Oct 21, 2023

Joseph Katzaroff of UBS Financial Services Inc.

DID JOSEPH P KATZAROFF CAUSE YOU INVESTMENT LOSSES? Joseph Katzaroff Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Joseph Katzaroff Customer Complaints Joseph Katzaroffhas been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Joseph Katzaroff’s former employer in favor of the investors. One complaint was denied and the other is still pending. Allegations Against Joseph Katzaroff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Katzaroff Red Flags & Your Rights As An Investor Of course, Joseph Katzaroff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Katzaroff at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Katzaroff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Joseph Katzaroff If you have questions about UBS Financial Services Inc. and/or Joseph Katzaroff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2023

Thomas Stiller UBS Financial Services Inc.

DID THOMAS ALAN STILLER CAUSE YOU INVESTMENT LOSSES? Thomas Stiller Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Stiller Customer Complaints Thomas Stiller has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The brokerage firm denied the other customer complaint recently and to date, the investor has not taken any further action. Allegations Against Thomas Stiller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Stiller Red Flags & Your Rights As An Investor Of course, Thomas Stiller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Stiller at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Stiller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Thomas Stiller If you have questions about UBS Financial Services Inc. and/or Thomas Stiller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2023

Richard Gibbs of UBS Financial Services Inc.

DID RICHARD ALLAN GIBBS CAUSE YOU INVESTMENT LOSSES? Richard Gibbs Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Gibbs Customer Complaint Richard Gibbs has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were made by an elderly claimant who alleged investments sold to her were unsuitable and misrepresented. The recently filed FINRA arbitration proceeding is still pending against UBS Financial Services for Richard Gibbs’ alleged misconduct. Richard Gibbs Red Flags & Your Rights As An Investor Of course, Richard Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Gibbs at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Gibbs If you have questions about UBS Financial Services Inc. and/or Richard Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

Dimitri Rassias of UBS Financial Services Inc.

DID DIMITRI RASSIAS CAUSE YOU INVESTMENT LOSSES? Dimitri Rassias Of UBS Financial Services Inc. And Formerly With Equitable Advisors, LLC and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Dimitri Rassias Customer Complaint Dimitri Rassias has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to invest in a variable annuity contract and other securities. Equitable Advisors settled the customer complaint for over $690,000. Dimitri Rassias Red Flags & Your Rights As An Investor Of course, Dimitri Rassias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dimitri Rassias at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Dimitri Rassias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dimitri Rassias If you have questions about UBS Financial Services Inc., Equitable Advisors, LLC, J.P. Morgan Securities LLC and/or Dimitri Rassias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2023

Nichole Adams of UBS Financial Services Inc.

DID NICHOLE ELIZABETH ADAMS CAUSE YOU INVESTMENT LOSSES? Nichole Adams Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Nichole Adams Customer Complaint Nichole Adams has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to follow instructions of the client and dispersed all the client’s assets to an unauthorized individual. The customer complaint alleging damages in the amount of $1,750,000 was recently filed and is still pending. Nichole Adams Red Flags & Your Rights As An Investor Of course, Nichole Adams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nichole Adams at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Nichole Adams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Nichole Adams If you have questions about UBS Financial Services Inc. and/or Nichole Adams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2023

Clinton Moore of UBS Financial Services Inc.

DID CLINTON WESLEY MOORE CAUSE YOU INVESTMENT LOSSES? Clinton Moore Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Clinton Moore Customer Complaints Clinton Moore has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. The other customer complaint was recently denied by the brokerage firm and, to date, the investor has not taken any further action. Allegations Against Clinton Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clinton Moore Red Flags & Your Rights As An Investor Of course, Clinton Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clinton Moore at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Clinton Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Clinton Moore If you have questions about UBS Financial Services Inc. and/or Clinton Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 8, 2023

Frank Carrasco of UBS Financial Services Inc.

DID FRANK JULIO CARRASCO CAUSE YOU INVESTMENT LOSSES? Frank Carrasco Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Frank Carrasco Customer Complaints Frank Carrasco has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against UBS Financial Services in the amount of $521,000 for his alleged misconduct involving the sale of closed-end bond funds. Another dispute was settled by UBS financial services in favor of the investor. There is currently one customer complaint still pending against UBS Financial services for Frank Carrasco’s alleged misconduct. Allegations Against Frank Carrasco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Carrasco Red Flags & Your Rights As An Investor Of course, Frank Carrasco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Carrasco at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Carrasco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Frank Carrasco If you have questions about UBS Financial Services Inc. and/or Frank Carrasco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 3, 2023

Alfonso Boneta of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALFONSO LUIS BONETA CAUSE YOU INVESTMENT LOSSES? Alfonso Boneta Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With UBS Financial Services Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Alfonso Boneta Customer Complaints Alfonso Boneta has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by UBS Financial Services in favor the investors. The other 3 customer complaints filed against Alfonso Boneta’s current and former employers were denied and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alfonso Boneta Red Flags & Your Rights As An Investor Of course, Alfonso Boneta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfonso Boneta at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alfonso Boneta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alfonso Boneta If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and/or Alfonso Boneta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Thomas Livaccari of UBS Financial Services Inc.

DID THOMAS JOSEPH LIVACCARI CAUSE YOU INVESTMENT LOSSES? Thomas Livaccari Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Livaccari Customer Complaints Thomas Livaccari has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. The other 2 customer complaints were denied by the brokerage firm and, to date, the customers have not taken any further action. Allegations Against Thomas Livaccari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Livaccari Red Flags & Your Rights As An Investor Of course, Thomas Livaccari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Livaccari at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Livaccari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Thomas Livaccari If you have questions about UBS Financial Services Inc. and/or Thomas Livaccari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 30, 2023

Frederick Kort formerly with UBS Financial Services, Inc.

DID FREDERICK MAXIMILIAN KORT CAUSE YOU INVESTMENT LOSSES? Frederick Kort Formerly UBS Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Frederick Kort Customer Complaints Frederick Kort has been the subject of 6 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award in favor of the investors the amount of $370,000. Another customer dispute was settled $155,000 within the last year. The other 3 customer complaints were denied, and to date, the customers have not taken any further action. There is currently one FINRA arbitration proceeding pending against UBS Financial Services for Frederick Kort’s alleged misconduct. Frederick Kort was terminated by UBS Financial Services for allegedly affixing client signatures on to options agreements and attempting and unauthorized computer download of both firm proprietary and client identifying information. Allegations Against Frederick Kort A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frederick Kort Red Flags & Your Rights As An Investor Of course, Frederick Kort did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Kort at UBS Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frederick Kort has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services, Inc. Due To Frederick Kort If you have questions about UBS Financial Services, Inc. and/or Frederick Kort and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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