Dec 16, 2022

Eric Harding formerly with United Planners’ Financial Services of America A Limited Partner

DID ERIC WAYNE HARDING CAUSE YOU INVESTMENT LOSSES? Eric Harding Formerly With United Planners’ Financial Services of America A Limited Partner And Wells Fargo Advisors, LLC Has 11 Customer Complaints For Alleged Broker Misconduct Who is Eric Harding formerly with United Planners’ Financial Services of America A Limited Partner? Eric Harding (CRD #2207823) who was formerly registered with United Planners’ Financial Services of America A Limited Partner and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to United Planners’ Financial Services of America A Limited Partner, Eric Harding was associated with Wells Fargo Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Harding Customer Complaints Eric Harding has been the subject of 11 customer complaints that we know about, which were filed to recover investment losses. Seven of Eric Harding’s 11 customer complaints were settled in favor of investors. Three of Eric Harding’s customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Eric Harding’s former employer EmpiriKal Partners LLC for investment losses caused by the alleged misconduct. Allegations Against Eric Harding Eric Harding Red Flags & Your Rights As An Investor Of course, Eric Harding did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Harding at United Planners’ Financial Services of America A Limited Partner and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Harding has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner If you have questions about United Planners’ Financial Services of America A Limited Partner, Wells Fargo Advisors, LLC, and/or Eric Harding and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Moreno of UBS Financial Services Inc.

DID ERIC GARCIA MORENO CAUSE YOU INVESTMENT LOSSES? Eric Moreno Of UBS Financial Services Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Moreno of UBS Financial Services Inc.? Eric Moreno (CRD #2135789) who is currently registered with UBS Financial Services Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Eric Moreno was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Moreno Customer Complaint Eric Moreno has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to REIT recommendations. Eric Moreno’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Moreno Red Flags & Your Rights As An Investor Of course, Eric Moreno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Moreno at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Moreno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Eric Moreno If you have questions about UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and/or Eric Moreno and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2022

Elad Rahamim of Wells Fargo Clearing Services, LLC

DID ELAD RAHAMIM CAUSE YOU INVESTMENT LOSSES? Elad Rahamim Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Elad Rahamim of Wells Fargo Clearing Services, LLC? Elad Rahamim (CRD #5460323) who is currently registered with Wells Fargo Clearing Services, LLC and located in Purchase, New York is a subject of one of our many securities industry sales practice abuse investigations.   Elad Rahamim Customer Complaint Elad Rahamim has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor recommended unsuitable investments. Elad Rahamim’s customer complaint was denied, and, to date, the customer has not taken any further action. Elad Rahamim Red Flags & Your Rights As An Investor Of course, Elad Rahamim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elad Rahamim at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elad Rahamim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Elad Rahamim If you have questions about Wells Fargo Clearing Services, LLC and/or Elad Rahamim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2022

Douglas Allen of LPL Financial LLC

DID DOUGLAS KENNETH ALLEN CAUSE YOU INVESTMENT LOSSES? Douglas Allen Of LPL Financial LLC And Formerly With Wells Fargo Advisors Financial Network, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Allen of LPL Financial LLC? Douglas Allen (CRD # 2765644) who is currently registered with LPL Financial LLC and located in Amarillo, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Douglas Allen was associated with Wells Fargo Advisors Financial Network, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Douglas Allen Customer Complaints Douglas Allen has been the subject of 2 customer complaints that we know about, which were filed in the last year to recover investment losses. Both of Douglas Allen’s customer complaints were settled in favor of investors. Allegations Against Douglas Allen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Douglas Allen Red Flags & Your Rights As An Investor Of course, Douglas Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Allen at LPL Financial LLC and Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Douglas Allen If you have questions about LPL Financial LLC, Wells Fargo Advisors Financial Network, LLC, and/or Douglas Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2022

Dmitry Matousov of Wells Fargo Clearing Services, LLC

DID DMITRY MATOUSOV CAUSE YOU INVESTMENT LOSSES? Dmitry Matousov Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Dmitry Matousov of Wells Fargo Clearing Services, LLC? Dmitry Matousov (CRD #5189688) who is currently registered with Wells Fargo Clearing Services, LLC and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.   Dmitry Matousov Customer Complaints Dmitry Matousov has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  One of Dmitry Matousov’s customer complaints was denied and, to date, the customer has not taken any further action.  There is currently 1 pending customer complaint filed against Dmitry Matousov’s former employer Wells Fargo Advisors, LLC for investment losses caused by the alleged misconduct. Allegations Against Dmitry Matousov A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized trading of options. Failure to provide documentation requested related to an account. Dmitry Matousov Red Flags & Your Rights As An Investor Of course, Dmitry Matousov did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dmitry Matousov at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Dmitry Matousov has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Dmitry Matousov If you have questions about Wells Fargo Clearing Services, LLC and/or Dmitry Matousov and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2022

