Feb 23, 2023

John Ter-Oganesyan of Wells Fargo Clearing Services LLC

DID JOHN E. TER-OGANESYAN CAUSE YOU INVESTMENT LOSSES? John Ter-Oganesyan Of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct John Ter-Oganesyan Customer Complaint John Ter-Oganesyan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding mutual fund investment. The customer complaint was denied by J.P. Morgan Securities and, to date, the customer is not taking any further action. John Ter-Oganesyan Red Flags & Your Rights As An Investor Of course, John Ter-Oganesyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Ter-Oganesyan at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether John Ter-Oganesyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Ter-Oganesyan If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC and/or John Ter-Oganesyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 20, 2023

Jerry Holcomb formerly with Wells Fargo Clearing Services, LLC

DID JERRY RANDALL HOLCOMB CAUSE YOU INVESTMENT LOSSES? Jerry Holcomb Formerly With Wells Fargo Clearing Services, LLC Has 10 Customer Complaints For Alleged Broker Misconduct Jerry Holcomb Customer Complaints Jerry Holcomb has been the subject of 10 customer complaints that we know about to recover investment losses. Nine of the 10 customer complaints were settled by Jerry Holcomb’s former employers in favor of investors. One complaint was denied by his former employer and the customer filed suit before the American Arbitration Association which resulted favorably for the investor. Allegations Against Jerry Holcomb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jerry Holcomb Red Flags & Your Rights As An Investor Of course, Jerry Holcomb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Holcomb at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jerry Holcomb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jerry Holcomb If you have questions about Wells Fargo Clearing Services, LLC and/or Jerry Holcomb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 17, 2023

John Kellar of Wells Fargo Advisors Financial Network, LLC

DID JOHN KELLAR CAUSE YOU INVESTMENT LOSSES? John Kellar Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 6 Customer Complaints For Alleged Broker Misconduct John Kellar Customer Complaints John Kellar has been the subject of 6 customer complaints that we know about to recover investment losses. One of the customer complaints proceeded to arbitration resulted in arbitration award in favor of the investors. The other 5 customer complaints were denied by John Kellar’s former employers and the customers took no further action. Allegations Against John Kellar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Kellar Red Flags & Your Rights As An Investor Of course, John Kellar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Kellar at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Kellar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC, Due To John Kellar If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or John Kellar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 15, 2023

Joe Gainer, Jr. formerly with Wells Fargo Clearing Services, LLC

DID JOE DAVID GAINER JR CAUSE YOU INVESTMENT LOSSES? Joe Gainer, Jr. Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Joe Gainer, Jr. Customer Complaint Joe Gainer, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended investment that was too aggressive considering the customer’s age. Wells Fargo advisors denied the customer complaint and to date, the customer is not taking any further action. Joe Gainer, Jr. Red Flags & Your Rights As An Investor Of course, Joe Gainer, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Gainer, Jr. at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Gainer, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Joe Gainer, Jr. If you have questions about Wells Fargo Clearing Services, LLC and/or Joe Gainer, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 11, 2023

Jeffrey Oliverio of Truist Investment Services, Inc.

DID JEFFREY PAUL OLIVERIO CAUSE YOU INVESTMENT LOSSES? Jeffrey Oliverio Of Truist Investment Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Oliverio Customer Complaint Jeffrey Oliverio has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violation of FINRA rules including FINRA rules 2010, 2020, 2111, 3260, and 3110. Further, the customer alleged in an arbitration breach of fiduciary duty, negligence, fraud and deceit. The customer complaint resulted in an arbitration award against his employer in the amount of $200,000. Jeffrey Oliverio Red Flags & Your Rights As An Investor Of course, Jeffrey Oliverio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Oliverio at Truist Investment Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Oliverio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Jeffrey Oliverio If you have questions about Truist Investment Services, Inc., Wells Fargo Clearing Services, LLC and/or Jeffrey Oliverio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 7, 2023

