Oct 31, 2022

Daniel Torres formerly with Wells Fargo Clearing Services, LLC

DID DANIEL SALOMON TORRES CAUSE YOU INVESTMENT LOSSES? Daniel Torres Formerly With Wells Fargo Clearing Services, LLC And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Torres formerly with Wells Fargo Clearing Services, LLC? Daniel Torres (CRD # 6365687) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Inglewood, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Torres was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Torres Customer Complaint Daniel Torres has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Daniel Torres recommended opening of managed fee based advisory and the financial advisor liquidated entire account immediately after the account was opened resulting in substantial capital gains and tax liability. Daniel Torres’ customer complaint was denied and, to date, the customer has not taken any further action even though six months later, Wells Fargo terminated him after admitted to the misconduct. Daniel Torres Red Flags & Your Rights As An Investor Of course, Daniel Torres did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Torres at Wells Fargo Clearing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Daniel Torres has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Torres f you have questions about Wells Fargo Clearing Services, LLC, Edward Jones, and/or Daniel Torres and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Luna of Wells Fargo Clearing Services, LLC

DID DANIEL ENRIQUE LUNA CAUSE YOU INVESTMENT LOSSES? Daniel Luna Of Wells Fargo Clearing Services, LLC And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Luna of Wells Fargo Clearing Services, LLC? Daniel Luna (CRD #5606606) who is currently registered with Wells Fargo Clearing Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Luna was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Luna Customer Complaint Daniel Luna has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an unsuitable recommendation of variable annuity. The customer complaint filed against Daniel Luna’s former employer Cetera Investment Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Luna Red Flags & Your Rights As An Investor Of course, Daniel Luna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Luna at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Luna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Luna If you have questions about Wells Fargo Clearing Services, LLC, Cetera Investment Services LLC, and/or Daniel Luna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2022

Corydon Wheat of Wells Fargo Clearing Services, LLC

It is critical for everyone to know as much as possible about the people with whom they entrust their money. There are several resources where you may get information on a person’s background, including past employment history, regulatory actions, and consumer complaints. If you have any questions regarding Corydon Wheat or investment losses you incurred, please contact us as soon as possible. We’ll do our best to respond to any concerns you might have. DID CORYDON MACLEAN WHEAT CAUSE YOU INVESTMENT LOSSES? Corydon Wheat Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Corydon Wheat of Wells Fargo Clearing Services, LLC? Corydon Wheat (CRD #832686) who is currently registered with Wells Fargo Clearing Services, LLC and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.   Corydon Wheat Customer Complaint Corydon Wheat has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow client’s instructions. Corydon Wheat’s customer complaint was settled in favor of the investors. Corydon Wheat Red Flags & Your Rights As An Investor Of course, Corydon Wheat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corydon Wheat at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Corydon Wheat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Corydon Wheat If you have questions about Wells Fargo Clearing Services, LLC and/or Corydon Wheat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 1, 2022

Corey Owen formerly with Wells Fargo Clearing Services, LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. Background checks can be obtained from a variety of places, including prior employment history, regulatory disciplinary actions, and consumer complaints. This vital information might lead to concerns about Corey Owen and the financial losses incurred as a result of his actions. We’ll do our best to answer any questions you may have regarding this situation. DID COREY OWEN CAUSE YOU INVESTMENT LOSSES? Corey Owen Formerly With Wells Fargo Clearing Services, LLC And J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Corey Owen formerly with Wells Fargo Clearing Services, LLC? Corey Owen (CRD #5314153) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Mercer Island, Washington is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Corey Owen was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Corey Owen Customer Complaints Corey Owen has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Corey Owen’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Corey Owen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer was sold a bond fund with an undisclosed deferred sales charge that was inconsistent with his investment objectives. Misrepresentation, poor recommendations, and poor advice related to mutual fund investments. Corey Owen Red Flags & Your Rights As An Investor Of course, Corey Owen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Owen at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Corey Owen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Corey Owen If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and/or Corey Owen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 11, 2022

Christopher Lein of Wells Fargo Advisors Financial Network, LLC

You trust your money with a broker you can rely upon as a client. This is why learning all there is to know about the individual managing your funds is critical. It may assist you in determining whether or not to work with a specific broker. If you think Christopher Lein has caused you financial harm, we may be able to help you address any concerns or issues you have. DID CHRISTOPHER P. LEIN CAUSE YOU INVESTMENT LOSSES? Christopher Lein Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Lein of Wells Fargo Advisors Financial Network, LLC? Christopher Lein (CRD #1433201) who is currently registered with Wells Fargo Advisors Financial Network, LLC and located in Ponte Vedra Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, LLC, Christopher Lein was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Lein Customer Complaint Christopher Lein has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Lein made an unauthorized transaction in customer’s account. Christopher Lein’s customer complaint was denied, and, to date, the customer has not taken any further action. Christopher Lein Red Flags & Your Rights As An Investor Of course, Christopher Lein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Lein at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Lein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Christopher Lein If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Christopher Leind/or Christopher Ortiz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2022

