Apr 22, 2023

Matthew Metzger of Cetera Advisor Networks LLC

DID MATTHEW LYNN METZGER CAUSE YOU INVESTMENT LOSSES? Matthew Metzger Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Metzger Customer Complaint Matthew Metzger has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to fully disclose variable annuity expenses. Voya Financial Advisors denied the customer complaint and no further action was taken. Matthew Metzger Red Flags & Your Rights As An Investor Of course, Matthew Metzger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Metzger at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Metzger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Matthew Metzger If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Matthew Metzger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2023

Mark Fisher, Jr. Formerly with Voya Financial Advisors, Inc.

DID MARK DURWARD FISHER JR CAUSE YOU INVESTMENT LOSSES? Mark Fisher, Jr. Formerly With Voya Financial Advisors, Inc. and Princor Financial Services Corporation Has A Customer Complaint For Alleged Broker Misconduct Mark Fisher, Jr. Customer Complaint Mark Fisher, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the former adviser was involved in forgery in processing an IRA distribution. Voya Financial Advisors denied the customer complaint, and to date, no further action has been taken. Mark Fisher, Jr.  Red Flags & Your Rights As An Investor Of course, Mark Fisher, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Fisher, Jr.  at Voya Financial Advisors, Inc. and Princor Financial Services Corporation on alert to review carefully the activity and performance of their accounts and question whether Mark Fisher, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. and Princor Financial Services Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Mark Fisher, Jr. If you have questions about Voya Financial Advisors, Inc., Princor Financial Services Corporation and/or Mark Fisher, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2023

Larry Kettle, Jr. of Cetera Advisor Networks LLC

DID LARRY LAVERN KETTLE JR CAUSE YOU INVESTMENT LOSSES? Larry Kettle, Jr. Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Larry Kettle, Jr. Customer Complaint Larry Kettle, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a real estate investment trust recommended was unsuitable investment recommendation. Boyer Financial Advisors denied the customer complaint and, to date, no further action has been taken. Larry Kettle, Jr. Red Flags & Your Rights As An Investor Of course, Larry Kettle, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Kettle, Jr. at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Larry Kettle, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Larry Kettle, Jr. If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Larry Kettle, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2023

James Joly of Cantella & Co., Inc.

DID JAMES ERNEST JOLY CAUSE YOU INVESTMENT LOSSES? James Joly Of Cantella & Co., Inc. And Formerly With Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Who is James Joly of Cantella & Co., Inc.? James Joly (CRD #2193463) who is currently registered with Cantella & Co., Inc. and located in Malden, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella & Co., Inc., James Joly was associated with Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Joly Customer Complaints James Joly has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL financial in favor of the investors. The other for customer complaints were denied by James Joly’s employer, and it appears, to date, that the customers have not taken any further action. Allegations Against James Joly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Joly Red Flags & Your Rights As An Investor Of course, James Joly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Joly at Cantella & Co., Inc., Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Joly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc., Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To James Joly If you have questions about Cantella & Co., Inc., Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and/or James Joly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Francis Dougherty Of Prudential Financial Planning Services

DID FRANCIS JOSEPH DOUGHERTY CAUSE YOU INVESTMENT LOSSES? Francis Dougherty Of Prudential Financial Planning Services And Formerly With BCG Securities, Inc. and Voya financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Francis Dougherty Of Prudential Financial Planning Services? Francis Dougherty (CRD #4821828) who is currently registered with Prudential Financial Planning Services and located in Marlton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Prudential Financial Planning Services, Francis Dougherty was associated with BCG Securities, Inc. and Voya financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francis Dougherty Customer Complaint Francis Dougherty has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor allegedly made unsuitable alternative investment recommendations. The complaint was settled for $175,000 in favor of the investor. Francis Dougherty Red Flags & Your Rights As An Investor Of course, Francis Dougherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francis Dougherty at Prudential Financial Planning Services and formerly with BCG Securities, Inc. and Voya financial Advisors, Inc., on alert to review carefully the activity and performance of their accounts and question whether Francis Dougherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Prudential Financial Planning Services, BCG Securities, Inc. and Voya financial Advisors, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Prudential Financial Planning Services Due To Francis Dougherty If you have questions about Francis Dougherty of Prudential Financial Planning Services, BCG Securities, Inc., Voya financial Advisors, Inc. and/or Francis Dougherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Gibbs of Fidelity Brokerage Services LLC

