Mar 8, 2022

Keith Goldstein of Wells Fargo Clearing Services

DID KEITH RUSSEL GOLDSTEIN CAUSE YOU INVESTMENT LOSSES? Keith Goldstein Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Goldstein of Wells Fargo Clearing Services? Keith Goldstein (CRD #1909843) who is currently registered with Wells Fargo Clearing Services and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Keith Goldstein Customer Complaint Keith Goldstein has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that his account has been mismanaged and has been charged inappropriate costs. Keith Goldstein’s customer complaint was settled in favor of the investors. Keith Goldstein Red Flags & Your Rights As An Investor Of course, Keith Goldstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Goldstein at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Keith Goldstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Keith Goldstein If you have questions about Wells Fargo Clearing Services and/or Keith Goldstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Gordon of Wells Fargo Clearing Services

DID MATTHEW GORDON CAUSE YOU INVESTMENT LOSSES? Matthew Gordon Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Matthew Gordon of Wells Fargo Clearing Services? Matthew Gordon (CRD #4286268) who is currently registered with Wells Fargo Clearing Services and located in Saddle Brook, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Matthew Gordon Customer Complaints Matthew Gordon has been the subject of 3 customer complaints that we know about. Two of Matthew Gordon’s 3 customer complaints were settled in favor of investors. One of Matthew Gordon’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Matthew Gordon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Florida clients claimed that Matthew Gordon did not communicate to them the ramifications of Class B shares. The clients further claimed that Matthew Gordon purchased over $120,000 Class B shares in the wife’s IRA account spread amongst five different fund families ABWBX, FSINX, FIIBX; further that Matthew Gordon purchased some of the same fund families, Class B shares as well, in the husband’s IRA account totaling over $40,000. The clients claimed that they recently learned that they would have received breakpoints had class a shares been purchased, saving them fees from the load and decreasing the annual expense ration. The clients also mentioned that Matthew Gordon purchased some of the same fund families in their fee-based discretionary advisory joint. The clients also claimed that they purchased an AXA equitable accumulator plus series 07 variable annuity making a premium payment of $200,000. The clients claimed that Matthew Gordon told them they were guaranteed 6% on the annuity but failed to tell them the fees would run 3% per year. New York Power of Attorney for New Jersey client expressed concern about Matthew Gordon’s alleged marketing variable annuities to client at total purchase cost of about $168,300, and mutual fund shares, a total purchase cost of about $19,540. POA sought refund of commissions, surrender and exit fees. Plaintiff alleged that Matthew Gordon mismanaged her accounts and made misrepresentations about the sale of a variable annuity. Matthew Gordon Red Flags & Your Rights As An Investor Of course, Matthew Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Gordon at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Matthew Gordon If you have questions about Wells Fargo Clearing Services and/or Matthew Gordon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Gordon of Wells Fargo Advisors Financial Network

DID SCOTT MERRITT GORDON CAUSE YOU INVESTMENT LOSSES? Scott Gordon Of Wells Fargo Advisors Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Gordon of Wells Fargo Advisors Financial Network? Scott Gordon (CRD #2293835) who is currently registered with Wells Fargo Advisors Financial Network and located in Folsom, California is a subject of one of our many securities industry sales practice abuse investigations. Scott Gordon Customer Complaint Scott Gordon has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client complained that the financial advisor gave her incorrect information and as a result she has incurred taxes and penalties. Scott Gordon’s customer complaint was settled in favor of the investors. Scott Gordon Red Flags & Your Rights As An Investor Of course, Scott Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Gordon at Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Scott Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Scott Gordon If you have questions about Wells Fargo Advisors Financial Network and/or Scott Gordon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Douglas Goss Formerly With Wells Fargo Clearing Services

DID DOUGLAS L GOSS CAUSE YOU INVESTMENT LOSSES? Douglas Goss Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Goss formerly with Wells Fargo Clearing Services? Douglas Goss (CRD #1549074) who was formerly registered with Wells Fargo Clearing Services and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Douglas Goss Customer Complaints Douglas Goss has been the subject of 2 customer complaints that we know about. One of Douglas Goss’ 2 customer complaints was settled in favor of investors. One of Douglas Goss’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Douglas Goss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Trustee complained of excessive trading in trust’s account by Douglas Goss. Client alleged that Douglas Goss misrepresented the tax consequences of certain transactions and allowed client’s wife to make unauthorized transactions in his accounts. Douglas Goss Red Flags & Your Rights As An Investor Of course, Douglas Goss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Goss at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Douglas Goss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Douglas Goss If you have questions about Wells Fargo Clearing Services and/or Douglas Goss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Irwin Davidson of Wells Fargo Clearing Services

DID IRWIN DAVIDSON CAUSE YOU INVESTMENT LOSSES? Irwin Davidson Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Irwin Davidson of Wells Fargo Clearing Services, LLC? Irwin Davidson (CRD #3067529) who is currently registered with Wells Fargo Clearing Services, LLC and located in Westfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Irwin Davidson Customer Complaints Irwin Davidson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Irwin Davidson’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Irwin Davidson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Irwin Davidson did not recommend suitable securities to meet his conservative investment objectives. Client liquidated his securities and is requesting to be reimbursed for surrender penalties and tax liabilities. Client complained that Irwin Davidson allegedly did not fully explain the investment choices for his grandchildren’s 529 accounts, which resulted in unsuitable investments. Irwin Davidson Red Flags & Your Rights As An Investor Of course, Irwin Davidson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Irwin Davidson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Irwin Davidson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Irwin Davidson If you have questions about Wells Fargo Clearing Services, LLC and/or Irwin Davidson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ralph Melfi of Allstate Financial Services

