Jun 27, 2022

Bruce Roberts of Wells Fargo Clearing Services, LLC

DID BRUCE ALAN ROBERTS CAUSE YOU INVESTMENT LOSSES? Bruce Roberts Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Bruce Roberts of Wells Fargo Clearing Services, LLC? Bruce Roberts (CRD #1540198) who is currently registered Wells Fargo Clearing Services, LLC and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations. Bruce Roberts Customer Complaints Bruce Roberts has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Bruce Roberts’ 3 customer complaints were settled in favor of investors. One of Bruce Roberts’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Bruce Roberts   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Illiquidity of auction rate securities. Misrepresentations related to the liquidity of auction rate securities and closed-end funds. Failure to follow customers liquidation instructions. Bruce Roberts Red Flags & Your Rights As An Investor Of course, Bruce Roberts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Roberts at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Roberts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Bruce Roberts If you have questions about Wells Fargo Clearing Services, LLC and/or Bruce Roberts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2022

Christopher Hughes formerly with Wells Fargo Clearing Services, LLC

It’s critical for everyone to understand everything they can about the people with whom they entrust their money. There are several places where you may learn more about a person’s background, including past employment history, regulatory enforcement actions, and consumer complaints. Learning such important facts about Christopher Hughes may result in concerns about investment losses you’ve incurred. We’ll do everything we can to address any questions you have. DID CHRISTOPHER CHARLES HUGHES CAUSE YOU INVESTMENT LOSSES? Christopher Hughes Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Hughes formerly with Wells Fargo Clearing Services, LLC? Christopher Hughes (CRD #4051475) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Christopher Hughes Customer Complaint Christopher Hughes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were elder abuse and unsuitable investment recommendations. The customer complaint filed against Christopher Hughes’ former employer Wells Fargo Clearing Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Hughes Red Flags & Your Rights As An Investor Of course, Christopher Hughes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Hughes at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Hughes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Christopher Hughes If you have questions about Wells Fargo Clearing Services, LLC and/or Christopher Hughes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 13, 2022

Charles Fenner of Wells Fargo Clearing Services, LLC

It is very important for all to know as much as possible about the individuals with whom we trust with our finances. There are a variety of resources where you can discover information about background, including, past employment history, regulatory disciplinary proceedings, and customer complaints. If you are reading this, you may be concerned about Charles Fenner and investment losses you have incurred. We’ll do everything we can to answer any questions you have. DID CHARLES PAYNE FENNER III CAUSE YOU INVESTMENT LOSSES? Charles Fenner Of Wells Fargo Clearing Services, LLC And Formerly With Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Charles Fenner of Wells Fargo Clearing Services, LLC? Charles Fenner (CRD #206237) who is currently registered with Wells Fargo Clearing Services, LLC and located in Metairie, Louisiana is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Charles Fenner was associated with Stifel, Nicolaus & Company, Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Charles Fenner Customer Complaints Charles Fenner has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Charles Fenner’s customer complaints were settled in favor of investors. Allegations Against Charles Fenner A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Breach of fiduciary duty, misrepresentation and failures to disclose, negligence and gross negligence, and violations of the Louisiana securities laws related to investments in the oil and gas sector. Unauthorized liquidation of all assets and clients accounts. Charles Fenner Red Flags & Your Rights As An Investor Of course, Charles Fenner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Fenner at Wells Fargo Clearing Services, LLC and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Fenner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Fenner If you have questions about Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, and/or Charles Fenner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Biggie of Wells Fargo Clearing Services

DID MATTHEW BIGGIE CAUSE YOU INVESTMENT LOSSES? Matthew Biggie Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Biggie of Wells Fargo Clearing Services? Matthew Biggie (CRD #6110607) who is currently registered with Wells Fargo Clearing Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Matthew Biggie was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Biggie Customer Complaint Matthew Biggie has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to sell as instructed. Matthew Biggie’s customer complaint was denied and, to date, the customer has not taken any further action. Matthew Biggie Red Flags & Your Rights As An Investor Of course, Matthew Biggie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Biggie at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew Biggie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Matthew Biggie If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Matthew Biggie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Cormier of RBC Capital Markets

DID MICHAEL WILLIAM CORMIER CAUSE YOU INVESTMENT LOSSES? Michael Cormier Of RBC Capital Markets And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Cormier of RBC Capital Markets? Michael Cormier (CRD #5918628) who is currently registered with RBC Capital Markets and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Michael Cormier was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Cormier Customer Complaint Michael Cormier has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that there was an unauthorized sale and subsequent repurchase of Allied Motion stock (AMOT) in their account. Michael Cormier’s customer complaint was settled in favor of the investors. Michael Cormier Red Flags & Your Rights As An Investor Of course, Michael Cormier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Cormier at RBC Capital Markets and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Cormier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Michael Cormier If you have questions about RBC Capital Markets, Wells Fargo Clearing Services, and/or Michael Cormier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Weber of Wells Fargo Advisors Financial Network

