Mar 8, 2022

Vincent Fiorentino of Wells Fargo Clearing Services

DID VINCENT JOHN FIORENTINO CAUSE YOU INVESTMENT LOSSES? Vincent Fiorentino Of Wells Fargo Clearing Services And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Vincent Fiorentino of Wells Fargo Clearing Services? Vincent Fiorentino (CRD #1557805) who is currently registered with Wells Fargo Clearing Services and located in Old Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Vincent Fiorentino was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Vincent Fiorentino Customer Complaint Vincent Fiorentino has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged her financial advisor failed to disclose and discuss the fee structures on her accounts. Vincent Fiorentino’s customer complaint was settled in favor of the investors. Vincent Fiorentino Red Flags & Your Rights As An Investor Of course, Vincent Fiorentino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Fiorentino at Wells Fargo Clearing Services and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Vincent Fiorentino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services And UBS Financial Services Due To Vincent Fiorentino If you have questions about Wells Fargo Clearing Services, UBS Financial Services, and/or Vincent Fiorentino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Foery of Wells Fargo Clearing Services

DID JOHN CHRISTIAN FOERY CAUSE YOU INVESTMENT LOSSES? John Foery Of Wells Fargo Clearing Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is John Foery of Wells Fargo Clearing Services? John Foery (CRD #2531983) who is currently registered with Wells Fargo Clearing Services and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. John Foery Customer Complaints John Foery has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Foery’s 5 customer complaints were settled in favor of investors. Three of John Foery’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Foery A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients complained that John Foery allegedly mismanaged and neglected their accounts. A North Carolina resident allegedly gave instructions for John Foery to liquidate diversified managed allocations account (internally managed account). Client said she was not made aware that liquidation of managed account could take several days. Executions were done and client felt she suffered damages as the result of not having the trades done in a timely manner. Client was allegedly persuaded by John Forey to open two Fundsource accounts and after disappointing recent performance, client requested, but did not receive a plan to reallocate his account. North Carolina resident says she was not told of any liquidity risk when she purchased $75,000 Nuveen Auction Rate Preferreds allegedly on the recommendation of John Foery. The client alleged that John Foery’s purchase of an equity was not made in accordance with her conservative investment objective. John Foery Red Flags & Your Rights As An Investor Of course, John Foery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Foery at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether John Foery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To John Foery If you have questions about Wells Fargo Clearing Services and/or John Foery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Gaitens of Wells Fargo Clearing Services

DID PATRICK GREGORY GAITENS CAUSE YOU INVESTMENT LOSSES? Patrick Gaitens Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Patrick Gaitens of Wells Fargo Clearing Services? Patrick Gaitens (CRD #1710002) who is currently registered with Wells Fargo Clearing Services and located in Kenosha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Patrick Gaitens Customer Complaints Patrick Gaitens has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  One of Patrick Gaitens’ 2 customer complaints was settled in favor of investors. One of Patrick Gaitens’ customer complaint was denied and, to date, the customer has not taken any further action. Allegations Against Patrick Gaitens A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Authorized party complained that Patrick Gaitens allegedly kept the client invested in an improper account allocation, which was not suitable for the client. Fraud, misrepresentation, breach of fiduciary duty alleging general damages and unspecified punitive damages allegedly by Patrick Gaitens. Patrick Gaitens Red Flags & Your Rights As An Investor Of course, Patrick Gaitens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Gaitens at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Patrick Gaitens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Patrick Gaitens If you have questions about Wells Fargo Clearing Services and/or Patrick Gaitens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alfonso Gialanella of Wells Fargo Clearing Services

DID ALFONSO ALLEN GIALANELLA CAUSE YOU INVESTMENT LOSSES? Alfonso Gialanella Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Alfonso Gialanella of Wells Fargo Clearing Services? Alfonso Gialanella (CRD #2988940) who is currently registered with Wells Fargo Clearing Services and located in Westfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Alfonso Gialanella Customer Complaint Alfonso Gialanella has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that his directed objectives in his IAS and IRA accounts were not adhered to.  Plaintiff alleged that Alphonso Gialanella made unsuitable investments. The customer complaint filed against Alfonso Gialanella’s current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Alfonso Gialanella Red Flags & Your Rights As An Investor Of course, Alfonso Gialanella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfonso Gialanella at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Alfonso Gialanella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Alfonso Gialanella If you have questions about Wells Fargo Clearing Services and/or Alfonso Gialanella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Keith Goldstein of Wells Fargo Clearing Services

DID KEITH RUSSEL GOLDSTEIN CAUSE YOU INVESTMENT LOSSES? Keith Goldstein Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Keith Goldstein of Wells Fargo Clearing Services? Keith Goldstein (CRD #1909843) who is currently registered with Wells Fargo Clearing Services and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Keith Goldstein Customer Complaint Keith Goldstein has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that his account has been mismanaged and has been charged inappropriate costs. Keith Goldstein’s customer complaint was settled in favor of the investors. Keith Goldstein Red Flags & Your Rights As An Investor Of course, Keith Goldstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Goldstein at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Keith Goldstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Keith Goldstein If you have questions about Wells Fargo Clearing Services and/or Keith Goldstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Gordon of Wells Fargo Clearing Services

DID MATTHEW GORDON CAUSE YOU INVESTMENT LOSSES? Matthew Gordon Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Matthew Gordon of Wells Fargo Clearing Services? Matthew Gordon (CRD #4286268) who is currently registered with Wells Fargo Clearing Services and located in Saddle Brook, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Matthew Gordon Customer Complaints Matthew Gordon has been the subject of 3 customer complaints that we know about. Two of Matthew Gordon’s 3 customer complaints were settled in favor of investors. One of Matthew Gordon’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Matthew Gordon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Florida clients claimed that Matthew Gordon did not communicate to them the ramifications of Class B shares. The clients further claimed that Matthew Gordon purchased over $120,000 Class B shares in the wife’s IRA account spread amongst five different fund families ABWBX, FSINX, FIIBX; further that Matthew Gordon purchased some of the same fund families, Class B shares as well, in the husband’s IRA account totaling over $40,000. The clients claimed that they recently learned that they would have received breakpoints had class a shares been purchased, saving them fees from the load and decreasing the annual expense ration. The clients also mentioned that Matthew Gordon purchased some of the same fund families in their fee-based discretionary advisory joint. The clients also claimed that they purchased an AXA equitable accumulator plus series 07 variable annuity making a premium payment of $200,000. The clients claimed that Matthew Gordon told them they were guaranteed 6% on the annuity but failed to tell them the fees would run 3% per year. New York Power of Attorney for New Jersey client expressed concern about Matthew Gordon’s alleged marketing variable annuities to client at total purchase cost of about $168,300, and mutual fund shares, a total purchase cost of about $19,540. POA sought refund of commissions, surrender and exit fees. Plaintiff alleged that Matthew Gordon mismanaged her accounts and made misrepresentations about the sale of a variable annuity. Matthew Gordon Red Flags & Your Rights As An Investor Of course, Matthew Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Gordon at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Matthew Gordon If you have questions about Wells Fargo Clearing Services and/or Matthew Gordon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Gordon of Wells Fargo Advisors Financial Network

DID SCOTT MERRITT GORDON CAUSE YOU INVESTMENT LOSSES? Scott Gordon Of Wells Fargo Advisors Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Gordon of Wells Fargo Advisors Financial Network? Scott Gordon (CRD #2293835) who is currently registered with Wells Fargo Advisors Financial Network and located in Folsom, California is a subject of one of our many securities industry sales practice abuse investigations. Scott Gordon Customer Complaint Scott Gordon has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client complained that the financial advisor gave her incorrect information and as a result she has incurred taxes and penalties. Scott Gordon’s customer complaint was settled in favor of the investors. Scott Gordon Red Flags & Your Rights As An Investor Of course, Scott Gordon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Gordon at Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Scott Gordon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Scott Gordon If you have questions about Wells Fargo Advisors Financial Network and/or Scott Gordon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Douglas Goss Formerly With Wells Fargo Clearing Services

DID DOUGLAS L GOSS CAUSE YOU INVESTMENT LOSSES? Douglas Goss Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Goss formerly with Wells Fargo Clearing Services? Douglas Goss (CRD #1549074) who was formerly registered with Wells Fargo Clearing Services and located in Tulsa, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Douglas Goss Customer Complaints Douglas Goss has been the subject of 2 customer complaints that we know about. One of Douglas Goss’ 2 customer complaints was settled in favor of investors. One of Douglas Goss’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Douglas Goss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Trustee complained of excessive trading in trust’s account by Douglas Goss. Client alleged that Douglas Goss misrepresented the tax consequences of certain transactions and allowed client’s wife to make unauthorized transactions in his accounts. Douglas Goss Red Flags & Your Rights As An Investor Of course, Douglas Goss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Goss at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Douglas Goss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Douglas Goss If you have questions about Wells Fargo Clearing Services and/or Douglas Goss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Irwin Davidson of Wells Fargo Clearing Services

DID IRWIN DAVIDSON CAUSE YOU INVESTMENT LOSSES? Irwin Davidson Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Irwin Davidson of Wells Fargo Clearing Services, LLC? Irwin Davidson (CRD #3067529) who is currently registered with Wells Fargo Clearing Services, LLC and located in Westfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Irwin Davidson Customer Complaints Irwin Davidson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Irwin Davidson’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Irwin Davidson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Irwin Davidson did not recommend suitable securities to meet his conservative investment objectives. Client liquidated his securities and is requesting to be reimbursed for surrender penalties and tax liabilities. Client complained that Irwin Davidson allegedly did not fully explain the investment choices for his grandchildren’s 529 accounts, which resulted in unsuitable investments. Irwin Davidson Red Flags & Your Rights As An Investor Of course, Irwin Davidson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Irwin Davidson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Irwin Davidson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Irwin Davidson If you have questions about Wells Fargo Clearing Services, LLC and/or Irwin Davidson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ralph Melfi of Allstate Financial Services

DID RALPH MELFI CAUSE YOU INVESTMENT LOSSES? Ralph Melfi Of Allstate Financial Services, LLC And Formerly With Wells Fargo Clearing Services Has One Customer Complaint For Alleged Broker Misconduct Who is Ralph Melfi of Allstate Financial Services, LLC? Ralph Melfi (CRD #1003241) who is currently registered with Allstate Financial Services, LLC and located in Littleton, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Allstate Financial Services, LLC, Ralph Melfi was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ralph Melfi Customer Complaint Ralph Melfi has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not inform him that exchanging from his existing life insurance policy to a new variable policy would create a taxable event. Ralph Melfi’s customer complaint was settled in favor of investors. Ralph Melfi Red Flags & Your Rights As An Investor Of course, Ralph Melfi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Melfi at Allstate Financial Services, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Ralph Melfi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Allstate Financial Services, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Allstate Financial Services, LLC Due To Ralph Melfi If you have questions about Allstate Financial Services, LLC, Wells Fargo Clearing Services, and/or Ralph Melfi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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