Mar 8, 2022

Jerrold Angel formerly with Waddell & Reed

DID JERROLD ROGER ANGEL CAUSE YOU INVESTMENT LOSSES? Jerrold Angel Formerly With Waddell & Reed, Signator Investors, and Transamerica Financial Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jerrold Angel formerly with Waddell & Reed? Jerrold Angel (CRD #1466898) who was formerly registered with Waddell & Reed and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Waddell & Reed, Jerrold Angel was associated with Signator Investors, Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jerrold Angel Customer Complaints Jerrold Angel has been the subject of 3 customer complaints that we know about. Two of Jerrold Angel’s 3 customer complaints were settled in favor of investors. One of Jerrold Angel’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Jerrold Angel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Jerrold Angel disregarded Claimant’s investment objectives and improperly recommended high risk and unsuitable investments. Regarding two variable annuities purchased, the customer alleged she has lost a fortune on her savings because she was not fully informed of the risks that came with investments allegedly made by Jerrold Angel. The heirs of the customer estate alleged that customer was not advised by Jerrold Angel, at the time of sale, or prior to the “annuity date”, that the death benefit would terminate when the annuity annuitized, knowing customer’s desire to maintain a death benefit for his heirs. Jerrold Angel Red Flags & Your Rights As An Investor Of course, Jerrold Angel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerrold Angel at Waddell & Reed, Signator Investors, and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Jerrold Angel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed, Signator Investors, and Transamerica Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Signator Investors and Transamerica Financial Advisors Due To Jerrold Angel If you have questions about Waddell & Reed, Signator Investors, Transamerica Financial Advisors, and/or Jerrold Angel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Justin Larkin of Waddell & Reed

DID JUSTIN CODY LARKIN CAUSE YOU INVESTMENT LOSSES? Justin Larkin Of Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is Justin Larkin of Waddell & Reed? Justin Larkin (CRD #5524150) who is currently registered with Waddell & Reed and located in Olympia, Washington is a subject of one of our many securities industry sales practice abuse investigations. Justin Larkin Customer Complaint Justin Larkin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Justin Larkin did not fully inform her of the provisions in which a free withdrawal could be requested. She also alleged Mr. Larkin caused the client to take more than necessary to complete her 2019 RMD. Justin Larkin’s customer complaint was denied and, to date, the customer has not taken any further action. Justin Larkin Red Flags & Your Rights As An Investor Of course, Justin Larkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Larkin at Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Justin Larkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Waddell & Reed also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell & Reed Due To Justin Larkin If you have questions about Waddell & Reed and/or Justin Larkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brett Ramsey of Waddell Reed

DID BRETT MATTHEW RAMSEY CAUSE YOU INVESTMENT LOSSES? Brett Matthew Ramsey Of Waddell Reed Has 2 Customer Complaints For His Alleged Broker Misconduct Who is Brett M. Ramsey of Waddell Reed? Brett Ramsey (CRD #4590083) who is currently registered with Waddell Reed and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Waddell Reed, Brett Ramsey was associated with Sheridan Road and 10 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brett Ramsey Customer Complaints In his career, Brett Ramsey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Brett Ramsey’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against WFG Investments for investment losses caused by Brett Ramsey’s alleged misconduct. Allegations Against Brett Ramsey A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants allege failure to conduct adequate due diligence into a private placement investment they purchased, prior to offering it for sale to its customers. Claimants allege that the product sponsor committed fraud and eventually caused them monetary loss. Claimant alleges failure to conduct adequate due diligence, resulting in an unsuitable recommendation. The allegations are a result of securities purchases by the Claimant based upon the recommendations and assertions made by Brett Ramsey, who is not a named party to the arbitration. Brett Ramsey Red Flags & Your Rights As An Investor Of course, Brett Ramsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Ramsey at Waddell Reed on alert to review carefully the activity and performance of their accounts and question whether Brett Ramsey has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Waddell & Reed which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Waddell Reed If you have questions about Waddell Reed and/or Brett Ramsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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