Voya Financial Complaints - Law Offices of Robert Wayne Pearce, P.A

Andrew Harris of Commonwealth Financial Network

DID ANDREW C. HARRIS CAUSE YOU INVESTMENT LOSSES? Andrew C. Harris Formally with Commonwealth Financial Network Has A Customer Complaints for Alleged Broker Misconduct in the Past 6 Months Who is Andrew C. Harris formerly with Commonwealth Financial Network? Andrew Harris (CRD #3242291) who was formerly registered with Commonwealth Financial Network and located in Williamsport, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, Andrew Harris was associated with Voya Financial Advisors, Inc. and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Commonwealth Financial Network Broker Misconduct In his career, Andrew Harris has only been the subject of one customer complaint that we know about which was filed against his former employer Voya Financial Advisors, Inc. in July last year to recover investment losses. His former employer denied the claim and today, that customer has not yet filed this arbitration claim. Allegations Against Andrew Harris The allegations made in the FINRA reported complaint was for investment losses related to a business development Company and closed-end fund products which were allegedly unsuitable in light of his investment goals and financial condition. The customer also alleged that he was given misleading information relating to the investments. Andrew Harris Red Flags & Your Rights as An Investor Of course, Andrew Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Harris at Commonwealth Financial Network and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Harris has engaged in any stockbroker misconduct that may have caused them investment losses. File A Claim to Recover Your Investment Losses At Commonwealth Financial Network If you have questions about Commonwealth Financial Network, Voya Financial Advisors, Inc. and/or Andrew Harris and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Jan 20, 2022

David Wall of Voya Financial Advisors, Inc.

DID DAVID RALPH WALL CAUSE YOU INVESTMENT LOSSES? David Ralph Wall with Voya Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is David R. Wall with Voya Financial Advisors, Inc.? David Wall (CRD #1651874) who is currently registered with Voya Financial Advisors, Inc. and located in Simpsonville, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Voya Financial Advisors, Inc., David Wall was associated with 11 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Voya Financial Advisors, Inc. Broker Misconduct In his career, David Wall has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both customer complaints filed against David Wall’s current employer Voya Financial Advisors, Inc. for investment losses caused by his alleged misconduct are pending. Allegations Against David Wall A sample of the allegations made in the FINRA reported arbitration claim pending complaints for investment losses are as follows: The claimants alleged that the registered representative solicit the sale of unsuitable securities, including variable annuities, real estate securities, and unit investment trusts. Claimants are seeking over $5 million in damages. The claimant allegations in the statement of claim are for unsuitable investment recommendations and breach of the financial advisors fiduciary duties. David Wall Red Flags & Your Rights As An Investor Of course, David Wall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Wall at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Wall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. If you have questions about Voya Financial Advisors, Inc. and/or David Wall and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.