Mar 8, 2022

Mark Bluestein of Wedbush Securities

DID MARK MITCHELL BLUESTEIN CAUSE YOU INVESTMENT LOSSES? Mark Bluestein Of Wedbush Securities And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mark Bluestein of Wedbush Securities? Mark Bluestein (CRD #2168876) who is currently registered with Wedbush Securities and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, Mark Bluestein was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Bluestein Customer Complaints Mark Bluestein has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Mark Bluestein’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mark Bluestein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Mark Bluestein’s unsuitable recommendations on purchases of Lehman Brothers and FNMA. Client complained that he would never have become involved in the investment allegedly made by Mark Bluestein if he understood the full impact, especially in an IRA. Mark Bluestein Red Flags & Your Rights As An Investor Of course, Mark Bluestein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Bluestein at Wedbush Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark Bluestein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Mark Bluestein If you have questions about Wedbush Securities, Wells Fargo Clearing Services, and/or Mark Bluestein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Smallman Of Wedbush Securities

DID SCOTT ALAN SMALLMAN CAUSE YOU INVESTMENT LOSSES? Scott Smallman Of Wedbush Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Smallman of Wedbush Securities? Scott Smallman (CRD #1022862) who is currently registered with Wedbush Securities and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Scott Smallman Customer Complaint Scott Smallman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading and poor performance to their investments. Scott Smallman’s customer complaint was denied and, to date, the customer has not taken any further action. Scott Smallman Red Flags & Your Rights As An Investor Of course, Scott Smallman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Smallman at Wedbush Securities on alert to review carefully the activity and performance of their accounts and question whether Scott Smallman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Scott Smallman If you have questions about Wedbush Securities and/or Scott Smallman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

John Wyshak of Raymond James & Associates, Inc

DID JOHN CHARLES WYSHAK CAUSE YOU INVESTMENT LOSSES? John Charles Wyshak formerly with Raymond James & Associates, Inc. Has 4  Customer Complaints For Alleged Broker Misconduct Who is John C. Wyshak formerly with Raymond James & Associates, Inc.? John Wyshak (CRD #1272260) who was formerly registered with Raymond James & Associates, Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., John Wyshak was associated with Wedbush Securities Inc. and 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Wyshak has had his share problems with FINRA as well. In January 2020, he was suspended by FINRA for failing to comply with an arbitration settlement and/or failing to satisfactorily respond to FINRAs request for information concerning payment of that settlement. That sanction was later increased to a permanent bar in April 2020. John Wyshak is now prohibited from working with any FINRA member firm in any capacity. Raymond James & Associates, Inc. Broker Misconduct In his career, John Wyshak has been the subject of 4 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. Two of John Wyshak’s 4 customer complaints were settled in favor of investors. One of those 4 complaints was denied by his former employer and a customer is not taken any action since that time There is currently one pending customer complaint remaining against John Wyshak’s former employer Wedbush Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against John Wyshak A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: A Raymond James & Associates, Inc. customer alleged that John Wyshak over-concentrated investments in its account in breach of his fiduciary duties and that further he committed fraud, conversion, churning, violated industry rules and fraudulently concealed his misconduct.  Raymond James took that complaint seriously and settled it for $700,000. At Gruntal and Co., LLC.  the client alleged that John Wyshak engaged in excessive trading in his account. Another Raymond James and Associates, Inc. client alleged John Wyshak engaged in unauthorized trading, suitability, excessive commissions, violation of industry standards and rules of conduct. The firm recently denied that complaint and the customers yet to take action. John Wyshak Red Flags & Your Rights As An Investor Of course, John Wyshak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Wyshak at Raymond James & Associates, Inc. and Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether John Wyshak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Wedbush Securities Inc. about John Wyshak also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. If you have questions about Raymond James & Associates, Inc., Wedbush Securities Inc. and/or John Wyshak and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Bartholomew McDonald formerly with Wedbush Securities Inc.

DID BARTHOLOMEW FORD MCDONALD CAUSE YOU INVESTMENT LOSSES? Bartholomew McDonald Formerly With Wedbush Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Bartholomew McDonald formerly with Wedbush Securities Inc.? Bartholomew McDonald (CRD #5196342) who was formerly registered with Wedbush Securities Inc. and located in La Jolla, California is a subject of one of our many securities industry sales practice abuse investigations. Bartholomew McDonald Customer Complaint Bartholomew McDonald has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, misrepresentations and unauthorized use of discretion in connection with mutual fund investments.  Bartholomew McDonald’s customer complaint was denied and, to date, the customer has not taken any further action. Bartholomew McDonald Red Flags & Your Rights As An Investor Of course, Bartholomew McDonald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bartholomew McDonald at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Bartholomew McDonald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Bartholomew McDonald If you have questions about Wedbush Securities Inc. and/or Bartholomew McDonald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Lee of Wedbush Securities Inc.

DID ANDREW H. LEE CAUSE YOU INVESTMENT LOSSES? Andrew Lee Of Wedbush Securities Inc. And Formerly With Merrill Lynch Pierce Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Lee of Wedbush Securities Inc.? Andrew Lee (CRD #2257654) who is currently registered with Wedbush Securities Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wedbush Securities Inc., Andrew Lee was associated with Merrill Lynch Pierce Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Lee Customer Complaint Andrew Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Lee made unsuitable investment recommendations. Andrew Lee’s customer complaint was settled in favor of the investors. Andrew Lee Red Flags & Your Rights As An Investor Of course, Andrew Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Lee at Wedbush Securities Inc. and Merrill Lynch Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Andrew Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. and Merrill Lynch Pierce Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Andrew Lee If you have questions about Wedbush Securities Inc., Merrill Lynch Pierce Fenner & Smith Incorporated and/or Andrew Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Sims of Wedbush Securities Inc.

DID MICHAEL STEVAN SIMS CAUSE YOU INVESTMENT LOSSES? Michael Stevan Sims formerly with Wedbush Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Michael S. Sims formerly with Wedbush Securities Inc.? Michael Sims (CRD #1034180) who was formerly registered with Wedbush Securities Inc. and located in Santa Rosa, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities Inc., Michael Sims was associated with 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Wedbush Securities Inc. Broker Misconduct In his career, Michael Sims has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. All of Michael Sims’ customer complaints were settled by Wedbush Securities, Inc. in favor of investors. Allegations Against Michael Sims A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleged that Michael Sims engaged in excessive trading, made inappropriate investments, and mismanaged his account. Client alleged that Michael Sims made unsuitable recommendations in breach of his fiduciary duty of loyalty, committed negligence, negligent misrepresentation, fraud and violation of the federal and California securities laws as well as FINRA rules regarding the sale of securities in connection with Master Limited partnership investments and other stock transactions. Client alleged improprieties in connection with Master Limited Partnerships, Master Limited Partnership funds and Limited Partnerships. Client alleged unsuitable investment recommendations, excessive trading involving exchange traded funds. Michael Sims Red Flags & Your Rights As An Investor Of course, Michael Sims did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Sims at Wedbush Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Sims has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. about Michael Sims also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. If you have questions about Wedbush Securities Inc. and/or Michael Sims and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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