Aug 7, 2023

William Heiden formerly with Wedbush Securities Inc.

DID WILLIAM MARK HEIDEN CAUSE YOU INVESTMENT LOSSES? William Heiden Formerly With Wedbush Securities Inc. Has 18 Customer Complaints For Alleged Broker Misconduct William Heiden Customer Complaints William Heiden has been the subject of 18 customer complaints that we know about to recover investment losses. Seventeen of the customer complaints were settled in favor of the investors. The brokerage firm only denied one of the customer complaints and no further action was taken. Allegations Against William Heiden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Heiden Red Flags & Your Rights As An Investor Of course, William Heiden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Heiden at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether William Heiden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To William Heiden If you have questions about Wedbush Securities Inc. and/or William Heiden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2023

Michael Johnson formerly with Wedbush Securities Inc.

DID MICHAEL ANDRE JOHNSON CAUSE YOU INVESTMENT LOSSES? Michael Johnson Formerly With Wedbush Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Johnson Customer Complaint Michael Johnson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended and held a product which was unsuitable for their accounts objective. The customer complaint was denied and no further action was taken to date. Michael Johnson Red Flags & Your Rights As An Investor Of course, Michael Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Johnson at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Michael Johnson If you have questions about Wedbush Securities Inc. and/or Michael Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2023

Joseph Whitney formerly with Wedbush Securities Inc

DID JOSEPH WHITNEY CAUSE YOU INVESTMENT LOSSES? Joseph Whitney Formerly With Wedbush Securities Inc. and UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Whitney Customer Complaint Joseph Whitney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for fraud and breach of fiduciary duty by a financial advisor requesting the customer to invest in a project with his wife. The customer complaint is pending. Joseph Whitney Red Flags & Your Rights As An Investor Of course, Joseph Whitney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Whitney at Wedbush Securities Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Whitney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Joseph Whitney If you have questions about Wedbush Securities Inc., UBS Financial Services Inc. and/or Joseph Whitney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Carol Munoz of Wedbush Securities Inc.

DID CAROL VALENTIN MUNOZ JR CAUSE YOU INVESTMENT LOSSES? Carol Munoz Of Wedbush Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Carol Munoz of Wedbush Securities Inc.? Carol Munoz (CRD #1890217) who is currently registered with Wedbush Securities Inc. and located in La Jolla, California is a subject of one of our many securities industry sales practice abuse investigations. Carol Munoz Customer Complaints Carol Munoz has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Carol Munoz’s 2 customer complaints was settled in favor of investors. One of Carol Munoz’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Carol Munoz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized trading. Unsuitable investment recommendations, misrepresentations, and unauthorized use its discretion in connection with mutual fund investments. Carol Munoz Red Flags & Your Rights As An Investor Of course, Carol Munoz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carol Munoz at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Carol Munoz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Carol Munoz If you have questions about Wedbush Securities Inc. and/or Carol Munoz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Antoni Lucas of Wedbush Securities

DID ANTONI ENRIQUE LUCAS CAUSE YOU INVESTMENT LOSSES? Antoni Lucas Of Wedbush Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Antoni Lucas of Wedbush Securities? Antoni Lucas (CRD #2050284) who is currently registered with Wedbush Securities and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Antoni Lucas Customer Complaint Antoni Lucas has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client filed complaint through the FINRA Investor Complaint Center. Client stated that, after spouse passed away, and Antoni Lucas changed investment portfolio from large company blue chip stock to speculative investments. Client believed the trades were highly inappropriate, she did not authorize the transactions and the investments lost significant value. Antoni Lucas’ customer complaint was denied and, to date, the customer has not taken any further action. Antoni Lucas Red Flags & Your Rights As An Investor Of course, Antoni Lucas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antoni Lucas at Wedbush Securities on alert to review carefully the activity and performance of their accounts and question whether Antoni Lucas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Antoni Lucas If you have questions about Wedbush Securities and/or Antoni Lucas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Hirons of Wedbush Securities

DID DAVID ROGER HIRONS CAUSE YOU INVESTMENT LOSSES? David Hirons Of Wedbush Securities And Formerly With RBC Capital Markets Has 4 Customer Complaints For Alleged Broker Misconduct Who is David Hirons of Wedbush Securities? David Hirons (CRD #2424566) who is currently registered with Wedbush Securities and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, David Hirons was associated with RBC Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Hirons Customer Complaints David Hirons has been the subject of 4 customer complaints that we know about. Two of David Hirons’ 4 customer complaints were settled in favor of investors. Two of David Hirons’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Hirons A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant, a California resident, alleged misrepresentation against David Hirons for investments in managed futures fund. Customer claimed that the mutual fund they purchased was described as an investment that would not lose principal allegedly by David Hirons. The claimant alleged David Hirons incorrectly executed numerous options. The statement of claim includes claims for trade error execution errors. Prior allegations: request for trade error reimbursement. Trades were executed in cash account and then were moved to the margin account. The allegation involved David Hirons’ assurance that a closed end fund was sold with a guarantee of no risk. David Hirons Red Flags & Your Rights As An Investor Of course, David Hirons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hirons at Wedbush Securities and RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether David Hirons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and RBC Capital Markets also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To David Hirons If you have questions about Wedbush Securities, RBC Capital Markets, and/or David Hirons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Arthur Hoffman formerly with Ameriprise Financial Services

