Oct 19, 2024

Jeffrey Gitterman of Vanderbilt Securities, LLC Reviews

DID JEFFERY LEWIS GITTERMAN CAUSE YOU INVESTMENT LOSSES? Jeffrey Gitterman Of Vanderbilt Securities, LLC Has 9 Customer Complaints For Alleged Broker Misconduct Jeffrey Gitterman Customer Complaints and Reviews Jeffrey Gitterman’s record includes several customer disputes: Allegations Against Jeffrey Gitterman Jeffrey Gitterman Red Flags & Your Rights As An Investor Of course, Jeffrey Gitterman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Gitterman at Vanderbilt Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Gitterman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Jeffrey Gitterman If you have questions about Vanderbilt Securities, LLC and/or Jeffrey Gitterman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 14, 2024

Ian Geeves formerly with Vanderbilt Securities, LLC

DID IAN A GEEVES CAUSE YOU INVESTMENT LOSSES? Ian Geeves Formerly With Vanderbilt Securities, LLC and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Ian Geeves Customer Complaint Ian Geeves has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisors stolen misappropriated customer’s funds and misrepresented that she owned a LPL Financial account when she did not.  The brokerage firm recently denied the customer complaint in so far, the investor has not taken any further action. Ian Geeves Red Flags & Your Rights As An Investor Of course, Ian Geeves did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Geeves at Vanderbilt Securities, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Geeves has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Ian Geeves  If you have questions about Vanderbilt Securities, LLC, LPL Financial LLC and/or Ian Geeves and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2024

Kurt Berry formerly with Vanderbilt Securities, LLC

DID KURT ALLEN BERRY CAUSE YOU INVESTMENT LOSSES? Kurt Berry Formerly With Vanderbilt Securities, LLC and Regulus Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Kurt Berry Customer Complaint Kurt Berry has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were for misrepresentations of the risk of the investments being made. The adviser allegedly stated that the investments were not correlated to the stock market and would not experience volatility. Customers allege the adviser never balanced gave a balanced presentation of the risk and the benefits. A customer complaint was recently filed with Regulus Advisors and is still pending. Kurt Berry Red Flags & Your Rights As An Investor Of course, Kurt Berry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Berry at Vanderbilt Securities, LLC and Regulus Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kurt Berry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and Regulus Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Kurt Berry If you have questions about Vanderbilt Securities, LLC, Regulus Advisors, LLC and/or Kurt Berry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2023

 Joseph Johnson of Vanderbilt Securities, LLC

DID JOSEPH HENRY JOHNSON CAUSE YOU INVESTMENT LOSSES? Joseph Johnson Of Vanderbilt Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Johnson Customer Complaints Joseph Johnson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Joseph Johnson’s former employers in favor the investors. There is currently one customer FINRA arbitration proceeding pending against Vanderbilt Securities for Joseph Johnson’s alleged misconduct. Allegations Against Joseph Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Johnson Red Flags & Your Rights As An Investor Of course, Joseph Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Johnson at Vanderbilt Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Joseph Johnson If you have questions about Vanderbilt Securities, LLC and/or Joseph Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2023

Timothy McGrath of Vanderbilt Securities, LLC

DID TIMOTHY WILLIAM MCGRATH CAUSE YOU INVESTMENT LOSSES? Timothy McGrath Of Vanderbilt Securities, LLC And Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Timothy McGrath Complaints Timothy McGrath has been the subject of 2 complaints that we know about recovering investment losses. One customer complaint was denied and the investor took no further action. The other complaint is pending before FINRA and against Edward Jones for Timothy McGrath’s alleged misconduct. Allegations Against Timothy McGrath A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy McGrath Red Flags & Your Rights As An Investor Of course, Timothy McGrath did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy McGrath at Vanderbilt Securities, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy McGrath has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Timothy McGrath If you have questions about Vanderbilt Securities, LLC, Edward Jones and/or Timothy McGrath and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2022

Erik Moreau of Vanderbilt Securities LLC

DID ERIK MOREAU CAUSE YOU INVESTMENT LOSSES? Erik Moreau Of Vanderbilt Securities LLC And Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct   Who is Erik Moreau of Vanderbilt Securities LLC? Erik Moreau (CRD #2618227) who is currently registered with Vanderbilt Securities LLC and located in East Barre, Vermont is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanderbilt Securities LLC, Erik Moreau was associated with TIAA-CREF Individual & Institutional Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Erik Moreau Customer Complaint Erik Moreau has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Erik Moreau failed to follow her instructions and reallocate the assets in her to accounts to 75% money market and 25% equities. Erik Moreau’s customer complaint was settled in favor of the investor. Erik Moreau Red Flags & Your Rights As An Investor Of course, Erik Moreau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erik Moreau at Vanderbilt Securities LLC and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Erik Moreau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities LLC and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanderbilt Securities LLC Due To Erik Moreau If you have questions about Vanderbilt Securities LLC, TIAA-CREF Individual & Institutional Services, LLC, and/or Erik Moreau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Stephen Trask of Vanderbilt Securities

DID STEPHEN TRASK CAUSE YOU INVESTMENT LOSSES? Stephen Trask Of Vanderbilt Securities, LLC And Vanderbilt Advisory Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is Stephen Trask of Vanderbilt Securities, LLC? Stephen Trask (CRD #1837307) who is currently registered with Vanderbilt Securities, LLC, Vanderbilt Advisory Services and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Stephen Trask Customer Complaints Stephen Trask has been the subject of6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Stephen Trask’s 6 customer complaints were settled in favor of investors. Two of Stephen Trask’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Vanderbilt Securities for investment losses caused by Stephen Trask’s alleged misconduct. Allegations Against Stephen Trask A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged, inter alia, Stephen Trask’s mismanagement of his parents’ accounts. Client claimed that Stephen Trask allegedly did not follow her instructions to close her margin account and that her accounts were overly active. Clients alleged Stephen Trask’s unsuitable recommendations and excessive trading. Customer alleged that Stephen Trask’s purchase of variable annuity was unauthorized. Customer alleged that Stephen Trask made misrepresentations with regards to purchases and sales of securities. In arbitration, claimant alleged Stephen Trask’s annuity purchase at FBW was unsuitable. After the annuity was sold, he claimed that excessive and unauthorized margin was used and trading was done in his account. Stephen Trask Red Flags & Your Rights As An Investor Of course, Stephen Trask did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Trask at Vanderbilt Securities, LLC and Vanderbilt Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Trask has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and Vanderbilt Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Stephen Trask If you have questions about Vanderbilt Securities, LLC, Vanderbilt Advisory Services, and/or Stephen Trask and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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