Mar 8, 2022

Michelle Parker Formerly With Wells Fargo Clearing Services

DID MICHELLE ROXANNE PARKER CAUSE YOU INVESTMENT LOSSES? Michelle Parker Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michelle Parker formerly with Wells Fargo Clearing Services? Michelle Parker (CRD #2590034) who was formerly registered with Wells Fargo Clearing Services and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Michelle Parker Customer Complaints Michelle Parker has been the subject of 2 customer complaints that we know about. One of Michelle Parker’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Michelle Parker’s alleged misconduct. Allegations Against Michelle Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client verbally expressed concern over the value of her account, that she did not receive monthly account statements for a period of time and received an unsolicited deposit in her account allegedly by Michelle Parker. Plaintiff alleged that Michelle Parker made unauthorized transactions instead of managing the Plaintiff’s assets as expected. Michelle Parker Red Flags & Your Rights As An Investor Of course, Michelle Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Parker at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michelle Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Michelle Parker If you have questions about Wells Fargo Clearing Services and/or Michelle Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Pease Formerly With International Assets Advisory

DID GREGORY THORMANN PEASE CAUSE YOU INVESTMENT LOSSES? Gregory Pease Formerly With International Assets Advisory And Wells Fargo Clearing Services Has 10 Customer Complaints For Alleged Broker Misconduct Who is Gregory Pease formerly with International Assets Advisory? Gregory Pease (CRD #2416561) who was formerly registered with International Assets Advisory and located in Hoboken, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to International Assets Advisory, Gregory Pease was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Pease Customer Complaints Gregory Pease has been the subject of 10 customer complaints that we know about. Six of Gregory Pease’s 10 customer complaints were settled in favor of investors. One of Gregory Pease’s customers’ complaints was denied and, to date, the customer has not taken any further action. There are currently three pending customer complaints filed against Hayden Royal, International Asset Advisory, Noblebridge Wealth Management, Wells Fargo Clearing Services, and Morgan Stanley Smith Barney, for investment losses caused by Gregory Pease’s alleged misconduct. Allegations Against Gregory Pease A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Authorized third-party alleged Gregory Pease’s amount of trades performed in the disputed managed accounts and the fees associated with them were not consistent with the client’s objectives. Claimant alleged that Gregory Pease churned his account and recommended unsuitable money managers. Claimant claimed breach of fiduciary relationship, negligence, and lack of supervision allegedly by Gregory Pease. Client alleged that Gregory Pease failed to follow investment directives. Client initiated based on advice two annuity redemptions in which no taxes were withheld. Creating unexpected tax liability and increase Medicare premium costs. Client claimed lack of clarity and understanding of the advisory fees being charged on her accounts as result of annuity and account consolidation strategy. Client experienced investment loss in recent Q4 2018 market correction, in which losses occurred. Client stated unsuitable ETF and investment strategy with her tolerance and investor profile allegedly committed by Gregory Pease. Clients made allegations of unsuitability and unauthorized trading by Gregory Pease. Plaintiffs alleged that Gregory Pease did not properly explain the premium payments of an insurance product. The claimants alleged Gregory Pease made unsuitable recommendations. The claimants also alleged Mr. Pease made misrepresentations regarding the risks associated with their accounts. The customer alleged unauthorized transactions and misrepresentation by Gregory Pease. Gregory Pease Red Flags & Your Rights As An Investor Of course, Gregory Pease did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Pease at International Assets Advisory and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Pease has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At International Assets Advisory Due To Gregory Pease If you have questions about International Assets Advisory, Wells Fargo Clearing Services, and/or Gregory Pease and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Massimo Romano of Wells Fargo Clearing Services

DID MASSIMO A. ROMANO CAUSE YOU INVESTMENT LOSSES? Massimo Romano Of Wells Fargo Clearing Services And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Massimo Romano of Wells Fargo Clearing Services? Massimo Romano (CRD #4324267) who is currently registered with Wells Fargo Clearing Services and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Massimo Romano was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Massimo Romano Customer Complaint Massimo Romano has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimants alleged that Massimo Romano made unauthorized trades, executed unnecessary annuity switches, and misrepresented facts about withdrawals claimants made from their accounts. The period of time encompassing the alleged sales practice issues is not specified by claimants. Massimo Romano’s customer complaint was settled in favor of the investors. Massimo Romano Red Flags & Your Rights As An Investor Of course, Massimo Romano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Massimo Romano at Wells Fargo Clearing Services and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Massimo Romano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Massimo Romano If you have questions about Wells Fargo Clearing Services, UBS Financial Services, and/or Massimo Romano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Schultz of Wells Fargo Clearing Services

DID ROBERT NATHAN SCHULTZ CAUSE YOU INVESTMENT LOSSES? Robert Schultz Of Wells Fargo Clearing Services And Formerly With UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Schultz of Wells Fargo Clearing Services? Robert Schultz (CRD #1769129) who is currently registered with Wells Fargo Clearing Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Robert Schultz was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Schultz Customer Complaints Robert Schultz has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Schultz’s 2 customer complaints was settled in favor of investors. One of Robert Schultz’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Robert Schultz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney for client complained that client did not have the need to invest in aggressive growth vehicles, which resulted in losses, as advised allegedly by Robert Schultz in an effort to generate commissions. Claimants alleged Robert Schultz’s unsuitable and excessive trading, commissions and fees in the accounts. Robert Schultz Red Flags & Your Rights As An Investor Of course, Robert Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Schultz at Wells Fargo Clearing Services and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Robert Schultz If you have questions about Wells Fargo Clearing Services, UBS Financial Services, and/or Robert Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Vladislav Madatov of Wells Fargo Clearing Services