DID RALPH MELFI CAUSE YOU INVESTMENT LOSSES? Ralph Melfi Of Allstate Financial Services, LLC And Formerly With Wells Fargo Clearing Services Has One Customer Complaint For Alleged Broker Misconduct Who is Ralph Melfi of Allstate Financial Services, LLC? Ralph Melfi (CRD #1003241) who is currently registered with Allstate Financial Services, LLC and located in Littleton, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, LLC, Ralph Melfi was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ralph Melfi Customer Complaint Ralph Melfi has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not inform him that exchanging from his existing life insurance policy to a new variable policy would create a taxable event. Ralph Melfi’s customer complaint was settled in favor of investors. Ralph Melfi Red Flags & Your Rights As An Investor Of course, Ralph Melfi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Melfi at Allstate Financial Services, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Ralph Melfi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Ralph Melfi If you have questions about Allstate Financial Services, LLC, Wells Fargo Clearing Services, and/or Ralph Melfi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Coronel of Wells Fargo Clearing Services

DID RICHARD JOSEPH CORONEL CAUSE YOU INVESTMENT LOSSES? Richard Coronel Of Wells Fargo Clearing Services And Formerly With BBVA Securities And BBVA Wealth Solutions Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Coronel of Wells Fargo Clearing Services? Richard Coronel (CRD #2551668) who is currently registered with Wells Fargo Clearing Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, Richard Coronel was associated with BBVA Securities, BBVA Wealth Solutions and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Coronel Customer Complaint Richard Coronel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased two fixed annuity contracts. Customer’s daughter, who is attorney in fact for the customer, alleged that the contracts are unsuitable for her because of her age and liquidity needs. Richard Coronel’s customer complaint was denied and the customers did not take any further action. Richard Coronel Red Flags & Your Rights As An Investor Of course, Richard Coronel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Coronel at Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Richard Coronel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Richard Coronel If you have questions about Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions, and/or Richard Coronel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Conway of Wells Fargo Clearing Services

DID MARK AARON CONWAY CAUSE YOU INVESTMENT LOSSES? Mark Conway Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Conway of Wells Fargo Clearing Services? Mark Conway (CRD #4257558) who is currently registered with Wells Fargo Clearing Services and located in Williamston, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Mark Conway Customer Complaint Mark Conway has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges that he was not made aware of the reduction in his death benefit or the potential tax consequences from taking a distribution from his annuity. Mark Conway’s customer complaint was denied and, to date, the customer has not taken any further action. Mark Conway Red Flags & Your Rights As An Investor Of course, Mark Conway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Conway at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark Conway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Mark Conway If you have questions about Wells Fargo Clearing Services and/or Mark Conway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marcus Parker of Wells Fargo Clearing Services

DID MARCUS PARKER CAUSE YOU INVESTMENT LOSSES? Marcus Parker Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marcus Parker formerly with Wells Fargo Clearing Services, LLC? Marcus Parker (CRD #1031962) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Marcus Parker has also been the subject of a FINRA investigation. In 2018, without admitting or denying the findings, Marcus Parker consented to a permanent bar from any further association with any member firm for refusing to respond to FINRAs request for documents and information in connection with its investigation of his termination of employment after he failed to appear for an interview and questioning about misappropriations in clients’ accounts. Marcus Parker Customer Complaints Marcus Parker has been the subject of 2 customer complaints that we know about. One of Marcus Parker’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services, LLC for investment losses caused by Marcus Parker’s alleged misconduct. Allegations Against Marcus Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitable investment recommendations by Marcus Parker. Plaintiff alleged that Marcus Parker made unauthorized transactions instead of managing the Plaintiff’s assets as expected. Marcus Parker Red Flags & Your Rights As An Investor Of course, Marcus Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Parker at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Marcus Parker If you have questions about Wells Fargo Clearing Services, LLC and/or Marcus Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Ovitt of RBC Capital Markets

DID MICHAEL OVITT CAUSE YOU INVESTMENT LOSSES? Michael Ovitt of RBC Capital Markets, LLC And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Ovitt of RBC Capital Markets, LLC? Michael Ovitt (CRD #1012040) who is currently registered with RBC Capital Markets, LLC and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Michael Ovitt was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Ovitt Customer Complaints Michael Ovitt has been the subject of 2 customer complaints that we know about. One of Michael Ovitt’s 2 customer complaints was settled in favor of investors. One of Michael Ovitt’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Michael Ovitt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges he was misled by Michael Ovitt on 3 purchases that the principal amount of the purchases was guaranteed. Client verbally complained that there was an unauthorized sale and subsequent repurchase of Allied Motion stock (AMOT) allegedly by Michael Ovitt in their account. Michael Ovitt Red Flags & Your Rights As An Investor Of course, Michael Ovitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ovitt at RBC Capital Markets, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Ovitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC and Wells Fargo Clearing Services  Due To Michael Ovitt If you have questions about RBC Capital Markets, LLC, Wells Fargo Clearing Services, and/or Michael Ovitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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