Mar 1, 2024

Robert McKinnon of Wells Fargo Advisors Financial Network, LLC

DID ROBERT HUGH MCKINNON CAUSE YOU INVESTMENT LOSSES? Robert McKinnon Of Wells Fargo Advisors Financial Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert McKinnon Customer Complaint Robert McKinnon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were theft. The customer complaint was recently filed with UBS Financial Services and is still pending its review and determination. Robert McKinnon Red Flags & Your Rights As An Investor Of course, Robert McKinnon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert McKinnon at Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert McKinnon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Robert McKinnon If you have questions about Wells Fargo Advisors Financial Network, LLC and/or Robert McKinnon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

Todd Demoss of Wells Fargo Advisors Financial Network, LLC

DID TODD DEMOSS CAUSE YOU INVESTMENT LOSSES? Todd Demoss Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Todd Demoss Customer Complaints Todd Demoss has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Wells Fargo Advisors and Edward Jones in the investors took no further action. Allegations Against Todd Demoss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Demoss Red Flags & Your Rights As An Investor Of course, Todd Demoss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Demoss at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Demoss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Todd Demoss If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Todd Demoss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2024

Giuseppe Mauceli of Wells Fargo Advisors Financial Network, LLC

DID GIUSEPPE LEONARDO MAUCELI CAUSE YOU INVESTMENT LOSSES? Giuseppe Mauceli Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Giuseppe Mauceli Customer Complaint Giuseppe Mauceli has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor made unsuitable investment recommendations and consistent with customer’s goals and investment experience.  The customer filed a FINRA arbitration proceeding recently against Wells Fargo Advisors Financial Network for Giuseppe Mauceli’ alleged misconduct s that is still pending. Giuseppe Mauceli Red Flags & Your Rights As An Investor Of course, Giuseppe Mauceli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Giuseppe Mauceli at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Giuseppe Mauceli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Giuseppe Mauceli If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Giuseppe Mauceli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Deanna Quintanilla of Wells Fargo Clearing Services, LLC

DID DEANNA MARIE QUINTANILLA CAUSE YOU INVESTMENT LOSSES? Deanna Quintanilla Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Deanna Quintanilla Customer Complaint Deanna Quintanilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor omitted facts about the status of an investment. Wells Fargo Advisors recently denied the customer complaint and’s date, the investor has not taken any further action. Deanna Quintanilla Red Flags & Your Rights As An Investor Of course, Deanna Quintanilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deanna Quintanilla at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Deanna Quintanilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Deanna Quintanilla If you have questions about Wells Fargo Clearing Services, LLC and/or Deanna Quintanilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 17, 2023

Scott Brown of Wells Fargo Advisors Financial Network, LLC

DID SCOTT LAWRENCE BROWN CAUSE YOU INVESTMENT LOSSES? Scott Brown Of Wells Fargo Advisors Financial Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Brown Customer Complaint Scott Brown has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended securities not in client’s best interest, purchased securities without authorization, and misrepresented and failed to disclose facts related to equity-indexed annuities. Scott Brown Red Flags & Your Rights As An Investor Of course, Scott Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Brown at Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Scott Brown If you have questions about Wells Fargo Advisors Financial Network, LLC and/or Scott Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2023

Kevin Dery of Wells Fargo Advisors Financial Network, LLC

DID KEVIN MICHAEL DERY CAUSE YOU INVESTMENT LOSSES? Kevin Dery Of Wells Fargo Advisors Financial Network, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Dery Customer Complaints Kevin Dery has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer disputes were settled by Kevin Dery’s former employers in favor of the investors. The other 2 customer complaints were denied by the advisor’s employers and the investors took no further action. Allegations Against Kevin Dery A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Dery Red Flags & Your Rights As An Investor Of course, Kevin Dery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Dery at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Dery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Kevin Dery If you have questions about Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Dery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 15, 2023

Alex Stolper of Wells Fargo Clearing Services, LLC

DID ALEX STOLPER CAUSE YOU INVESTMENT LOSSES? Alex Stolper Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Alex Stolper Customer Complaint Alex Stolper has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser wrongfully placed monies into joint trust account which caused significant tax consequences and losses. The FINRA arbitration proceeding was recently filed and is still pending. Alex Stolper Red Flags & Your Rights As An Investor Of course, Alex Stolper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Stolper at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alex Stolper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Alex Stolper If you have questions about Wells Fargo Clearing Services, LLC and/or Alex Stolper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2023

Richard Rogers, Jr formerly with Wells Fargo Clearing Services, LLC

DID RICHARD SHERMAN ROGERS JR CAUSE YOU INVESTMENT LOSSES? Richard Rogers, Jr Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Rogers, Jr Customer Complaints Richard Rogers, Jr has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by First Commodity Corporation of Boston in favor of the investor. The other customer complaint was denied by First Union Securities and the investor took no further action. Allegations Against Richard Rogers, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Richard Rogers, Jr Red Flags & Your Rights As An Investor Of course, Richard Rogers, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Rogers, Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Rogers, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Richard Rogers, Jr If you have questions about Wells Fargo Clearing Services, LLC and/or Richard Rogers, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2023

Joseph Randolph of Wells Fargo Clearing Services, LLC

DID JOSEPH ANTHONY RANDOLPH CAUSE YOU INVESTMENT LOSSES? Joseph Randolph Of Wells Fargo Clearing Services, LLC And Formerly With Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Randolph Customer Complaint Joseph Randolph has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser gave erroneous advice relating to beneficiary designation causing improper withdrawals and/or transfer of monies from client’s accounts. The customer complaint is currently pending in West Virginia State Court. Joseph Randolph Red Flags & Your Rights As An Investor Of course, Joseph Randolph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Randolph at Wells Fargo Clearing Services, LLC and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Randolph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Joseph Randolph If you have questions about Wells Fargo Clearing Services, LLC, Fifth Third Securities, Inc. and/or Joseph Randolph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

 Boris Niko of Ameriprise Financial Services, LLC

DID BORIS NIKO CAUSE YOU INVESTMENT LOSSES? Boris Niko Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Boris Niko Customer Complaint Boris Niko has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for continuous unsuitable recommendations of high-risk investments. The customer’s FINRA arbitration proceeding is still pending against Wells Fargo Clearing Services for the advisor’s alleged misconduct. Boris Niko Red Flags & Your Rights As An Investor Of course, Boris Niko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Boris Niko at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Boris Niko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Boris Niko If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Boris Niko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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