Mar 8, 2022

Robert Schultz of Wells Fargo Clearing Services

DID ROBERT NATHAN SCHULTZ CAUSE YOU INVESTMENT LOSSES? Robert Schultz Of Wells Fargo Clearing Services And Formerly With UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Schultz of Wells Fargo Clearing Services? Robert Schultz (CRD #1769129) who is currently registered with Wells Fargo Clearing Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Robert Schultz was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Schultz Customer Complaints Robert Schultz has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Schultz’s 2 customer complaints was settled in favor of investors. One of Robert Schultz’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Robert Schultz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney for client complained that client did not have the need to invest in aggressive growth vehicles, which resulted in losses, as advised allegedly by Robert Schultz in an effort to generate commissions. Claimants alleged Robert Schultz’s unsuitable and excessive trading, commissions and fees in the accounts. Robert Schultz Red Flags & Your Rights As An Investor Of course, Robert Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Schultz at Wells Fargo Clearing Services and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Robert Schultz If you have questions about Wells Fargo Clearing Services, UBS Financial Services, and/or Robert Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Vladislav Madatov of Wells Fargo Clearing Services

DID VLADISLAV MADATOV CAUSE YOU INVESTMENT LOSSES? Vladislav Madatov Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Vladislav Madatov of Wells Fargo Clearing Services? Vladislav Madatov (CRD #2661402) who is currently registered with Wells Fargo Clearing Services and located in Pacific Palisades, California is a subject of one of our many securities industry sales practice abuse investigations. Vladislav Madatov Customer Complaints Vladislav Madatov has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  One of Vladislav Madatov’s customers’ complaints was denied and, to date, the customers have not taken any further action.  The other customer complaint was settled by Wells Fargo Advisors. Allegations Against Vladislav Madatov A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Vladislav Madatov advised him advisory fees would be tax deductible which was untrue. Client complained that Vladislav Madatov failed to terminate the advisory accounts as instructed. Vladislav Madatov Red Flags & Your Rights As An Investor Of course, Vladislav Madatov did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vladislav Madatov at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Vladislav Madatov has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Vladislav Madatov If you have questions about Wells Fargo Clearing Services and/or Vladislav Madatov and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Edward Moffitt of Wells Fargo Clearing Services

DID EDWARD JOSEPH MOFFITT CAUSE YOU INVESTMENT LOSSES? Edward Moffitt Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Moffitt of Wells Fargo Clearing Services? Edward Moffitt (CRD #2976584) who is currently registered with Wells Fargo Clearing Services and located in Beverly, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Edward Moffitt Customer Complaint Edward Moffitt has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged Edward Moffitt did not disclose surrender fees on annuity. Edward Moffitt’s customer complaint was denied and, to date, the customer has not taken any further action. Edward Moffitt Red Flags & Your Rights As An Investor Of course, Edward Moffitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Moffitt at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Edward Moffitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Edward Moffitt If you have questions about Wells Fargo Clearing Services and/or Edward Moffitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Moore of Janney Montgomery Scott

DID WILLIAM MICHAEL MOORE CAUSE YOU INVESTMENT LOSSES? William Moore Of Janney Montgomery Scott And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Moore of Janney Montgomery Scott? William Moore (CRD #3206918) who is currently registered with Janney Montgomery Scott and located in Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, William Moore was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Moore Customer Complaint William Moore has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were POA for client alleged hedge fund in spousal IRA was inappropriate for conservative profile. William Moore’s customer complaint was denied and, to date, the customer has not taken any further action. William Moore Red Flags & Your Rights As An Investor Of course, William Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Moore at Janney Montgomery Scott and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To William Moore If you have questions about Janney Montgomery Scott, Wells Fargo Clearing Services, and/or William Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Mounkes of Wells Fargo Clearing Services

DID KEVIN JOSEPH MOUNKES CAUSE YOU INVESTMENT LOSSES? Kevin Mounkes Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Mounkes of Wells Fargo Clearing Services? Kevin Mounkes (CRD #2915756) who is currently registered with Wells Fargo Clearing Services and located in Sacramento, California is a subject of one of our many securities industry sales practice abuse investigations. Kevin Mounkes Customer Complaint Kevin Mounkes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged she would not have liquidated her annuity had she been informed of the resulting surrender charges. Kevin Mounkes’ customer complaint was settled in favor of the investors. Kevin Mounkes Red Flags & Your Rights As An Investor Of course, Kevin Mounkes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Mounkes at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Mounkes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Kevin Mounkes If you have questions about Wells Fargo Clearing Services and/or Kevin Mounkes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lester Noisom of Raymond James Financial Services