Denny Chu of formerly with J.P. Morgan Securities LLC

DID DENNY VAN CHU CAUSE YOU INVESTMENT LOSSES? Denny Chu Of J.P. Morgan Securities LLC And Formerly With Wells Fargo Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Denny Chu of formerly with J.P. Morgan Securities LLC? Denny Chu (CRD #6091181) who is currently registered with J.P. Morgan Securities LLC and located in Katy, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Denny Chu was associated with Wells Fargo Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Denny Chu Customer Complaint Denny Chu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations related to a mutual fund investment. Denny Chu’s customer complaint was denied and, to date, the customer has not taken any further action. Denny Chu Red Flags & Your Rights As An Investor Of course, Denny Chu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Denny Chu at J.P. Morgan Securities LLC and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Denny Chu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Wells Fargo Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Denny Chu If you have questions about J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, and/or Denny Chu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2022

Dennis Goldy formerly with Wells Fargo Clearing Services LLC

DID DENNIS MARK GOLDY CAUSE YOU INVESTMENT LOSSES? Dennis Goldy Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dennis Goldy formerly with Wells Fargo Clearing Services, LLC? Dennis Goldy (CRD #224712) who was formerly registered with Wells Fargo Clearing Services, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.   Dennis Goldy Customer Complaint Dennis Goldy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment strategy. Dennis Goldy’s customer complaint was denied and, to date, the customer has not taken any further action. Dennis Goldy Red Flags & Your Rights As An Investor Of course, Dennis Goldy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Goldy at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Dennis Goldy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Dennis Goldy If you have questions about Wells Fargo Clearing Services, LLC and/or Dennis Goldy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2022

David De Nitto of Wells Fargo Clearing Services, LLC

DID DAVID NICHOLAS DE NITTO CAUSE YOU INVESTMENT LOSSES? David De Nitto Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David De Nitto of Wells Fargo Clearing Services, LLC? David De Nitto (CRD #3104996) who is currently registered with Wells Fargo Clearing Services, LLC and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations.   David De Nitto Customer Complaint David De Nitto has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable recommendation related to a line of credit against client securities was unsuitable. David De Nitto’s customer complaint was denied, and, to date, the customer has not taken any further action. David De Nitto Red Flags & Your Rights As An Investor Of course, David De Nitto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David De Nitto at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David De Nitto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To David De Nitto If you have questions about Wells Fargo Clearing Services, LLC and/or David De Nitto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2022

David Sager of Wells Fargo Clearing Services, LLC

DID DAVID KEVIN SAGER CAUSE YOU INVESTMENT LOSSES? David Sager Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Sager of Wells Fargo Clearing Services, LLC? David Sager (CRD #4416389) who is currently registered with Wells Fargo Clearing Services, LLC and located in Fayetteville, Arizona is a subject of one of our many securities industry sales practice abuse investigations.   David Sager Customer Complaint David Sager has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized investment in an aggressive mutual fund. David Sager’s customer complaint was settled in favor of the investor. David Sager Red Flags & Your Rights As An Investor Of course, David Sager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Sager at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Sager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To David Sager If you have questions about Wells Fargo Clearing Services, LLC and/or David Sager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2022

Daniel Madura of Wells Fargo Clearing Services, LLC

DID DANIEL PHILIP MADURA CAUSE YOU INVESTMENT LOSSES? Daniel Madura Of Wells Fargo Clearing Services, LLC And Formerly With Credit Suisse Securities (USA) LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Madura of Wells Fargo Clearing Services, LLC? Daniel Madura (CRD #2253370) who is currently registered with Wells Fargo Clearing Services, LLC and located in Deerfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Madura was associated with Credit Suisse Securities (USA) LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Madura Customer Complaint Daniel Madura has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized purchase of structured product. Daniel Madura’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Madura Red Flags & Your Rights As An Investor Of course, Daniel Madura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Madura at Wells Fargo Clearing Services, LLC and Credit Suisse Securities (USA) LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Madura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Credit Suisse Securities (USA) LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Madura If you have questions about Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, and/or Daniel Madura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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