Mar 8, 2022

James Zegers formerly with LPL Financial

DID JAMES JOSEPH ZEGERS CAUSE YOU INVESTMENT LOSSES? James Zegers Formerly With LPL Financial And Voya Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Zegers formerly with LPL Financial? James Zegers (CRD #2559008) who was formerly registered with LPL Financial and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Zegers was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Zegers Customer Complaints James Zegers has been the subject of 2 customer complaints that we know about. One of James Zegers’ 2 customer complaints was settled in favor of investors. One of James Zegers’ customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Zegers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged James Zegers’ failure to properly diversify portfolio, failure to supervise, breach of contract, and negligence based on purchase of Northstar REIT. The client alleged that James Zegers advised him that the investment offered a guaranteed return of 8% per year. James Zegers Red Flags & Your Rights As An Investor Of course, James Zegers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Zegers at LPL Financial and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether James Zegers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Zegers If you have questions about LPL Financial, Voya Financial Advisors, and/or James Zegers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lisa Reich-Scholtisek of Voya Financial Advisors

DID LISA REICH-SCHOLTISEK CAUSE YOU INVESTMENT LOSSES? Lisa Reich-Scholtisek Of Voya Financial Advisors, Inc. And Formerly With Royal Alliance Associates Has One Customer Complaint For Alleged Broker Misconduct Who is Lisa Reich-Scholtisek of Voya Financial Advisors, Inc.? Lisa Reich-Scholtisek (CRD #2127529) who is currently registered with Voya Financial Advisors, Inc. and located in East Setauket, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Voya Financial Advisors, Inc., Lisa Reich-Scholtisek was associated with Royal Alliance Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lisa Reich-Scholtisek Customer Complaint Lisa Reich-Scholtisek has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that variable annuities purchased were unsuitable. Lisa Reich-Scholtisek’s customer complaint was denied and, to date, the customer has not taken any further action. Lisa Reich-Scholtisek Red Flags & Your Rights As An Investor Of course, Lisa Reich-Scholtisek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Reich-Scholtisek at Voya Financial Advisors, Inc. and Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether Lisa Reich-Scholtisek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. and Royal Alliance Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Lisa Reich-Scholtisek If you have questions about Voya Financial Advisors, Inc., Royal Alliance Associates, and/or Lisa Reich-Scholtisek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Schrock formerly with Voya Financial Advisors

DID DONALD RAY SCHROCK CAUSE YOU INVESTMENT LOSSES? Donald Schrock Formerly With Voya Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Donald Schrock formerly with Voya Financial Advisors? Donald Schrock (CRD #2126029) who was formerly registered with Voya Financial Advisors and located in Lynden, Washington is a subject of one of our many securities industry sales practice abuse investigations. Donald Schrock Customer Complaints Donald Schrock has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Donald Schrock’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Donald Schrock A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegations included loss in account value of 95% of original contribution caused by Donald Schrock. The customer alleged, inter alia, Donald Schrock’s failure to follow standing instructions to place stop loss orders for all investments. Donald Schrock Red Flags & Your Rights As An Investor Of course, Donald Schrock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Schrock at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Donald Schrock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Donald Schrock If you have questions about Voya Financial Advisors and/or Donald Schrock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Menard of Voya Financial Advisors

DID RONALD WAYNE MENARD CAUSE YOU INVESTMENT LOSSES? Ronald Menard Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Ronald Menard of Voya Financial Advisors? Ronald Menard (CRD #2971813) who is currently registered with Voya Financial Advisors and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Ronald Menard Customer Complaint Ronald Menard has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were representative engaged in churning, invested in speculative investments, unauthorized trading within the account, and poor management of the customer inherited assets that resulted in damages. Ronald Menard’s customer complaint was settled in favor of the investors. Ronald Menard Red Flags & Your Rights As An Investor Of course, Ronald Menard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Menard at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Ronald Menard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Ronald Menard If you have questions about Voya Financial Advisors and/or Ronald Menard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Sall of LPL Financial

DID RICHARD HARRIS SALL CAUSE YOU INVESTMENT LOSSES? Richard Sall Of LPL Financial And Formerly With Voya Financial Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is Richard Sall of LPL Financial? Richard Sall (CRD #1515945) who is currently registered with LPL Financial and located in Duluth, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Richard Sall was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Sall Customer Complaints Richard Sall has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Richard Sall’s 3 customer complaints was settled in favor of investors. Two of Richard Sall’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Richard Sall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Richard Sall’s misrepresentation of variable annuity with regards to GMIB rider annuitization options. Customer alleged he was misled by Richard Sall when purchasing variable annuity. Customer felt that the information regarding the income feature of the variable annuity contract she purchased was not accurately explained by Richard Sall. Richard Sall Red Flags & Your Rights As An Investor Of course, Richard Sall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Sall at LPL Financial and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Sall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Richard Sall If you have questions about LPL Financial, Voya Financial Advisors, and/or Richard Sall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Larry Laio Formerly With Voya Financial Advisors

