Dec 5, 2022

Donald Coffin of LPL Financial

DID DONALD RICHARD COFFIN CAUSE YOU INVESTMENT LOSSES? Donald Coffin Of LPL Financial And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Coffin of LPL Financial? Donald Coffin (CRD #2900573) who is currently registered with LPL Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Donald Coffin was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Coffin Customer Complaint Donald Coffin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of customer’s accounts and failure to follow instructions to liquidate investments in mutual funds. Donald Coffin’s customer complaint was denied and, to date, the customer has not taken any further action. Donald Coffin Red Flags & Your Rights As An Investor Of course, Donald Coffin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Coffin at LPL Financial and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Coffin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Donald Coffin If you have questions about LPL Financial, Voya Financial Advisors, Inc., and/or Donald Coffin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Zegers formerly with LPL Financial

DID JAMES JOSEPH ZEGERS CAUSE YOU INVESTMENT LOSSES? James Zegers Formerly With LPL Financial And Voya Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Zegers formerly with LPL Financial? James Zegers (CRD #2559008) who was formerly registered with LPL Financial and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Zegers was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Zegers Customer Complaints James Zegers has been the subject of 2 customer complaints that we know about. One of James Zegers’ 2 customer complaints was settled in favor of investors. One of James Zegers’ customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Zegers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged James Zegers’ failure to properly diversify portfolio, failure to supervise, breach of contract, and negligence based on purchase of Northstar REIT. The client alleged that James Zegers advised him that the investment offered a guaranteed return of 8% per year. James Zegers Red Flags & Your Rights As An Investor Of course, James Zegers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Zegers at LPL Financial and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether James Zegers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Zegers If you have questions about LPL Financial, Voya Financial Advisors, and/or James Zegers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Menard of Voya Financial Advisors

DID RONALD WAYNE MENARD CAUSE YOU INVESTMENT LOSSES? Ronald Menard Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Menard of Voya Financial Advisors? Ronald Menard (CRD #2971813) who is currently registered with Voya Financial Advisors and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Ronald Menard Customer Complaint Ronald Menard has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were representative engaged in churning, invested in speculative investments, unauthorized trading within the account, and poor management of the customer inherited assets that resulted in damages. Ronald Menard’s customer complaint was settled in favor of the investors. Ronald Menard Red Flags & Your Rights As An Investor Of course, Ronald Menard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Menard at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Ronald Menard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Ronald Menard If you have questions about Voya Financial Advisors and/or Ronald Menard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Larry Laio Formerly With Voya Financial Advisors

DID LARRY MARTIN LAIO CAUSE YOU INVESTMENT LOSSES? Larry Laio Formerly With Voya Financial Advisors Has 4 Customer Complaints For Alleged Broker Misconduct Who is Larry Laio formerly with Voya Financial Advisors? Larry Laio (CRD #1742714) who was formerly registered with Voya Financial Advisors and located in Lasalle, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Larry Laio Customer Complaints Larry Laio has been the subject of 4 customer complaints that we know about. Three of Larry Laio’s 4 customer complaints were settled in favor of investors. One of Larry Laio’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Larry Laio A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: After requesting a withdrawal from his account the customer alleged funds were not transferred from his retirement account to the product allegedly discussed with Larry Laio. Regarding the purchase of a variable appreciable life insurance policy, the client alleged Larry Laio’s misrepresentation concerning the abbreviated payment plan. The client alleged that Larry Laio misrepresented the variable annuity contracts as having a guaranteed monthly income payment for the lifetime of the contract owner and beneficiary without depletion of principle and a 7% guaranteed rate of return on the investment. The client alleged Larry Laio’s unsuitability in the sale of a variable universal life insurance policy. Larry Laio Red Flags & Your Rights As An Investor Of course, Larry Laio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Laio at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Larry Laio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Larry Laio If you have questions about Voya Financial Advisors and/or Larry Laio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Morris of Voya Financial Advisors

DID DANIEL ALLEN MORRIS JR CAUSE YOU INVESTMENT LOSSES? Daniel Morris Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Morris of Voya Financial Advisors? Daniel Morris (CRD #5532792) who is currently registered with Voya Financial Advisors and located in Adel, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Daniel Morris Customer Complaint Daniel Morris has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the life insurance policy purchased was misrepresented as a retirement plan. Daniel Morris’ customer complaint was settled in favor of the investors. Daniel Morris Red Flags & Your Rights As An Investor Of course, Daniel Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Morris at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Daniel Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Daniel Morris If you have questions about Voya Financial Advisors and/or Daniel Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Khary Miller of LPL Financial

DID KHARY ANDRE MILLER CAUSE YOU INVESTMENT LOSSES? Khary Miller Of LPL Financial, Lexco Wealth Management And Formerly With National Planning And Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Khary Miller of LPL Financial? Khary Miller (CRD #4634131) who is currently registered with LPL Financial, Lexco Wealth Management and located in Tarrytown, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Lexco Wealth Management, Khary Miller was associated with National Planning, Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Khary Miller Customer Complaint Khary Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased REIT that has gone down in value and alleged representative told her at time of purchase that she would receive the investment principal plus all dividends at end of five years. Khary Miller’s customer complaint was settled in favor of the investors. Khary Miller Red Flags & Your Rights As An Investor Of course, Khary Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Khary Miller at LPL Financial, Lexco Wealth Management, National Planning, and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Khary Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Lexco Wealth Management, National Planning, and Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Khary Miller If you have questions about LPL Financial, Lexco Wealth Management, National Planning, Voya Financial Advisors, and/or Khary Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Aaron Lavigne of Voya Financial Advisors

DID AARON HOLLIS LAVIGNE CAUSE YOU INVESTMENT LOSSES? Aaron Lavigne Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Aaron Lavigne of Voya Financial Advisors? Aaron Lavigne (CRD #6111285) who is currently registered with Voya Financial Advisors and located in Windsor, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Aaron Lavigne Customer Complaint Aaron Lavigne has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of mutual fund availability during solicitation of account rollover. Aaron Lavigne’s customer complaint was settled in favor of the investors. Aaron Lavigne Red Flags & Your Rights As An Investor Of course, Aaron Lavigne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Lavigne at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Aaron Lavigne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Aaron Lavigne If you have questions about Voya Financial Advisors and/or Aaron Lavigne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Sean Sullivan of National Securities

DID SEAN ROBERT SULLIVAN CAUSE YOU INVESTMENT LOSSES? Sean Sullivan Of National Securities, National Asset Management And Formerly With Voya Financial Advisors And Securities America Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sean Sullivan of National Securities? Sean Sullivan (CRD #4769711) who is currently registered with National Securities, National Asset Management and located in South Norwalk, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to National Securities and National Asset Management, Sean Sullivan was associated with Voya Financial Advisors, Securities America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sean Sullivan Customer Complaints Sean Sullivan has been the subject of 2 customer complaints that we know about. One of Sean Sullivan’s 2 customer complaints was settled in favor of investors.  One of Sean Sullivan’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Sean Sullivan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that the representative, Sean Sullivan recommended and sold him investments in REITs and a variable annuity that were unsuitable. Additional allegations included misrepresentation, overconcentration in illiquid investments, and negligence. Alleged unauthorized trading by Sean Sullivan. Sean Sullivan Red Flags & Your Rights As An Investor Of course, Sean Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Sullivan at National Securities, National Asset Management, Voya Financial Advisors, and Securities America on alert to review carefully the activity and performance of their accounts and question whether Sean Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities, National Asset Management, Voya Financial Advisors, and Securities America also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At National Securities Due To Sean Sullivan If you have questions about National Securities, National Asset Management, Voya Financial Advisors, Securities America, and/or Sean Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Richard Casolari of Voya Financial Advisors

DID RICHARD BRUNO CASOLARI CAUSE YOU INVESTMENT LOSSES? Richard Casolari of Voya Financial Advisors and Formerly with MetLife Securities Has 4 Customer Complaints for Alleged Broker Misconduct Who is Richard Casolari of Voya Financial Advisors? Richard Casolari (CRD #42779) who is currently registered with Voya Financial Advisors and located in Palos Heights, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Voya Financial Advisors, Richard Casolari was associated with MetLife Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Casolari Customer Complaints Richard Casolari has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Richard Casolari’s 4 customer complaints were settled in favor of investors. One of Richard Casolari’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Richard Casolari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The claimant’s allegations against Richard Casolari include negligence, breach of fiduciary duty, and violation of the Illinois Securities Act arising from allocation decisions with respect to the claimant’s portfolio. Claimants allege that Richard Casolari violated his fiduciary duty by “making material misrepresentations; failing to disclose material facts; and recommending transactions that were inappropriate and excessive given their financial position, needs, and investment objectives.” The client alleges Richard Casolari made unsuitable recommendations, material misrepresentations, exercised discretionary power in the client’s account, and failed to disclose material facts regarding his investments. The complainant alleges that Richard Casolari took money from her annuity account at various times. Richard Casolari Red Flags & Your Rights as An Investor Of course, Richard Casolari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Richard Casolari at Voya Financial Advisors and MetLife Securities on alert to review carefully the activity and performance of their accounts and question whether Richard Casolari has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Voya Financial Advisors and MetLife Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Voya Financial Advisors Due to Richard Casolari If you have questions about Voya Financial Advisors, MetLife Securities, and/or Richard Casolari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Douglas Everett of Ameriprise Financial Services

DID DOUGLAS KARL EVERETT CAUSE YOU INVESTMENT LOSSES? Douglas Everett of Ameriprise Financial Services and Formerly with Voya Financial Advisors Has 6 Customer Complaints for Alleged Broker Misconduct Who is Douglas Everett of Ameriprise Financial Services? Douglas Everett (CRD #1295057) who is currently registered with Ameriprise Financial Services and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Douglas Everett was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Douglas Everett Customer Complaints Douglas Everett has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Douglas Everett’s 6 customer complaints were settled in favor of investors. Three of Douglas Everett’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Douglas Everett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged Douglas Everett was making risky transactions that were not done with their approval and not in line with their risk tolerance, along with his inability to monitor the market and not being available to make transactions. The customer alleged Douglas Everett gave poor advice surrounding the purchase and sale of HFRO mutual fund. The customer alleged Douglas Everett provided poor advice by recommending a high-risk investment. The client alleged that Douglas Everett failed to promptly process the signed documentation establishing accounts at American Express and requesting the distribution of funds which caused financial damage. Douglas Everett Red Flags & Your Rights as An Investor Of course, Douglas Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Douglas Everett at Ameriprise Financial Services and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Douglas Everett has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Ameriprise Financial Services and Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Ameriprise Financial Services Due to Douglas Everett If you have questions about Ameriprise Financial Services, Voya Financial Advisors, and/or Douglas Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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