Jean-Pierre Fernandez of Wells Fargo Clearing Services, LLC

DID JEAN-PIERRE FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Jean-Pierre Fernandez Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jean-Pierre Fernandez of Wells Fargo Clearing Services, LLC? Jean-Pierre Fernandez (CRD #5446400) who is currently registered with Wells Fargo Clearing Services, LLC and located in Fort Lauderdale, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Jean-Pierre Fernandez was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jean-Pierre Fernandez Customer Complaint Jean-Pierre Fernandez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to liquidate as instructed. The customer complaint was denied by Wells Fargo Advisors and, to date, the customer has not taken any further action. Jean-Pierre Fernandez Red Flags & Your Rights As An Investor Of course, Jean-Pierre Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jean-Pierre Fernandez at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jean-Pierre Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jean-Pierre Fernandez If you have questions about Wells Fargo Clearing Services, LLC and/or Jean-Pierre Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 4, 2023

Jason Zoch of Morgan Stanley

DID JASON J. ZOCH CAUSE YOU INVESTMENT LOSSES? Jason Zoch Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Zoch of Morgan Stanley? Jason Zoch (CRD #4202130) who is currently registered with Morgan Stanley and located in Indianapolis, Indiana, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Jason Zoch was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Zoch Customer Complaint Jason Zoch has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of an option strategy and allege it forgery of client’s signature and options agreement. Wells Fargo advisors denied the customer’s complaint and, today, the customer has not taken any further action. Jason Zoch Red Flags & Your Rights As An Investor Of course, Jason Zoch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Zoch at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jason Zoch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jason Zoch If you have questions about Morgan Stanley and/or Jason Zoch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 2, 2023

Jamie Lloyd of Wells Fargo Clearing Services, LLC

DID JAMIE LLOYD CAUSE YOU INVESTMENT LOSSES? Jamie Lloyd Of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is Jamie Lloyd of Wells Fargo Clearing Services, LLC? Jamie Lloyd (CRD #4949993) who is currently registered with Wells Fargo Clearing Services, LLC and located in Saint George, Utah, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Jamie Lloyd was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jamie Lloyd Customer Complaint Jamie Lloyd has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentations regarding mutual funds. J.P. Morgan securities denied the customer complaint and to date the customer has not taken any further action. Jamie Lloyd Red Flags & Your Rights As An Investor Of course, Jamie Lloyd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jamie Lloyd at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jamie Lloyd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jamie Lloyd If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC and/or Jamie Lloyd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 19, 2023

Herbert Weith, IV formerly with Equitable Advisors, LLC

DID HERBERT C. WHITE CAUSE YOU INVESTMENT LOSSES? Herbert Weith IV Formerly With Equitable Advisors, LLC and Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Herbert Weith, IV formerly with Equitable Advisors, LLC? Herbert Weith IV (CRD #5453866) who was formerly registered with Equitable Advisors, LLC and located in Columbia, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Equitable Advisors, LLC, Herbert Weith IV was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Herbert Weith IV has had his own regulatory problems. He refused to cooperate with FINRA and an investigation and was permanently barred from any further Association with any FINRA member firm. Herbert Weith IV Customer Complaints Herbert Weith IV has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Wells Fargo Clearing Services in favor of the investors. Allegations Against Herbert Weith IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Herbert Weith IV Red Flags & Your Rights As An Investor Of course, Herbert Weith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herbert Weith formerly with Equitable Advisors, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Herbert Weith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Herbert Weith IV If you have questions about Equitable Advisors, LLC, Wells Fargo Clearing Services, LLC and/or Herbert Weith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 18, 2023

Henry Hernandez of UBS Financial Services Inc.

DID HENRY ANTHONY HERNANDEZ CAUSE YOU INVESTMENT LOSSES? Henry Hernandez Of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Henry Hernandez of UBS Financial Services Inc.? Henry Hernandez (CRD #2044909) who is currently registered with UBS Financial Services Inc. and located in Irvine, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Henry Hernandez was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Hernandez Customer Complaints Henry Hernandez has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Chase Investment Services in favor of the investor. The other customer complaint was denied by his former employer Wells Fargo Advisors comment today, the customer has not taken any further action. Henry Hernandez Red Flags & Your Rights As An Investor Of course, Henry Hernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Hernandez at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Henry Hernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Henry Hernandez If you have questions about UBS Financial Services Inc., Wells Fargo Clearing Services, LLC and/or Henry Hernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading