to follow client’s instructions and disbursed all the assets to an unauthorized individual. The customer complaint was recently filed and denied by the brokerage firm. Thereafter, the beneficiaries filed a civil action which is still pending. John Seiber Red Flags & Your Rights As An Investor Of course, John Seiber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Seiber at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether John Seiber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To John Seiber If you have questions about UBS Financial Services Inc. and/or John Seiber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 9, 2023

Raymond Samuels of Fidelity Brokerage Services LLC

DID RAYMOND QUINN SAMUELS CAUSE YOU INVESTMENT LOSSES? Raymond Samuels Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Samuels Customer Complaints Raymond Samuels has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently denied by UBS Financial Services and to date, the investors have not taken any further action. Allegations Against Raymond Samuels A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Raymond Samuels Red Flags & Your Rights As An Investor Of course, Raymond Samuels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Samuels at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Samuels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Raymond Samuels If you have questions about Fidelity Brokerage Services LLC, UBS Financial Services Inc. and/or Raymond Samuels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 7, 2023

Scott Rosenberg of UBS Financial Services Inc.

DID SCOTT MICHAEL ROSENBERG CAUSE YOU INVESTMENT LOSSES? Scott Rosenberg Of UBS Financial Services Inc. Has 27 Customer Complaints For Alleged Broker Misconduct Scott Rosenberg Customer Complaints Scott Rosenberg has been the subject of 27 customer complaints that we know about to recover investment losses. Five of the customer complaints proceeded to arbitration and resulted in arbitration awards in favor of the investors; one award was more than $5 million to the investor. Five of the customer complaints were settled by UBS Financial Services in favor of the investors. The same brokerage firm denied 10 other customer complaints and, to date, the investors have not taken any further action. There are currently 7 other FINRA arbitration proceedings pending against UBS Financial Services for Scott Rosenberg’s alleged misconduct. Allegations Against Scott Rosenberg The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses arise out of and options overlay strategy known as UBS YES Yield Enhancement Strategy. It was a complex options overlay investment strategy that affected hundreds of investors at the brokerage firm. The general allegations were unsuitable investment recommendations and misrepresentations with respect to the recommendations to invest in and hold that options overlay strategy. Scott Rosenberg Red Flags & Your Rights As An Investor Of course, Scott Rosenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Rosenberg at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Rosenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Scott Rosenberg If you have questions about UBS Financial Services Inc. and/or Scott Rosenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 4, 2023

Arthur Randall, III of UBS Financial Services Inc.

DID ARTHUR RANDALL III  CAUSE YOU INVESTMENT LOSSES? Arthur Randall, III Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Arthur Randall, III Customer Complaints Arthur Randall, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The brokerage firm denied another customer complaint in June 2023 and so far, the investor has not taken any further action. Allegations Against Arthur Randall, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Arthur Randall, III Red Flags & Your Rights As An Investor Of course, Arthur Randall, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Randall, III at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Arthur Randall, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Arthur Randall, III If you have questions about UBS Financial Services Inc. and/or Arthur Randall, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 3, 2023

Jason Pirnie formerly with UBS Financial Services Inc.

DID JASON MALCOM PIRNIE CAUSE YOU INVESTMENT LOSSES? Jason Pirnie Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Jason Pirnie Customer Complaint Jason Pirnie has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions with respect to the investments and line of credit. UBS Financial Services settled the customer complaint in favor of the investor. Jason Pirnie Red Flags & Your Rights As An Investor Of course, Jason Pirnie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Pirnie at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Pirnie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jason Pirnie If you have questions about UBS Financial Services Inc. and/or Jason Pirnie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 28, 2023

Alexis Molina of UBS Financial Services Inc.

DID ALEXIS OTHANEIL MOLINA CAUSE YOU INVESTMENT LOSSES? Alexis Molina Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Alexis Molina Customer Complaints Alexis Molina has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was recently settled by UBS Financial Services in favor of the investor. The brokerage firm denied the other customer complaint and, to date, investor has not taken any further action. Allegations Against Alexis Molina A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Alexis Molina Red Flags & Your Rights As An Investor Of course, Alexis Molina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexis Molina at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexis Molina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Alexis Molina If you have questions about UBS Financial Services Inc. and/or Alexis Molina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 25, 2023

Michael Lundon of UBS Financial Services Inc.

DID MICHAEL JAMES LUNDON CAUSE YOU INVESTMENT LOSSES? Michael Lundon Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Lundon Customer Complaint Michael Lundon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to make long-term bond investments. The FINRA arbitration proceeding was recently filed and still pending. Michael Lundon Red Flags & Your Rights As An Investor Of course, Michael Lundon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lundon at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Lundon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Lundon If you have questions about UBS Financial Services Inc. and/or Michael Lundon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading