Mar 26, 2024

Richard Stone of Stifel, Nicolaus & Company, Incorporated?

DID RICHARD DAVID STONE CAUSE YOU INVESTMENT LOSSES? Richard Stone Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Richard Stone Customer Complaint Richard Stone has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, fraud, breach of contract, violation of the New Jersey Uniform Securities Act and violation of the Florida Securities and Investor Protection Act related to common and preferred stock transactions in structured notes.  The FINRA arbitration proceeding was recently filed against Stifel Nicholaus and Co. and is still pending. Richard Stone Red Flags & Your Rights As An Investor Of course, Richard Stone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stone at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Richard Stone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Stone If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Richard Stone and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Michael Spector of Morgan Stanley

DID MICHAEL KELLEY SPECTOR CAUSE YOU INVESTMENT LOSSES? Michael Spector Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Michael Spector Customer Complaint Michael Spector has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a covered call strategy that the claimant alleged to be unsuitable. A customer complaint was recently filed with Morgan Stanley and is still pending. Michael Spector Red Flags & Your Rights As An Investor Of course, Michael Spector did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Spector at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Spector has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Spector If you have questions about Morgan Stanley and/or Michael Spector and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2024

Jeremy Strickler formerly withWells Fargo Advisors Financial Network

DID JEREMY L STRICKLER CAUSE YOU INVESTMENT LOSSES? Jeremy Strickler Formerly With Wells Fargo Advisors Financial Network Has A Customer Complaint For Alleged Broker Misconduct Jeremy Strickler Customer Complaint Jeremy Strickler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor failed to disclose material information, including conflicts of interest, about a specific investment that allegedly rendered the investment illiquid, risky, and unsuitable. The FINRA arbitration proceedings are still pending against Raymond James and Associates or Jeremy Strickler’s alleged misconduct. Jeremy Strickler Red Flags & Your Rights As An Investor Of course, Jeremy Strickler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Strickler at Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Jeremy Strickler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Jeremy Strickler If you have questions about Wells Fargo Advisors Financial Network and/or Jeremy Strickler and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Roger Follis of B. Riley Wealth Management

DID ROGER DANIEL FOLLIS CAUSE YOU INVESTMENT LOSSES? Roger Follis Of B. Riley Wealth Management And Formerly With Wells Fargo Advisors Financial Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Roger Follis Customer Complaint Roger Follis has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative took inappropriate risk of purchasing unsuitable investments, overtrading options, and deviating from the customer’s investment plan.  The customer recently filed a FINRA arbitration proceeding against B.  Riley Wealth Management for Roger Follis’ alleged misconduct, seeking damages in excess of $2.6 million, that is still pending. Roger Follis Red Flags & Your Rights As An Investor Of course, Roger Follis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Follis at B. Riley Wealth Management and Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Follis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Roger Follis If you have questions about B. Riley Wealth Management, Wells Fargo Advisors Financial Network, LLC and/or Roger Follis and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2024

Matthew Peterson of Wells Fargo Clearing Services, LLC

DID MATTHEW RICHARD PETERSON CAUSE YOU INVESTMENT LOSSES? Matthew Peterson Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Matthew Peterson Customer Complaint Matthew Peterson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor did not act in customer’s best interest when he advised her not to liquidate a position that subsequently lost value.  The customer complaint was recently filed with Wells Fargo Advisors and the investor is awaiting  its response. Matthew Peterson Red Flags & Your Rights As An Investor Of course, Matthew Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Peterson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Matthew Peterson If you have questions about Wells Fargo Clearing Services, LLC and/or Matthew Peterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2024

Robert McKinnon of Wells Fargo Advisors Financial Network, LLC

DID ROBERT HUGH MCKINNON CAUSE YOU INVESTMENT LOSSES? Robert McKinnon Of Wells Fargo Advisors Financial Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert McKinnon Customer Complaint Robert McKinnon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were theft. The customer complaint was recently filed with UBS Financial Services and is still pending its review and determination. Robert McKinnon Red Flags & Your Rights As An Investor Of course, Robert McKinnon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert McKinnon at Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert McKinnon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Robert McKinnon If you have questions about Wells Fargo Advisors Financial Network, LLC and/or Robert McKinnon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

Summer Diaz of Ameriprise Financial Services, LLC

DID SUMMER MELISSA DIAZ CAUSE YOU INVESTMENT LOSSES? Summer Diaz Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Summer Diaz Customer Complaints Summer Diaz has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investor. The brokerage firm denied the other to customer complaints in the investors so far of not taking any further action. Allegations Against Summer Diaz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Summer Diaz Red Flags & Your Rights As An Investor Of course, Summer Diaz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Summer Diaz at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Summer Diaz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Summer Diaz If you have questions about Ameriprise Financial Services, LLC and/or Summer Diaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

Todd Demoss of Wells Fargo Advisors Financial Network, LLC

DID TODD DEMOSS CAUSE YOU INVESTMENT LOSSES? Todd Demoss Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Todd Demoss Customer Complaints Todd Demoss has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Wells Fargo Advisors and Edward Jones in the investors took no further action. Allegations Against Todd Demoss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Demoss Red Flags & Your Rights As An Investor Of course, Todd Demoss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Demoss at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Demoss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Todd Demoss If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Todd Demoss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2024

Giuseppe Mauceli of Wells Fargo Advisors Financial Network, LLC

DID GIUSEPPE LEONARDO MAUCELI CAUSE YOU INVESTMENT LOSSES? Giuseppe Mauceli Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Giuseppe Mauceli Customer Complaint Giuseppe Mauceli has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor made unsuitable investment recommendations and consistent with customer’s goals and investment experience.  The customer filed a FINRA arbitration proceeding recently against Wells Fargo Advisors Financial Network for Giuseppe Mauceli’ alleged misconduct s that is still pending. Giuseppe Mauceli Red Flags & Your Rights As An Investor Of course, Giuseppe Mauceli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Giuseppe Mauceli at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Giuseppe Mauceli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Giuseppe Mauceli If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Giuseppe Mauceli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2024

Xiangyu Zhang formerly with Wells Fargo Clearing Services, LLC

DID XIANGYU YU ZHANG CAUSE YOU INVESTMENT LOSSES? Xiangyu Zhang Formerly With Wells Fargo Clearing Services, LLC and Cetera Investment Services Has 12 Customer Complaints For Alleged Broker Misconduct Xiangyu Zhang Customer Complaints Xiangyu Zhang has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Nine of the customer complaints were settled by Cetera Investment Services in favor of the investors. Two of the customer complaints were denied by Cetera Investment Services and the investor took no further action. There is currently one FINRA arbitration proceeding still pending against Cetera Investment Services for the advisor’s alleged misconduct. Allegations Against Xiangyu Zhang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Xiangyu Zhang Red Flags & Your Rights As An Investor Of course, Xiangyu Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xiangyu Zhang at Wells Fargo Clearing Services, LLC and Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether Xiangyu Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Cetera Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Xiangyu Zhang If you have questions about Wells Fargo Clearing Services, LLC Cetera Investment Services and/or Xiangyu Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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