Sep 8, 2023

Frank Chiodi Jr of Osaic Wealth, Inc.

DID FRANK CHIODI JR CAUSE YOU INVESTMENT LOSSES? Frank Chiodi Jr Of Osaic Wealth, Inc. And Formerly With name of Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Frank Chiodi Jr Customer Complaint Frank Chiodi Jr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor’s recommendations to invest in a speculative, high-risk REIT was misrepresented and unsuitable for the claimant. The customer complaint made in a FINRA arbitration proceeding is still pending. Frank Chiodi Jr Red Flags & Your Rights As An Investor Of course, Frank Chiodi Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Chiodi Jr at Osaic Wealth, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frank Chiodi Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Frank Chiodi Jr If you have questions about Osaic Wealth, Inc., Voya Financial Advisors, Inc. and/or Frank Chiodi Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 3, 2023

William Johnson formerly with Cadaret, Grant & Co., Inc.

DID WILLIAM COLIE JOHNSON CAUSE YOU INVESTMENT LOSSES? William Johnson Formerly With Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. Has 17 Customer Complaints For Alleged Broker Misconduct William Johnson Customer Complaints William Johnson has been the subject of 17 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Voya Financial Advisors in favor of the investors. The other 3 customer complaints were denied by William Johnson’s former employer and, to date, the customers have not taken any further action. Allegations Against William Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Johnson Red Flags & Your Rights As An Investor Of course, William Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Johnson at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To William Johnson If you have questions about Cadaret, Grant & Co., Inc., Voya Financial Advisors, Inc. and/or William Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2023

Sandy Dorson of Cetera Advisor Networks LLC

DID SANDY L DORSON CAUSE YOU INVESTMENT LOSSES? Sandy Dorson Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Sandy Dorson Customer Complaints Sandy Dorson has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against Sandy Dorson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sandy Dorson Red Flags & Your Rights As An Investor Of course, Sandy Dorson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandy Dorson at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sandy Dorson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Sandy Dorson If you have questions about  Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Sandy Dorson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 19, 2023

Ronald Metcalf, Jr. of Cetera Advisor Networks LLC

DID RONALD FRANKLIN METCALF JR CAUSE YOU INVESTMENT LOSSES? Ronald Metcalf, Jr. Of Cetera Advisor Networks LLC And Formerly Voya Financial Advisors, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Ronald Metcalf, Jr. Customer Complaints Ronald Metcalf, Jr. has been the subject of 9 customer complaints that we know about to recover investment losses. All 9 customer complaints were settled by Voya Financial Advisors in favor of the investors. Allegations Against Ronald Metcalf, Jr. The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were for failure to supervise registered representatives under his control in connection with the offer and sale of REITs investments that were misrepresented and/or unsuitable investment recommendations. Ronald Metcalf, Jr. Red Flags & Your Rights As An Investor Of course, Ronald Metcalf, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Metcalf, Jr. at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Metcalf, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Ronald Metcalf, Jr. If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Ronald Metcalf, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2023

Peter Mersberger of LPL Financial LLC

DID PETER JEROME MERSBERGER CAUSE YOU INVESTMENT LOSSES? Peter Mersberger Of LPL Financial LLC And Formerly With Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Mersberger Customer Complaints Peter Mersberger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled by Peter Mersberger’s former employer Voya Financial Advisors in favor of the investors. The other customer dispute was denied by ING Financial Services and the customer took no further action. Allegations Against Peter Mersberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Mersberger Red Flags & Your Rights As An Investor Of course, Peter Mersberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Mersberger at LPL Financial LLC, Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Mersberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Peter Mersberger If you have questions about LPL Financial LLC, Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and/or Peter Mersberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 12, 2023

Nathan Lundquist formerly with Voya Financial Advisors, Inc.

DID NATHAN SCOTT LUNDQUIST CAUSE YOU INVESTMENT LOSSES? Nathan Lundquist Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nathan Lundquist Customer Complaint Nathan Lundquist has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty by overconcentrating customer’s account in the energy sector. Elevated Asset Management settled the customer complaint in favor of the investor. Nathan Lundquist Red Flags & Your Rights As An Investor Of course, Nathan Lundquist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Lundquist at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Lundquist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Nathan Lundquist If you have questions about Voya Financial Advisors, Inc. and/or Nathan Lundquist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2023

Mark Fisher, Jr. Formerly with Voya Financial Advisors, Inc.

DID MARK DURWARD FISHER JR CAUSE YOU INVESTMENT LOSSES? Mark Fisher, Jr. Formerly With Voya Financial Advisors, Inc. and Princor Financial Services Corporation Has A Customer Complaint For Alleged Broker Misconduct Mark Fisher, Jr. Customer Complaint Mark Fisher, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the former adviser was involved in forgery in processing an IRA distribution. Voya Financial Advisors denied the customer complaint, and to date, no further action has been taken. Mark Fisher, Jr.  Red Flags & Your Rights As An Investor Of course, Mark Fisher, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Fisher, Jr.  at Voya Financial Advisors, Inc. and Princor Financial Services Corporation on alert to review carefully the activity and performance of their accounts and question whether Mark Fisher, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. and Princor Financial Services Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Mark Fisher, Jr. If you have questions about Voya Financial Advisors, Inc., Princor Financial Services Corporation and/or Mark Fisher, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2023

Larry Kettle, Jr. of Cetera Advisor Networks LLC

DID LARRY LAVERN KETTLE JR CAUSE YOU INVESTMENT LOSSES? Larry Kettle, Jr. Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Larry Kettle, Jr. Customer Complaint Larry Kettle, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a real estate investment trust recommended was unsuitable investment recommendation. Boyer Financial Advisors denied the customer complaint and, to date, no further action has been taken. Larry Kettle, Jr. Red Flags & Your Rights As An Investor Of course, Larry Kettle, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Kettle, Jr. at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Larry Kettle, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Larry Kettle, Jr. If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Larry Kettle, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Gibbs of Fidelity Brokerage Services LLC

DID ERIC GIBBS CAUSE YOU INVESTMENT LOSSES? Eric Gibbs Of Fidelity Brokerage Services LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Gibbs of Fidelity Brokerage Services LLC? Eric Gibbs (CRD # 2767474) who is currently registered with Fidelity Brokerage Services LLC and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Eric Gibbs was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Gibbs Customer Complaint Eric Gibbs has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax liabilities related to distribution of an inherited IRA account. Eric Gibbs’ customer complaint was settled in favor of the investors.   Eric Gibbs Red Flags & Your Rights As An Investor Of course, Eric Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Gibbs at Fidelity Brokerage Services LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Gibbs If you have questions about Fidelity Brokerage Services LLC, Voya Financial Advisors, Inc. and/or Eric Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2022

Edward Bacher of LPL Financial LLC

DID EDWARD FRANCIS BACHER III CAUSE YOU INVESTMENT LOSSES? Edward Bacher Of LPL Financial LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Bacher of LPL Financial LLC? Edward Bacher (CRD #5565922) who is currently registered with LPL Financial LLC and located in Westerville, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Edward Bacher was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Bacher Customer Complaint Edward Bacher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor refused to take their positions out of the market in March 2020. Edward Bacher’s customer complaint was denied and, to date, the customer has not taken any further action. Edward Bacher Red Flags & Your Rights As An Investor Of course, Edward Bacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Bacher at LPL Financial LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Bacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Bacher If you have questions about LPL Financial LLC, Voya Financial Advisors, Inc. and/or Edward Bacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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