DID LARRY MARTIN LAIO CAUSE YOU INVESTMENT LOSSES? Larry Laio Formerly With Voya Financial Advisors Has 4 Customer Complaints For Alleged Broker Misconduct Who is Larry Laio formerly with Voya Financial Advisors? Larry Laio (CRD #1742714) who was formerly registered with Voya Financial Advisors and located in Lasalle, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Larry Laio Customer Complaints Larry Laio has been the subject of 4 customer complaints that we know about. Three of Larry Laio’s 4 customer complaints were settled in favor of investors. One of Larry Laio’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Larry Laio A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: After requesting a withdrawal from his account the customer alleged funds were not transferred from his retirement account to the product allegedly discussed with Larry Laio. Regarding the purchase of a variable appreciable life insurance policy, the client alleged Larry Laio’s misrepresentation concerning the abbreviated payment plan. The client alleged that Larry Laio misrepresented the variable annuity contracts as having a guaranteed monthly income payment for the lifetime of the contract owner and beneficiary without depletion of principle and a 7% guaranteed rate of return on the investment. The client alleged Larry Laio’s unsuitability in the sale of a variable universal life insurance policy. Larry Laio Red Flags & Your Rights As An Investor Of course, Larry Laio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Laio at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Larry Laio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Larry Laio If you have questions about Voya Financial Advisors and/or Larry Laio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Justin Marcus of Voya Financial Advisors

DID JUSTIN MARCUS CAUSE YOU INVESTMENT LOSSES? Justin Marcus Of Voya Financial Advisors Has One Customer Complaint For Alleged Broker Misconduct Who is Justin Marcus of Voya Financial Advisors, Inc.? Justin Marcus (CRD #1160813) who is currently registered with Voya Financial Advisors, Inc. and located in Calabasas, California is a subject of one of our many securities industry sales practice abuse investigations. Justin Marcus Customer Complaint Justin Marcus has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were about a recommendation to change investment to a unit investment trust. Justin Marcus’ customer complaint was denied and the customers did not take any further action. Justin Marcus Red Flags & Your Rights As An Investor Of course, Justin Marcus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Marcus at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Justin Marcus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Justin Marcus If you have questions about Voya Financial Advisors, Inc. and/or Justin Marcus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Aschberger of Voya Financial Advisors

DID MICHAEL ANTHONY ASCHBERGER CAUSE YOU INVESTMENT LOSSES? Michael Aschberger Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Aschberger of Voya Financial Advisors? Michael Aschberger (CRD #2827129) who is currently registered with Voya Financial Advisors and located in Franklin, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Michael Aschberger Customer Complaint Michael Aschberger has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged loss and dividends this year less than half of what they were last year due to terrible investment and recommendation. Michael Aschberger’s customer complaint was denied and the customers did not take any further action. Michael Aschberger Red Flags & Your Rights As An Investor Of course, Michael Aschberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Aschberger at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Aschberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Michael Aschberger If you have questions about Voya Financial Advisors and/or Michael Aschberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Morris of Voya Financial Advisors

DID DANIEL ALLEN MORRIS JR CAUSE YOU INVESTMENT LOSSES? Daniel Morris Of Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Morris of Voya Financial Advisors? Daniel Morris (CRD #5532792) who is currently registered with Voya Financial Advisors and located in Adel, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Daniel Morris Customer Complaint Daniel Morris has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the life insurance policy purchased was misrepresented as a retirement plan. Daniel Morris’ customer complaint was settled in favor of the investors. Daniel Morris Red Flags & Your Rights As An Investor Of course, Daniel Morris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Morris at Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Daniel Morris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors Due To Daniel Morris If you have questions about Voya Financial Advisors and/or Daniel Morris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Khary Miller of LPL Financial

DID KHARY ANDRE MILLER CAUSE YOU INVESTMENT LOSSES? Khary Miller Of LPL Financial, Lexco Wealth Management And Formerly With National Planning And Voya Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Khary Miller of LPL Financial? Khary Miller (CRD #4634131) who is currently registered with LPL Financial, Lexco Wealth Management and located in Tarrytown, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Lexco Wealth Management, Khary Miller was associated with National Planning, Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Khary Miller Customer Complaint Khary Miller has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased REIT that has gone down in value and alleged representative told her at time of purchase that she would receive the investment principal plus all dividends at end of five years. Khary Miller’s customer complaint was settled in favor of the investors. Khary Miller Red Flags & Your Rights As An Investor Of course, Khary Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Khary Miller at LPL Financial, Lexco Wealth Management, National Planning, and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Khary Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Lexco Wealth Management, National Planning, and Voya Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Khary Miller If you have questions about LPL Financial, Lexco Wealth Management, National Planning, Voya Financial Advisors, and/or Khary Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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