DID VLADISLAV MADATOV CAUSE YOU INVESTMENT LOSSES? Vladislav Madatov Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Vladislav Madatov of Wells Fargo Clearing Services? Vladislav Madatov (CRD #2661402) who is currently registered with Wells Fargo Clearing Services and located in Pacific Palisades, California is a subject of one of our many securities industry sales practice abuse investigations. Vladislav Madatov Customer Complaints Vladislav Madatov has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  One of Vladislav Madatov’s customers’ complaints was denied and, to date, the customers have not taken any further action.  The other customer complaint was settled by Wells Fargo Advisors. Allegations Against Vladislav Madatov A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Vladislav Madatov advised him advisory fees would be tax deductible which was untrue. Client complained that Vladislav Madatov failed to terminate the advisory accounts as instructed. Vladislav Madatov Red Flags & Your Rights As An Investor Of course, Vladislav Madatov did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vladislav Madatov at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Vladislav Madatov has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Vladislav Madatov If you have questions about Wells Fargo Clearing Services and/or Vladislav Madatov and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Moffitt of Wells Fargo Clearing Services

DID EDWARD JOSEPH MOFFITT CAUSE YOU INVESTMENT LOSSES? Edward Moffitt Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Moffitt of Wells Fargo Clearing Services? Edward Moffitt (CRD #2976584) who is currently registered with Wells Fargo Clearing Services and located in Beverly, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Edward Moffitt Customer Complaint Edward Moffitt has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged Edward Moffitt did not disclose surrender fees on annuity. Edward Moffitt’s customer complaint was denied and, to date, the customer has not taken any further action. Edward Moffitt Red Flags & Your Rights As An Investor Of course, Edward Moffitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Moffitt at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Edward Moffitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Edward Moffitt If you have questions about Wells Fargo Clearing Services and/or Edward Moffitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Moore of Janney Montgomery Scott

DID WILLIAM MICHAEL MOORE CAUSE YOU INVESTMENT LOSSES? William Moore Of Janney Montgomery Scott And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Moore of Janney Montgomery Scott? William Moore (CRD #3206918) who is currently registered with Janney Montgomery Scott and located in Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, William Moore was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Moore Customer Complaint William Moore has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were POA for client alleged hedge fund in spousal IRA was inappropriate for conservative profile. William Moore’s customer complaint was denied and, to date, the customer has not taken any further action. William Moore Red Flags & Your Rights As An Investor Of course, William Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Moore at Janney Montgomery Scott and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To William Moore If you have questions about Janney Montgomery Scott, Wells Fargo Clearing Services, and/or William Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Mounkes of Wells Fargo Clearing Services

DID KEVIN JOSEPH MOUNKES CAUSE YOU INVESTMENT LOSSES? Kevin Mounkes Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Mounkes of Wells Fargo Clearing Services? Kevin Mounkes (CRD #2915756) who is currently registered with Wells Fargo Clearing Services and located in Sacramento, California is a subject of one of our many securities industry sales practice abuse investigations. Kevin Mounkes Customer Complaint Kevin Mounkes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged she would not have liquidated her annuity had she been informed of the resulting surrender charges. Kevin Mounkes’ customer complaint was settled in favor of the investors. Kevin Mounkes Red Flags & Your Rights As An Investor Of course, Kevin Mounkes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Mounkes at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Mounkes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Kevin Mounkes If you have questions about Wells Fargo Clearing Services and/or Kevin Mounkes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lester Noisom of Raymond James Financial Services

DID LESTER ANTONIO NOISOM CAUSE YOU INVESTMENT LOSSES? Lester Noisom Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Lester Noisom of Raymond James Financial Services? Lester Noisom (CRD #2718648) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Lester Noisom was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lester Noisom Customer Complaints Lester Noisom has been the subject of 3 customer complaints that we know about. One of Lester Noisom’s 3 customer complaints was settled in favor of investors. Two of Lester Noisom’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Lester Noisom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Lester Noisom did not inform him of possible tax consequences regarding the sale of the mutual funds. Client complained that Lester Noisom allegedly guaranteed growth in the annuity investment. Customer alleged that Lester Noisom’s corporate bond was misrepresented and unsuitable. Lester Noisom Red Flags & Your Rights As An Investor Of course, Lester Noisom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Noisom at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lester Noisom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Lester Noisom If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Lester Noisom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Nelson of Wells Fargo Clearing Services

DID DAVID BRYCE NELSON CAUSE YOU INVESTMENT LOSSES? David Nelson Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is David Nelson of Wells Fargo Clearing Services? David Nelson (CRD #1744607) who is currently registered with Wells Fargo Clearing Services and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. David Nelson Customer Complaint David Nelson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained regarding lost revenues and losses from purchases of bonds that were redeemed pursuant to extraordinary feature that was not disclosed to client. David Nelson’s customer complaint was settled in favor of the investors. David Nelson Red Flags & Your Rights As An Investor Of course, David Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Nelson at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether David Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To David Nelson If you have questions about Wells Fargo Clearing Services and/or David Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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