Nov 4, 2023

Arthur Randall, III of UBS Financial Services Inc.

DID ARTHUR RANDALL III  CAUSE YOU INVESTMENT LOSSES? Arthur Randall, III Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Arthur Randall, III Customer Complaints Arthur Randall, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The brokerage firm denied another customer complaint in June 2023 and so far, the investor has not taken any further action. Allegations Against Arthur Randall, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Arthur Randall, III Red Flags & Your Rights As An Investor Of course, Arthur Randall, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Randall, III at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Arthur Randall, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Arthur Randall, III If you have questions about UBS Financial Services Inc. and/or Arthur Randall, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2023

Jason Pirnie formerly with UBS Financial Services Inc.

DID JASON MALCOM PIRNIE CAUSE YOU INVESTMENT LOSSES? Jason Pirnie Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Jason Pirnie Customer Complaint Jason Pirnie has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions with respect to the investments and line of credit. UBS Financial Services settled the customer complaint in favor of the investor. Jason Pirnie Red Flags & Your Rights As An Investor Of course, Jason Pirnie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Pirnie at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Pirnie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jason Pirnie If you have questions about UBS Financial Services Inc. and/or Jason Pirnie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2023

Alexis Molina of UBS Financial Services Inc.

DID ALEXIS OTHANEIL MOLINA CAUSE YOU INVESTMENT LOSSES? Alexis Molina Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Alexis Molina Customer Complaints Alexis Molina has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was recently settled by UBS Financial Services in favor of the investor. The brokerage firm denied the other customer complaint and, to date, investor has not taken any further action. Allegations Against Alexis Molina A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Alexis Molina Red Flags & Your Rights As An Investor Of course, Alexis Molina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexis Molina at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexis Molina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Alexis Molina If you have questions about UBS Financial Services Inc. and/or Alexis Molina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 25, 2023

Michael Lundon of UBS Financial Services Inc.

DID MICHAEL JAMES LUNDON CAUSE YOU INVESTMENT LOSSES? Michael Lundon Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Lundon Customer Complaint Michael Lundon has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to make long-term bond investments. The FINRA arbitration proceeding was recently filed and still pending. Michael Lundon Red Flags & Your Rights As An Investor Of course, Michael Lundon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lundon at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Lundon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Lundon If you have questions about UBS Financial Services Inc. and/or Michael Lundon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2023

Joseph Katzaroff of UBS Financial Services Inc.

DID JOSEPH P KATZAROFF CAUSE YOU INVESTMENT LOSSES? Joseph Katzaroff Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Joseph Katzaroff Customer Complaints Joseph Katzaroffhas been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Joseph Katzaroff’s former employer in favor of the investors. One complaint was denied and the other is still pending. Allegations Against Joseph Katzaroff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Katzaroff Red Flags & Your Rights As An Investor Of course, Joseph Katzaroff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Katzaroff at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Katzaroff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Joseph Katzaroff If you have questions about UBS Financial Services Inc. and/or Joseph Katzaroff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2023

Thomas Stiller UBS Financial Services Inc.

DID THOMAS ALAN STILLER CAUSE YOU INVESTMENT LOSSES? Thomas Stiller Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Stiller Customer Complaints Thomas Stiller has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The brokerage firm denied the other customer complaint recently and to date, the investor has not taken any further action. Allegations Against Thomas Stiller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Stiller Red Flags & Your Rights As An Investor Of course, Thomas Stiller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Stiller at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Stiller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Thomas Stiller If you have questions about UBS Financial Services Inc. and/or Thomas Stiller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2023

Richard Gibbs of UBS Financial Services Inc.

DID RICHARD ALLAN GIBBS CAUSE YOU INVESTMENT LOSSES? Richard Gibbs Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Gibbs Customer Complaint Richard Gibbs has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were made by an elderly claimant who alleged investments sold to her were unsuitable and misrepresented. The recently filed FINRA arbitration proceeding is still pending against UBS Financial Services for Richard Gibbs’ alleged misconduct. Richard Gibbs Red Flags & Your Rights As An Investor Of course, Richard Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Gibbs at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Gibbs If you have questions about UBS Financial Services Inc. and/or Richard Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

Dimitri Rassias of UBS Financial Services Inc.

DID DIMITRI RASSIAS CAUSE YOU INVESTMENT LOSSES? Dimitri Rassias Of UBS Financial Services Inc. And Formerly With Equitable Advisors, LLC and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Dimitri Rassias Customer Complaint Dimitri Rassias has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to invest in a variable annuity contract and other securities. Equitable Advisors settled the customer complaint for over $690,000. Dimitri Rassias Red Flags & Your Rights As An Investor Of course, Dimitri Rassias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dimitri Rassias at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Dimitri Rassias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dimitri Rassias If you have questions about UBS Financial Services Inc., Equitable Advisors, LLC, J.P. Morgan Securities LLC and/or Dimitri Rassias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2023

Nichole Adams of UBS Financial Services Inc.

DID NICHOLE ELIZABETH ADAMS CAUSE YOU INVESTMENT LOSSES? Nichole Adams Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Nichole Adams Customer Complaint Nichole Adams has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to follow instructions of the client and dispersed all the client’s assets to an unauthorized individual. The customer complaint alleging damages in the amount of $1,750,000 was recently filed and is still pending. Nichole Adams Red Flags & Your Rights As An Investor Of course, Nichole Adams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nichole Adams at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Nichole Adams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Nichole Adams If you have questions about UBS Financial Services Inc. and/or Nichole Adams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2023

Clinton Moore of UBS Financial Services Inc.

DID CLINTON WESLEY MOORE CAUSE YOU INVESTMENT LOSSES? Clinton Moore Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Clinton Moore Customer Complaints Clinton Moore has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. The other customer complaint was recently denied by the brokerage firm and, to date, the investor has not taken any further action. Allegations Against Clinton Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clinton Moore Red Flags & Your Rights As An Investor Of course, Clinton Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clinton Moore at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Clinton Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Clinton Moore If you have questions about UBS Financial Services Inc. and/or Clinton Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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