Jan 19, 2023

Herbert Weith, IV formerly with Equitable Advisors, LLC

DID HERBERT C. WHITE CAUSE YOU INVESTMENT LOSSES? Herbert Weith IV Formerly With Equitable Advisors, LLC and Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Herbert Weith, IV formerly with Equitable Advisors, LLC? Herbert Weith IV (CRD #5453866) who was formerly registered with Equitable Advisors, LLC and located in Columbia, Maryland, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Equitable Advisors, LLC, Herbert Weith IV was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Herbert Weith IV has had his own regulatory problems. He refused to cooperate with FINRA and an investigation and was permanently barred from any further Association with any FINRA member firm. Herbert Weith IV Customer Complaints Herbert Weith IV has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Wells Fargo Clearing Services in favor of the investors. Allegations Against Herbert Weith IV A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Herbert Weith IV Red Flags & Your Rights As An Investor Of course, Herbert Weith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herbert Weith formerly with Equitable Advisors, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Herbert Weith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Herbert Weith IV If you have questions about Equitable Advisors, LLC, Wells Fargo Clearing Services, LLC and/or Herbert Weith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 18, 2023

Henry Hernandez of UBS Financial Services Inc.

DID HENRY ANTHONY HERNANDEZ CAUSE YOU INVESTMENT LOSSES? Henry Hernandez Of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Henry Hernandez of UBS Financial Services Inc.? Henry Hernandez (CRD #2044909) who is currently registered with UBS Financial Services Inc. and located in Irvine, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Henry Hernandez was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Henry Hernandez Customer Complaints Henry Hernandez has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Chase Investment Services in favor of the investor. The other customer complaint was denied by his former employer Wells Fargo Advisors comment today, the customer has not taken any further action. Henry Hernandez Red Flags & Your Rights As An Investor Of course, Henry Hernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Henry Hernandez at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Henry Hernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Henry Hernandez If you have questions about UBS Financial Services Inc., Wells Fargo Clearing Services, LLC and/or Henry Hernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Gilherme Sahadi of BTG Pactual US Capital LLC

DID GUILHERME SILVEIRA SAHADI CAUSE YOU INVESTMENT LOSSES? Gilherme Sahadi Of BTG Pactual US Capital LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gilherme Sahadi of BTG Pactual US Capital LLC? Gilherme Sahadi (CRD #6473850) who is currently registered with BTG Pactual US Capital LLC and located in Miami, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to BTG Pactual US Capital LLC, Gilherme Sahadi was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gilherme Sahadi Customer Complaints Gilherme Sahadi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo clearing services in favor of the investor for $300,000 and forgiveness of the PCL debt. The other customer complaint was withdrawn for reasons not stated. Allegations Against Gilherme Sahadi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gilherme Sahadi Red Flags & Your Rights As An Investor Of course, Gilherme Sahadi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gilherme Sahadi at BTG Pactual US Capital LLC and formerly with Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gilherme Sahadi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BTG Pactual US Capital LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BTG Pactual US Capital LLC Due To Gilherme Sahadi If you have questions about BTG Pactual US Capital LLC, Wells Fargo Clearing Services, LLC and/or Gilherme Sahadi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Duncan-Peters of Wells Fargo Clearing Services LLC

DID GREGORY JAMES DUNCAN-PETERS CAUSE YOU INVESTMENT LOSSES? Gregory Duncan-Peters Of Wells Fargo Clearing Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Duncan-Peters of Wells Fargo Clearing Services LLC? Gregory Duncan-Peters (CRD #1036642) who is currently registered with  Wells Fargo Clearing Services LLC and located in Bethesda, Maryland is a subject of one of our many securities industry sales practice abuse investigations.     Gregory Duncan-Peters Customer Complaint Gregory Duncan-Peters has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to establish a securities-back the line of credit which resulted in investment losses. The customer complaint was settled after the arbitration was filed in favor of the investor. Gregory Duncan-Peters Red Flags & Your Rights As An Investor Of course, Gregory Duncan-Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Duncan-Peters at Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Duncan-Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services LLC Due To Gregory Duncan-Peters If you have questions about Wells Fargo Clearing Services LLC and/or Gregory Duncan-Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 12, 2023

Grant Birkley formerly with Sagepoint Financial, Inc.

