Aug 26, 2023

Gretchen Hargroder of UBS Financial Services Inc.

DID GRETCHEN ELAINE HARGRODER CAUSE YOU INVESTMENT LOSSES? Gretchen Hargroder Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Gretchen Hargroder Customer Complaints Gretchen Hargroder has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by UBS Financial Services and the customer took no further action. The more recent complaint is still pending in a court action. Allegations Against Gretchen Hargroder A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gretchen Hargroder Red Flags & Your Rights As An Investor Of course, Gretchen Hargroder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gretchen Hargroder at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gretchen Hargroder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Gretchen Hargroder If you have questions about UBS Financial Services Inc. and/or Gretchen Hargroder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 25, 2023

Marc Haggar of UBS Financial Services Inc.

DID MARC EDMOND HAGGAR CAUSE YOU INVESTMENT LOSSES? Marc Haggar Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Marc Haggar Customer Complaints Marc Haggar has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was recently denied by UBS Financial Services and, to date, the customer has not taken any further action. The other complaint is still pending in a FINRA arbitration proceeding. Allegations Against Marc Haggar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marc Haggar Red Flags & Your Rights As An Investor Of course, Marc Haggar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Haggar at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Haggar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Maria Gasparro of UBS Financial Services Inc.

DID MARIA ANN GASPARRO CAUSE YOU INVESTMENT LOSSES? Maria Gasparro Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Maria Gasparro Customer Complaints Maria Gasparro has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The other customer complaint that was just filed is still pending. Allegations Against Maria Gasparro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maria Gasparro Red Flags & Your Rights As An Investor Of course, Maria Gasparro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Gasparro at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Maria Gasparro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Maria Gasparro If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Maria Gasparro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 21, 2023

Michael Eustace of UBS Financial Services Inc

DID MICHAEL THOMAS EUSTACE CAUSE YOU INVESTMENT LOSSES? Michael Eustace Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Michael Eustace Customer Complaints Michael Eustace has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investors. One of the customer complaints was settled for $6.1 million and the other for $1.25 million. The brokerage firm recently denied the other customer complaint and, to date, the investor has not taken any further action. Allegations Against Michael Eustace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Eustace Red Flags & Your Rights As An Investor Of course, Michael Eustace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Eustace at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Michael Eustace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Michael Eustace If you have questions about UBS Financial Services Inc and/or Michael Eustace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

David Carlson of UBS Financial Services Inc.

DID DAVID H CARLSON CAUSE YOU INVESTMENT LOSSES? David Carlson Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct David Carlson Customer Complaint David Carlson has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to invest in low risk investments. UBS Financial Services denied the customer’s complaint and, to date, no further action has been taken by the investor. David Carlson Red Flags & Your Rights As An Investor Of course David Carlson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Carlson at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether David Carlson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To David Carlson If you have questions about UBS Financial Services Inc. and/or David Carlson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 11, 2023

Zachary Hansen formerly with UBS Financial Services Inc.

DID ZACHARY HANSEN CAUSE YOU INVESTMENT LOSSES? Zachary Hansen Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Zachary Hansen Customer Complaints Zachary Hansen has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints was settled by UBS Financial Services in favor of the investors. Allegations Against Zachary Hansen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Zachary Hansen Red Flags & Your Rights As An Investor Of course, Zachary Hansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Hansen at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Zachary Hansen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Zachary Hansen If you have questions about UBS Financial Services Inc. and/or Zachary Hansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 10, 2023

Xavier Aguayo Diaz of UBS Financial Services Inc.

DID XAVIER A. AGUAYO DIAZ CAUSE YOU INVESTMENT LOSSES? Xavier Aguayo Diaz Of UBS Financial Services Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Xavier Aguayo Diaz Customer Complaints Xavier Aguayo Diaz has been the subject of 9 customer complaints that we know about to recover investment losses. Six of the customer complaints were settled by UBS Financial Services in favor of the investors. The other that 3 customer complaints were denied and, to date, no further action has been taken. Allegations Against Xavier Aguayo Diaz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses all relate to the offer and sale of Puerto Rico municipal bonds in Puerto Rico closed-end bond funds. The allegations are generally misrepresentations, unsuitable investment recommendations, overconcentration and excessive leverage. Xavier Aguayo Diaz Red Flags & Your Rights As An Investor Of course, Xavier Aguayo Diaz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xavier Aguayo Diaz at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Xavier Aguayo Diaz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Xavier Aguayo Diaz If you have questions about UBS Financial Services Inc. and/or Xavier Aguayo Diaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 9, 2023

William Huthnance of UBS Financial Services Inc.

DID WILLIAM WORD HUTHNANCE CAUSE YOU INVESTMENT LOSSES? William Huthnance Of UBS Financial Services Inc. Has 6 Customer Complaints For Alleged Broker Misconduct William Huthnance Customer Complaints William Huthnance has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer’s disputes were settled by UBS Financial Services in favor the investors.  One customer complaint was denied and no further action was taken. There are still 3 pending FINRA arbitration proceedings against UBS Financial Services for the advisor’s alleged misconduct. Allegations Against William Huthnance A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Huthnance Red Flags & Your Rights As An Investor Of course, William Huthnance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Huthnance at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether William Huthnance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To William Huthnance If you have questions about UBS Financial Services Inc. and/or William Huthnance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 31, 2023

Walter Brady, Jr. of J.P. Morgan Securities LLC

DID WALTER DOUGLAS BRADY JR CAUSE YOU INVESTMENT LOSSES? Walter Brady, Jr. Of J.P. Morgan Securities LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Walter Brady, Jr.  Customer Complaint Walter Brady, Jr. has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to liquidate an investment as instructed. The customer complaint was denied and, to date, the customer has not taken any further action. Walter Brady, Jr.  Red Flags & Your Rights As An Investor Of course, Walter Brady, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Brady, Jr. at J.P. Morgan Securities LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Walter Brady, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Walter Brady, Jr. If you have questions about J.P. Morgan Securities LLC, UBS Financial Services Inc. and/or Walter Brady, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Victor Tomassini of UBS Financial Services Inc.

DID VICTOR MIGUEL TOMASSINI CAUSE YOU INVESTMENT LOSSES? Victor Tomassini Of UBS Financial Services Inc. Has 51 Customer Complaints For Alleged Broker Misconduct Victor Tomassini Customer Complaints Victor Tomassini has been the subject of 51 customer complaints that we know about to recover investment losses. Forty-eight of the customer complaints were settled. The other customer complaints were denied by UBS Financial Services, and no further action was taken. Allegations Against Victor Tomassini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses arose out of the offer and sale of Puerto Rico municipal bonds and closed-end bond funds. The allegations were generally that the investments were unsuitable investment recommendations, overconcentrated in client’s accounts, and that the risk of the Puerto Rico investments were misrepresented. Victor Tomassini Red Flags & Your Rights As An Investor Of course, Victor Tomassini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Tomassini at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Victor Tomassini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Victor Tomassini If you have questions about UBS Financial Services Inc. and/or Victor Tomassini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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