Sep 8, 2023

Frank Chiodi Jr of Osaic Wealth, Inc.

DID FRANK CHIODI JR CAUSE YOU INVESTMENT LOSSES? Frank Chiodi Jr Of Osaic Wealth, Inc. And Formerly With name of Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Frank Chiodi Jr Customer Complaint Frank Chiodi Jr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor’s recommendations to invest in a speculative, high-risk REIT was misrepresented and unsuitable for the claimant. The customer complaint made in a FINRA arbitration proceeding is still pending. Frank Chiodi Jr Red Flags & Your Rights As An Investor Of course, Frank Chiodi Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Chiodi Jr at Osaic Wealth, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Chiodi Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Frank Chiodi Jr If you have questions about Osaic Wealth, Inc., Voya Financial Advisors, Inc. and/or Frank Chiodi Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 1, 2023

Daniel Loy of Independent Financial Group, LLC

DID DANIEL TUAN KIEN LOY CAUSE YOU INVESTMENT LOSSES? Daniel Loy Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Daniel Loy Customer Complaints Daniel Loy has been the subject of 4 customer complaints that we know about investors seeking to recover investment losses. Two of the customer complaints are settled by VOYA Financial Advisors in favor of the investors. The other 2 customer complaints were denied by Daniel Loy’s former employers and, to date, the customers have not taken any further action. Allegations Against Daniel Loy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Loy Red Flags & Your Rights As An Investor Of course, Daniel Loy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Loy at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Loy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Daniel Loy If you have questions about Independent Financial Group, LLC and/or Daniel Loy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 22, 2023

James Flynn formerly with IFS Securities

DID JAMES TRAVIS FLYNN CAUSE YOU INVESTMENT LOSSES?  James Flynn Formerly With IFS Securities and Voya Financial Advisors, Inc. Has 71 Customer Complaints For Alleged Broker Misconduct James Flynn Customer Complaints James Flynn has been the subject of 71 customer complaints that we know about to recover investment losses. One customer complaint resulted in an award in favor of the investor. Fifty-six of the customer complaints was settled in favor of the investors. Thirteen customer complaints were denied by James Flynn’s former employers and the investors took no further action. There is only one FINRA arbitration proceeding still pending for James Flynn’s alleged misconduct. Allegations Against James Flynn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Flynn Red Flags & Your Rights As An Investor Of course, James Flynn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Flynn at IFS Securities and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Flynn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFS Securities and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFS Securities Due To James Flynn If you have questions about IFS Securities, Voya Financial Advisors, Inc. and/or James Flynn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Johnson formerly with Cadaret, Grant & Co., Inc.

DID WILLIAM COLIE JOHNSON CAUSE YOU INVESTMENT LOSSES? William Johnson Formerly With Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. Has 17 Customer Complaints For Alleged Broker Misconduct William Johnson Customer Complaints William Johnson has been the subject of 17 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Voya Financial Advisors in favor of the investors. The other 3 customer complaints were denied by William Johnson’s former employer and, to date, the customers have not taken any further action. Allegations Against William Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Johnson Red Flags & Your Rights As An Investor Of course, William Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Johnson at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To William Johnson If you have questions about Cadaret, Grant & Co., Inc., Voya Financial Advisors, Inc. and/or William Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2023

Sandy Dorson of Cetera Advisor Networks LLC

DID SANDY L DORSON CAUSE YOU INVESTMENT LOSSES? Sandy Dorson Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Sandy Dorson Customer Complaints Sandy Dorson has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against Sandy Dorson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sandy Dorson Red Flags & Your Rights As An Investor Of course, Sandy Dorson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandy Dorson at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sandy Dorson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Sandy Dorson If you have questions about  Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Sandy Dorson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2023

Samuel Head of Ameriprise Financial Services, LLC

DID SAMUEL RAY HEAD CAUSE YOU INVESTMENT LOSSES? Samuel Head Of Ameriprise Financial Services, LLC And Formerly With Voya Financial Advisors, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Samuel Head Customer Complaints Samuel Head has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Samuel Head’s former employers in favor of the investors. The other 2 customer complaints were denied by the brokerage firms and, to date, the investors have not taken any further action. Allegations Against Samuel Head A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Samuel Head Red Flags & Your Rights As An Investor Of course, Samuel Head did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Head at Ameriprise Financial Services, LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Samuel Head has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Voya Financial Advisors, Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Samuel Head If you have questions about Ameriprise Financial Services, LLC, Voya Financial Advisors, Inc and/or Samuel Head and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Metcalf, Jr. of Cetera Advisor Networks LLC

DID RONALD FRANKLIN METCALF JR CAUSE YOU INVESTMENT LOSSES? Ronald Metcalf, Jr. Of Cetera Advisor Networks LLC And Formerly Voya Financial Advisors, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Ronald Metcalf, Jr. Customer Complaints Ronald Metcalf, Jr. has been the subject of 9 customer complaints that we know about to recover investment losses. All 9 customer complaints were settled by Voya Financial Advisors in favor of the investors. Allegations Against Ronald Metcalf, Jr. The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were for failure to supervise registered representatives under his control in connection with the offer and sale of REITs investments that were misrepresented and/or unsuitable investment recommendations. Ronald Metcalf, Jr. Red Flags & Your Rights As An Investor Of course, Ronald Metcalf, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Metcalf, Jr. at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Metcalf, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Ronald Metcalf, Jr. If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Ronald Metcalf, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Rajeswaran Venkatraman Voya Financial Advisors, Inc.

DID RAJESWARAN VENKATRAMAN CAUSE YOU INVESTMENT LOSSES? Rajeswaran Venkatraman Of Voya Financial Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Rajeswaran Venkatraman Customer Complaints Rajeswaran Venkatraman has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by the advisors current and former employers in favor of the investors. The other 2 complaints were denied by Voya Financial Advisors and customers took no further action. Allegations Against Rajeswaran Venkatraman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rajeswaran Venkatraman Red Flags & Your Rights As An Investor Of course, Rajeswaran Venkatraman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rajeswaran Venkatraman at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Rajeswaran Venkatraman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Rajeswaran Venkatraman If you have questions about Voya Financial Advisors, Inc. and/or Rajeswaran Venkatraman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2023

Peter Mersberger of LPL Financial LLC

DID PETER JEROME MERSBERGER CAUSE YOU INVESTMENT LOSSES? Peter Mersberger Of LPL Financial LLC And Formerly With Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Mersberger Customer Complaints Peter Mersberger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled by Peter Mersberger’s former employer Voya Financial Advisors in favor of the investors. The other customer dispute was denied by ING Financial Services and the customer took no further action. Allegations Against Peter Mersberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Mersberger Red Flags & Your Rights As An Investor Of course, Peter Mersberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Mersberger at LPL Financial LLC, Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Mersberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Peter Mersberger If you have questions about LPL Financial LLC, Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and/or Peter Mersberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 12, 2023

Nathan Lundquist formerly with Voya Financial Advisors, Inc.

DID NATHAN SCOTT LUNDQUIST CAUSE YOU INVESTMENT LOSSES? Nathan Lundquist Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nathan Lundquist Customer Complaint Nathan Lundquist has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty by overconcentrating customer’s account in the energy sector. Elevated Asset Management settled the customer complaint in favor of the investor. Nathan Lundquist Red Flags & Your Rights As An Investor Of course, Nathan Lundquist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Lundquist at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Lundquist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Nathan Lundquist If you have questions about Voya Financial Advisors, Inc. and/or Nathan Lundquist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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