DID ERIC GIBBS CAUSE YOU INVESTMENT LOSSES? Eric Gibbs Of Fidelity Brokerage Services LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Gibbs of Fidelity Brokerage Services LLC? Eric Gibbs (CRD # 2767474) who is currently registered with Fidelity Brokerage Services LLC and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Eric Gibbs was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Gibbs Customer Complaint Eric Gibbs has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax liabilities related to distribution of an inherited IRA account. Eric Gibbs’ customer complaint was settled in favor of the investors.   Eric Gibbs Red Flags & Your Rights As An Investor Of course, Eric Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Gibbs at Fidelity Brokerage Services LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Gibbs If you have questions about Fidelity Brokerage Services LLC, Voya Financial Advisors, Inc. and/or Eric Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2022

Edward Bacher of LPL Financial LLC

DID EDWARD FRANCIS BACHER III CAUSE YOU INVESTMENT LOSSES? Edward Bacher Of LPL Financial LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Bacher of LPL Financial LLC? Edward Bacher (CRD #5565922) who is currently registered with LPL Financial LLC and located in Westerville, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Edward Bacher was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Bacher Customer Complaint Edward Bacher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor refused to take their positions out of the market in March 2020. Edward Bacher’s customer complaint was denied and, to date, the customer has not taken any further action. Edward Bacher Red Flags & Your Rights As An Investor Of course, Edward Bacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Bacher at LPL Financial LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Bacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Bacher If you have questions about LPL Financial LLC, Voya Financial Advisors, Inc. and/or Edward Bacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2022

Donald Coffin of LPL Financial

DID DONALD RICHARD COFFIN CAUSE YOU INVESTMENT LOSSES? Donald Coffin Of LPL Financial And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Coffin of LPL Financial? Donald Coffin (CRD #2900573) who is currently registered with LPL Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Donald Coffin was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Coffin Customer Complaint Donald Coffin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of customer’s accounts and failure to follow instructions to liquidate investments in mutual funds. Donald Coffin’s customer complaint was denied and, to date, the customer has not taken any further action. Donald Coffin Red Flags & Your Rights As An Investor Of course, Donald Coffin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Coffin at LPL Financial and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Coffin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Donald Coffin If you have questions about LPL Financial, Voya Financial Advisors, Inc., and/or Donald Coffin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Akhil Kumar of Cadaret, Grant & Co., Inc.

DID AKHIL KUMAR CAUSE YOU INVESTMENT LOSSES? Akhil Kumar Of Cadaret, Grant & Co., Inc. And Formerly With Cambridge Investment Research, Inc. And Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Akhil Kumar of Cadaret, Grant & Co., Inc.? Akhil Kumar (CRD #4716564) who is currently registered with Cadaret, Grant & Co., Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cadaret, Grant & Co., Inc., Akhil Kumar was associated with Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Akhil Kumar Customer Complaint Akhil Kumar has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Akhi Kumar made unsuitable investment recommendations with respect to various fixed and indexed life insurance policies and a fixed indexed annuity.  The customer complaint filed against Akhil Kumar’s former employer Voya Financial Advisors, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Akhil Kumar Red Flags & Your Rights As An Investor Of course, Akhil Kumar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Akhil Kumar at Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., and Voya Financial Advisors, Inc.on alert to review carefully the activity and performance of their accounts and question whether Akhil Kumar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., and Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To Akhil Kumar If you have questions about Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., Voya Financial Advisors, Inc., and/or Akhil Kumar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Chrisenberry of Ameriprise Financial Services

DID MARK ALAN CHRISENBERRY CAUSE YOU INVESTMENT LOSSES? Mark Chrisenberry Of Ameriprise Financial Services And Formerly With Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Chrisenberry of Ameriprise Financial Services? Mark Chrisenberry (CRD #6300892) who is currently registered with Ameriprise Financial Services and located in Clemson, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Mark Chrisenberry was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Chrisenberry Customer Complaint Mark Chrisenberry has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that investments recommended by Mark Chrisenberry were not suitable for customer due to age at purchase and customer was not informed investment was not liquid and could not be actively traded. Mark Chrisenberry’s customer complaint was settled in favor of the investors. Mark Chrisenberry Red Flags & Your Rights As An Investor Of course, Mark Chrisenberry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Chrisenberry at Ameriprise Financial Services and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Mark Chrisenberry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Mark Chrisenberry If you have questions about Ameriprise Financial Services, Voya Financial Advisors, and/or Mark Chrisenberry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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