DID GRANT CHRISTOPHER BIRKLEY CAUSE YOU INVESTMENT LOSSES? Grant Birkley Formerly With Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Grant Birkley formerly with Sagepoint Financial, Inc.? Grant Birkley (CRD #293333) who was formerly registered with Sagepoint Financial, Inc. and located in Barrington, Illinois, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Sagepoint Financial, Inc., Grant Birkley was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Grant Birkley also had issues with FINRA in connection with one of its investigations. He refused to cooperate and was permanently barred from any further association with any securities broker-dealer. Grant Birkley Customer Complaints Grant Birkley has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by SagePoint Financial and the other remains pending in a FINRA arbitration proceeding Allegations Against Grant Birkley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Grant Birkley Red Flags & Your Rights As An Investor Of course, Grant Birkley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Grant Birkley formerly at Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Grant Birkley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Grant Birkley If you have questions about Sagepoint Financial, Inc. and Wells Fargo Clearing Services, LLC and/or Grant Birkley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2023

Glen Wilk of Ameriprise Financial Services

DID GLEN RUSSELL WILK CAUSE YOU INVESTMENT LOSSES? Glen Wilk Of Ameriprise Financial Services And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Glen Wilk of Ameriprise Financial Services? Glen Wilk (CRD #1951992) who is currently registered with Ameriprise Financial Services and located in Duluth, Georgia, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Ameriprise Financial Services, Glen Wilk was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glen Wilk Customer Complaint Glen Wilk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor inadequately manage the account and failed to have any contingency plan in place to stop losses. The brokerage firm Wells Fargo Advisors denied the customer complaint and so far the customer has not taken any further action. Glen Wilk Red Flags & Your Rights As An Investor Of course, Glen Wilk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glen Wilk at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Glen Wilk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Glen Wilk If you have questions about Ameriprise Financial Services, Wells Fargo Clearing Services, LLC and/or Glen Wilk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Gerald Kessler formerly with Wells Fargo Clearing Services, LLC

DID GERALD PAUL KESSLER CAUSE YOU INVESTMENT LOSSES? Gerald Kessler Formerly With Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Gerald Kessler formerly with Wells Fargo Clearing Services, LLC? Gerald Kessler (CRD #268664) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Doylestown Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, Gerald Kessler was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Kessler Customer Complaints Gerald Kessler has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled in favor of the investors. The other 2 customer complaints were denied and to date, no action has been taken by the customers against the firm or financial advisor. Allegations Against Gerald Kessler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gerald Kessler Red Flags & Your Rights As An Investor Of course, Gerald Kessler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Kessler formerly at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Gerald Kessler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Gerald Kessler If you have questions about Wells Fargo Clearing Services, LLC and/or Gerald Kessler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2023

George Clayton of Wells Fargo Clearing Services, LLC

DID GEORGE JOSEPH CLAYTON CAUSE YOU INVESTMENT LOSSES? George Clayton Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Clayton Wells Fargo Clearing Services, LLC? George Clayton (CRD #4570869) who is registered with Wells Fargo Clearing Services, LLC and located in Clemson South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, George Clayton was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Clayton Customer Complaint George Clayton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented investments in closed-end funds. The customer complaint was denied by Raymond James Financial Services, and to date, the customer has not taken any further action. George Clayton Red Flags & Your Rights As An Investor Of course, George Clayton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Clayton at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Clayton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To George Clayton If you have questions about Wells Fargo Clearing Services, LLC and/or George Clayton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Garth Allan of UBS Financial Services Inc.

DID GARTH ALLAN CAUSE YOU INVESTMENT LOSSES? Garth Allan of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services LLC, Has A Customer Complaint For Alleged Broker Misconduct Who is Garth Allan of UBS Financial Services Inc.? Garth Allan (CRD #5294782) who is currently registered with UBS Financial Services Inc. and located in Newport Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Garth Allan was associated with UBS Financial Services Inc. and Wells Fargo Clearing Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Garth Allan Customer Complaint Garth Allan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not invest his funds as instructed. Garth Allan Red Flags & Your Rights As An Investor Of course, Garth Allan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garth Allan at UBS Financial Services Inc. and Wells Fargo Clearing Services LLC on alert to review carefully the activity and performance of their accounts and question whether Garth Allanhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Garth Allan If you have questions about UBS Financial Services Inc. and Wells Fargo Clearing Services LLC and/or Garth Allan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2022

Fred Berens of Oppenheimer & Co. Inc.

DID FRED BERENS CAUSE YOU INVESTMENT LOSSES? Fred Berens of Oppenheimer & Co. Inc. And Formerly With Wells Fargo Clearing Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Fred Berens of Oppenheimer & Co. Inc.? Fred Berens (CRD #18877) who is currently registered with Oppenheimer & Co. Inc. and located in Miami, Florida, is a subject of one of many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Fred Berens was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Fred Berens Customer Complaints Fred Berens has been the subject of 5 customer complaints that we know about. Two of the customer complaints resulted in an arbitration awards in favor of the investors, one award was in excess of $2.5 million. The other 3 customer complaints were settled in favor of the investors. Allegations Against Fred Berens A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fred Berens Red Flags & Your Rights As An Investor Of course, Fred Berens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fred Berens at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Fred Berens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Fred Berens If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Fred Berens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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