Christopher Hill of Wells Fargo Clearing Services, LLC

As a client, you put your money in the hands of a trusted broker. This is why it’s critical to learn all you can about the individual who will be investing your cash. This information may assist you in determining whether or not to work with a certain broker. If you believe Christopher Hill has caused you financial loss, we may be able to assist you in addressing any concerns or issues you have. DID CHRISTOPHER ERNEST HILL CAUSE YOU INVESTMENT LOSSES? Christopher Hill Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Hill of Wells Fargo Clearing Services, LLC? Christopher Hill (CRD #4683090) who is currently registered with Wells Fargo Clearing Services, LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Christopher Hill Customer Complaint Christopher Hill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to liquidate funds to meet required minimum distribution in a wrapped the account. Christopher Hill’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Hill Red Flags & Your Rights As An Investor Of course, Christopher Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Hill at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Christopher Hill If you have questions about Wells Fargo Clearing Services, LLC and/or Christopher Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 29, 2022

Christopher Black formerly with LPL Financial LLC

DID CHRISTOPHER BRYAN BLACK CAUSE YOU INVESTMENT LOSSES? Christopher Black Formerly With LPL Financial LLC And Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct As a client, you put your money in the hands of a trustworthy broker. This is why it’s critical to learn everything there is to know about the individual who will be investing your money. This knowledge could assist you in determining whether or not to work with a certain broker. If you believe Christopher Black has caused you financial harm, we may be able to help you in resolving any issues or concerns you have. Christopher Black Customer Complaints Christopher Black has been the subject of 4 customer complaints that we know about, 4of those complaints were filed in the last year to recover investment losses. Two of Christopher Black’s 4 customer complaints were settled in favor of investors.  Two of Christopher Black’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Black A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Christopher Black Red Flags & Your Rights As An Investor Of course, Christopher Black did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Black at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Black has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Black If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC, and/or Christopher Black and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Lanzillotto formerly with Wells Fargo Clearing Services, LLC

As a client, you place your funds in the hands of a broker that you can trust. As a result, it’s critical to have all the details about the individual investing your money. These details might assist you in determining whether or not to deal with a certain broker. If you believe Charles Lanzillotto has caused you financial losses, we may be able to assist you in resolving any concerns or issues you have. DID CHARLES LANZILLOTTO CAUSE YOU INVESTMENT LOSSES? Charles Lanzillotto Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Charles Lanzillotto formerly with Wells Fargo Clearing Services, LLC? Charles Lanzillotto (CRD #2904532) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Charles Lanzillotto Customer Complaints Charles Lanzillotto has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Charles Lanzillotto’s customer complaints were settled in favor of investors. Allegations Against Charles Lanzillotto A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Failure to follow client’s instructions and liquidate assets. Unsuitable investment recommendations, failure to diversify an excessive use of margin in account. Charles Lanzillotto Red Flags & Your Rights As An Investor Of course, Charles Lanzillotto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lanzillotto at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Lanzillotto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Lanzillotto If you have questions about Wells Fargo Clearing Services, LLC and/or Charles Lanzillotto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Mannel of Wells Fargo Clearing Services, LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. Background checks include a variety of sources where you may find information on history, such as past employment history, regulatory disciplinary actions, and consumer complaints. We’ll try to answer any questions you have about Charles Mannel and the money you may have lost. DID CHARLES HOWARD MANNEL JR CAUSE YOU INVESTMENT LOSSES? Charles Mannel Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Mannel of Wells Fargo Clearing Services, LLC? Charles Mannel (CRD #1457339) who is currently registered with Wells Fargo Clearing Services, LLC and located in Peoria, Arizona is a subject of one of our many securities industry sales practice abuse investigations. who is currently registered with LPL Financial LLC and located in Manhattan Beach, California is a subject of one of our many securities industry sales practice abuse investigations.    Charles Mannel Customer Complaint Charles Mannel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to administrator a trust. Charles Mannel customer complaint was settled in favor of the investor. Charles Mannel Red Flags & Your Rights As An Investor Of course, Charles Mannel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Mannel at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Mannel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Mannel If you have questions about Wells Fargo Clearing Services, LLC and/or Charles Mannel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bruce Roberts of Wells Fargo Clearing Services, LLC

DID BRUCE ALAN ROBERTS CAUSE YOU INVESTMENT LOSSES? Bruce Roberts Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Bruce Roberts of Wells Fargo Clearing Services, LLC? Bruce Roberts (CRD #1540198) who is currently registered Wells Fargo Clearing Services, LLC and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Bruce Roberts Customer Complaints Bruce Roberts has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Bruce Roberts’ 3 customer complaints were settled in favor of investors. One of Bruce Roberts’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Bruce Roberts   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Illiquidity of auction rate securities. Misrepresentations related to the liquidity of auction rate securities and closed-end funds. Failure to follow customers liquidation instructions. Bruce Roberts Red Flags & Your Rights As An Investor Of course, Bruce Roberts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Roberts at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Roberts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Bruce Roberts If you have questions about Wells Fargo Clearing Services, LLC and/or Bruce Roberts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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