DID JOHN FISHER WEBER CAUSE YOU INVESTMENT LOSSES? John Weber Of Wells Fargo Advisors Financial Network, And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is John Weber of Wells Fargo Advisors Financial Network? John Weber (CRD #2706600) who is currently registered with Wells Fargo Advisors Financial Network and located in Lisle, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, John Weber was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Weber Customer Complaint John Weber has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were John Weber agreed to extend his option position to June at a higher strike price, however, the contracts were subsequently assigned and the underlying stock sold. John Weber’s customer complaint was denied and, to date, the customer has not taken any further action. John Weber Red Flags & Your Rights As An Investor Of course, John Weber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Weber at Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether John Weber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To John Weber If you have questions about Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, and/or John Weber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Vincent Weir of Wells Fargo Clearing Services

DID VINCENT MALEY WEIR CAUSE YOU INVESTMENT LOSSES? Vincent Weir Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Vincent Weir of Wells Fargo Clearing Services? Vincent Weir (CRD #3118881) who is currently registered with Wells Fargo Clearing Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Vincent Weir Customer Complaint Vincent Weir has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Vincent Weir placed him in unsuitable investments which resulted in losses. Vincent Weir’s customer complaint was denied and, to date, the customer has not taken any further action. Vincent Weir Red Flags & Your Rights As An Investor Of course, Vincent Weir did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Weir at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Vincent Weir has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Vincent Weir If you have questions about Wells Fargo Clearing Services and/or Vincent Weir and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Wickham of Wells Fargo Clearing Services

DID WILLIAM RONALD WICKHAM CAUSE YOU INVESTMENT LOSSES? William Wickham Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is William Wickham of Wells Fargo Clearing Services? William Wickham (CRD #1691292) who is currently registered with Wells Fargo Clearing Services and located in Palm Desert, California is a subject of one of our many securities industry sales practice abuse investigations. William Wickham Customer Complaints William Wickham has been the subject of 3 customer complaints that we know about. Two of William Wickham’s 3 customer complaints were settled in favor of investors. One of William Wickham’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against William Wickham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged William Wickham’s misrepresentation concerning the liquidity of auction market securities. Damages unspecified. Client complained that William Wickham allegedly did not act to sell securities pursuant to his instructions. William Wickham Red Flags & Your Rights As An Investor Of course, William Wickham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wickham at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Wickham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To William Wickham If you have questions about Wells Fargo Clearing Services and/or William Wickham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Wilhelm of Wells Fargo Clearing Services

DID MICHAEL E. WILHELM CAUSE YOU INVESTMENT LOSSES? Michael Wilhelm Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Wilhelm of Wells Fargo Clearing Services? Michael Wilhelm (CRD #1505197) who is currently registered with Wells Fargo Clearing Services and located in Clayton, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Michael Wilhelm Customer Complaint Michael Wilhelm has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that Michael Wilhelm did not liquidate her assets as instructed. Michael Wilhelm’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Wilhelm Red Flags & Your Rights As An Investor Of course, Michael Wilhelm did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wilhelm at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Wilhelm has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Michael Wilhelm If you have questions about Wells Fargo Clearing Services and/or Michael Wilhelm and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Wesley Wong of Wells Fargo Advisors Financial Network

DID WESLEY WONG CAUSE YOU INVESTMENT LOSSES? Wesley Wong Of Wells Fargo Advisors Financial Network And Formerly With UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Wesley Wong of Wells Fargo Advisors Financial Network? Wesley Wong (CRD #2202301) who is currently registered with Wells Fargo Advisors Financial Network and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Wesley Wong was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Wesley Wong Customer Complaints Wesley Wong has been the subject of 2 customer complaints that we know about. One arbitration award was entered against UBS Financial Services for Wesley Wong’s alleged misconduct causing investors losses. One of Wesley Wong’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Wesley Wong A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Wesley Wong did not liquidate his account as instructed. The client alleged that Wesley Wong failed to follow instructions to liquidate her account, negligence and breach of fiduciary duty. Wesley Wong Red Flags & Your Rights As An Investor Of course, Wesley Wong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wesley Wong at Wells Fargo Advisors Financial Network and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Wesley Wong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Wesley Wong If you have questions about Wells Fargo Advisors Financial Network, UBS Financial Services, and/or Wesley Wong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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