DID LESTER ANTONIO NOISOM CAUSE YOU INVESTMENT LOSSES? Lester Noisom Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Lester Noisom of Raymond James Financial Services? Lester Noisom (CRD #2718648) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Lester Noisom was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lester Noisom Customer Complaints Lester Noisom has been the subject of 3 customer complaints that we know about. One of Lester Noisom’s 3 customer complaints was settled in favor of investors. Two of Lester Noisom’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Lester Noisom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Lester Noisom did not inform him of possible tax consequences regarding the sale of the mutual funds. Client complained that Lester Noisom allegedly guaranteed growth in the annuity investment. Customer alleged that Lester Noisom’s corporate bond was misrepresented and unsuitable. Lester Noisom Red Flags & Your Rights As An Investor Of course, Lester Noisom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Noisom at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lester Noisom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Lester Noisom If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Lester Noisom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Nelson of Wells Fargo Clearing Services

DID DAVID BRYCE NELSON CAUSE YOU INVESTMENT LOSSES? David Nelson Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is David Nelson of Wells Fargo Clearing Services? David Nelson (CRD #1744607) who is currently registered with Wells Fargo Clearing Services and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. David Nelson Customer Complaint David Nelson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained regarding lost revenues and losses from purchases of bonds that were redeemed pursuant to extraordinary feature that was not disclosed to client. David Nelson’s customer complaint was settled in favor of the investors. David Nelson Red Flags & Your Rights As An Investor Of course, David Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Nelson at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether David Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To David Nelson If you have questions about Wells Fargo Clearing Services and/or David Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Oley of Wells Fargo Clearing Services

DID THOMAS JOHN OLEY JR CAUSE YOU INVESTMENT LOSSES? Thomas Oley Of Wells Fargo Clearing Services And Formerly With Comerica Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Oley of Wells Fargo Clearing Services? Thomas Oley (CRD #2870927) who is currently registered with Wells Fargo Clearing Services and located in Grapevine, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Thomas Oley was associated with Comerica Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Oley Customer Complaint Thomas Oley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the Thomas Oley failed to place a re-allocation transaction, as instructed, in client’s 401(k) account; client further alleged that the failure to execute the re-allocation resulted in a loss to the client. Thomas Oley’s customer complaint was denied and, to date, the customer has not taken any further action. Thomas Oley Red Flags & Your Rights As An Investor Of course, Thomas Oley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Oley at Wells Fargo Clearing Services and Comerica Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Oley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Comerica Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Thomas Oley If you have questions about Wells Fargo Clearing Services, Comerica Securities, and/or Thomas Oley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Frank Ortiz of Wells Fargo Clearing Services

DID FRANK JOSE ORTIZ CAUSE YOU INVESTMENT LOSSES? Frank Ortiz Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frank Ortiz of Wells Fargo Clearing Services? Frank Ortiz (CRD #2466113) who is currently registered with Wells Fargo Clearing Services and located in Montebello, California is a subject of one of our many securities industry sales practice abuse investigations. Frank Ortiz Customer Complaints Frank Ortiz has been the subject of 2 customer complaints that we know about. One of Frank Ortiz’s 2 customer complaints was settled in favor of investors. One of Frank Ortiz’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Frank Ortiz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Frank Ortiz did not invest his money safely. Plaintiff alleged that Frank Ortiz did not disclose the risks associated with the prior FA’s involvement with the investment account. Frank Ortiz Red Flags & Your Rights As An Investor Of course, Frank Ortiz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Ortiz at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Frank Ortiz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Frank Ortiz If you have questions about Wells Fargo Clearing Services and/or Frank Ortiz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Martinson of Raymond James Financial Services

DID RICHARD ALLEN MARTINSON CAUSE YOU INVESTMENT LOSSES? Richard Martinson Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Martinson of Raymond James Financial Services? Richard Martinson (CRD #2679630) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Melbourne, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Richard Martinson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Martinson Customer Complaint Richard Martinson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Richard Martinson’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Martinson Red Flags & Your Rights As An Investor Of course, Richard Martinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Martinson at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Richard Martinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Richard Martinson If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Richard Martinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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