DID ARTHUR STEWART HOFFMAN CAUSE YOU INVESTMENT LOSSES? Arthur Hoffman Formerly With Ameriprise Financial Services And Wedbush Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Arthur Hoffman formerly with Ameriprise Financial Services? Arthur Hoffman (CRD #3193754) who was formerly registered with Ameriprise Financial Services and located in Glendale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Arthur Hoffman was associated with Wedbush Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Arthur Hoffman has also had his share of regulatory problems.  Last year, he consented to the sanction and to the entry of findings that he failed to abide documents and information requested by FINRA in connection with an investigation about whether he violated company policy, and FINRA rules related to outside business activities in private securities transactions.  The sanction for his failure to cooperate with the FINRA investigation was a permanent bar from any further association with any member firm in any capacity. Arthur Hoffman Customer Complaints Arthur Hoffman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Arthur Hoffman’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Ameriprise Financial Services for investment losses caused by Arthur Hoffman’s alleged misconduct. Allegations Against Arthur Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that respondent Arthur Hoffman recommended the claimants invest $172,688.03 in Zima Global Ventures, LLC a/k/a Zima Digital Assets. The complaint included claims for Arizona securities fraud; fraud in provision of investment advisory services, common law fraud and misrepresentation; breach of fiduciary duties; fraudulent concealment; negligent misrepresentation; negligence; negligent supervision; and document turnover and accounting allegedly committed by Arthur Hoffman. Arthur Hoffman Red Flags & Your Rights As An Investor Of course, Arthur Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Hoffman at Ameriprise Financial Services and Wedbush Securities on alert to review carefully the activity and performance of their accounts and question whether Arthur Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Wedbush Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Arthur Hoffman If you have questions about Ameriprise Financial Services, Wedbush Securities, and/or Arthur Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joel Farnsworth of Wedbush Securities

DID JOEL DALE FARNSWORTH CAUSE YOU INVESTMENT LOSSES? Joel Farnsworth Of Wedbush Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Joel Farnsworth of Wedbush Securities? Joel Farnsworth (CRD #1980052) who is currently registered with Wedbush Securities and located in Henderson, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Joel Farnsworth Customer Complaint Joel Farnsworth has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Joel Farnsworth unduly benefited from the execution of a Transfer of Death form. Joel Farnsworth’s customer complaint was settled in favor of the investors. Joel Farnsworth Red Flags & Your Rights As An Investor Of course, Joel Farnsworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Farnsworth at Wedbush Securities on alert to review carefully the activity and performance of their accounts and question whether Joel Farnsworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Joel Farnsworth If you have questions about Wedbush Securities and/or Joel Farnsworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth Hutkin of Wedbush Securities

DID KENNETH MARC HUTKIN CAUSE YOU INVESTMENT LOSSES? Kenneth Hutkin Of Wedbush Securities And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Who is Kenneth Hutkin of Wedbush Securities? Kenneth Hutkin (CRD #1344519) who is currently registered with Wedbush Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, Kenneth Hutkin was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kenneth Hutkin Customer Complaints Kenneth Hutkin has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Kenneth Hutkin’s 4 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Kenneth Hutkin’s alleged misconduct. Allegations Against Kenneth Hutkin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:  Client alleges, inter alia, that investments by Kenneth Hutkin were unsuitable.  Kenneth Hutkin allegedly overcharged commission on certain corporate debt securities transactions. Client alleged unsuitable investment recommendations and churning of his account. Kenneth Hutkin Red Flags & Your Rights As An Investor Of course, Kenneth Hutkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Hutkin at Wedbush Securities and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kenneth Hutkin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Kenneth Hutkin If you have questions about Wedbush Securities, Morgan Stanley, and/or Kenneth Hutkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth Hutkin of Wedbush Securities

DID JERRY LEON JUNAS CAUSE YOU INVESTMENT LOSSES? Jerry Junas of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct  Who is Jerry Junas of MML Investors Services? Jerry Junas (CRD #262672) who is currently registered with MML Investors Services and located in Libertyville, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jerry Junas Customer Complaint Jerry Junas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that his representative convinced him to surrender $105,000 in Whole Life policies for a Variable Universal Life policy, despite explaining to the representative that he was going to be forcibly retired due to a takeover at his company. The complainant says that his entire whole life portfolio that he assembled over three decades was destroyed, and the only surviving item of value was the fees his representative earned. Jerry Junas’ customer complaint was denied and the customers did not take any further action. Jerry Junas Red Flags & Your Rights As An Investor Of course, Jerry Junas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Junas at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Jerry Junas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jerry Junas If you have questions about MML Investors Services and/or Jerry Junas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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