Mar 8, 2022

Mark Conway of Wells Fargo Clearing Services

DID MARK AARON CONWAY CAUSE YOU INVESTMENT LOSSES? Mark Conway Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mark Conway of Wells Fargo Clearing Services? Mark Conway (CRD #4257558) who is currently registered with Wells Fargo Clearing Services and located in Williamston, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Mark Conway Customer Complaint Mark Conway has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges that he was not made aware of the reduction in his death benefit or the potential tax consequences from taking a distribution from his annuity. Mark Conway’s customer complaint was denied and, to date, the customer has not taken any further action. Mark Conway Red Flags & Your Rights As An Investor Of course, Mark Conway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Conway at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark Conway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Mark Conway If you have questions about Wells Fargo Clearing Services and/or Mark Conway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marcus Parker of Wells Fargo Clearing Services

DID MARCUS PARKER CAUSE YOU INVESTMENT LOSSES? Marcus Parker Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marcus Parker formerly with Wells Fargo Clearing Services, LLC? Marcus Parker (CRD #1031962) who was formerly registered with Wells Fargo Clearing Services, LLC and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Marcus Parker has also been the subject of a FINRA investigation. In 2018, without admitting or denying the findings, Marcus Parker consented to a permanent bar from any further association with any member firm for refusing to respond to FINRAs request for documents and information in connection with its investigation of his termination of employment after he failed to appear for an interview and questioning about misappropriations in clients’ accounts. Marcus Parker Customer Complaints Marcus Parker has been the subject of 2 customer complaints that we know about. One of Marcus Parker’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services, LLC for investment losses caused by Marcus Parker’s alleged misconduct. Allegations Against Marcus Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitable investment recommendations by Marcus Parker. Plaintiff alleged that Marcus Parker made unauthorized transactions instead of managing the Plaintiff’s assets as expected. Marcus Parker Red Flags & Your Rights As An Investor Of course, Marcus Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Parker at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Marcus Parker If you have questions about Wells Fargo Clearing Services, LLC and/or Marcus Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Ovitt of RBC Capital Markets

DID MICHAEL OVITT CAUSE YOU INVESTMENT LOSSES? Michael Ovitt of RBC Capital Markets, LLC And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Ovitt of RBC Capital Markets, LLC? Michael Ovitt (CRD #1012040) who is currently registered with RBC Capital Markets, LLC and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Michael Ovitt was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Ovitt Customer Complaints Michael Ovitt has been the subject of 2 customer complaints that we know about. One of Michael Ovitt’s 2 customer complaints was settled in favor of investors. One of Michael Ovitt’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Michael Ovitt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges he was misled by Michael Ovitt on 3 purchases that the principal amount of the purchases was guaranteed. Client verbally complained that there was an unauthorized sale and subsequent repurchase of Allied Motion stock (AMOT) allegedly by Michael Ovitt in their account. Michael Ovitt Red Flags & Your Rights As An Investor Of course, Michael Ovitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ovitt at RBC Capital Markets, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michael Ovitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC and Wells Fargo Clearing Services  Due To Michael Ovitt If you have questions about RBC Capital Markets, LLC, Wells Fargo Clearing Services, and/or Michael Ovitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Quall of Raymond James Financial Services

DID MATTHEW QUALL CAUSE YOU INVESTMENT LOSSES? Matthew Quall Formerly With Raymond James Financial Services, Inc. And Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Quall formerly with Raymond James Financial Services, Inc.? Matthew Quall (CRD #1333109) who was formerly registered with Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and located in Northfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Matthew Quall was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Quall Customer Complaints Matthew Quall has been the subject of 2 customer complaints that we know about. One of Matthew Quall’s 2 customer complaints resulted in an arbitration award in favor of the investors. One of Matthew Quall’s customer complaint was denied and, to date, the customers have not taken any further action. Allegations Against Matthew Quall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged his financial information was inflated on his account application which led to his ability to make riskier trades than he otherwise would have qualified for which led to losses. The client also alleged the inflated financial information led to an inequitable divorce settlement. The client also alleged that the Matthew Quall did not always confirm transactions. Customers alleged against Matthew Quall: misrepresentation; breach of fiduciary duty; account related-negligence; executions-limit v. market order; unsuitable investment recommendations. Matthew Quall Red Flags & Your Rights As An Investor Of course, Matthew Quall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Quall at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Quall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc., Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. and Wells Fargo Clearing Services Due To Matthew Quall If you have questions about Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Matthew Quall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Robert Powers of Wells Fargo Clearing Services

DID ROBERT POWERS CAUSE YOU INVESTMENT LOSSES? Robert Powers Of Wells Fargo Clearing Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Who is Robert Powers of Wells Fargo Clearing Services, LLC? Robert Powers (CRD #366966) who is currently registered with Wells Fargo Clearing Services, LLC and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Robert Powers Customer Complaints Robert Powers has been the subject of 6 customer complaints that we know about. Four of Robert Powers’ 6 customer complaints were settled in favor of investors. Two of Robert Powers’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Powers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Robert Powers made unsuitable investment recommendations and over-concentrated the account in equities. Claimant alleged that Robert Powers made unsuitable recommendations. Claimants alleged Robert Powers made unsuitable investments and recommendations. Claimants also alleged someone forged their signatures on documents to transfer two annuities to Merrill lynch. Customers alleged Robert Powers made unsuitable investment recommendations. The customer alleged unsuitable recommendations and investments by Robert Powers. Robert Powers Red Flags & Your Rights As An Investor Of course, Robert Powers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Powers at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Powers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Robert Powers If you have questions about Wells Fargo Clearing Services, LLC and/or Robert Powers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Corey Engelhard of Morgan Stanley

DID COREY JON ENGELHARD CAUSE YOU INVESTMENT LOSSES? Corey Engelhard Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is Corey Engelhard of Morgan Stanley? Corey Engelhard (CRD #2788550) who is currently registered with Morgan Stanley and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Corey Engelhard Customer Complaints Corey Engelhard has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Corey Engelhard’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Corey Engelhard’s alleged misconduct. Allegations Against Corey Engelhard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that during an unspecified time frame, Corey Engelhard misrepresented the products, of which, were contrary to their risk tolerance, as well as over-concentration. Clients wrote that they were allegedly advised by Corey Engelhard to place their funds in ARS and now are unable to redeem their money. Client alleged that the risks of auction rate securities were not explained to him allegedly by Corey Engelhard. Client alleged that he was told that ARS were as safe as a money market fund, and that they would take a couple more days to liquidate than a money market fund.   Corey Engelhard Red Flags & Your Rights As An Investor Of course, Corey Engelhard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Corey Engelhard at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Corey Engelhard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Corey Engelhard If you have questions about Morgan Stanley and/or Corey Engelhard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Clifford Bryan of Benjamin F. Edwards & Company

DID CLIFFORD EDWARD BRYAN CAUSE YOU INVESTMENT LOSSES? Clifford Bryan Of Benjamin F. Edwards & Company And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Clifford Bryan of Benjamin F. Edwards & Company? Clifford Bryan (CRD #2500293) who is currently registered with Benjamin F. Edwards & Company and located in Chesterton, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Benjamin F. Edwards & Company, Clifford Bryan was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Clifford Bryan Customer Complaints Clifford Bryan has been the subject of 2 customer complaints that we know about.  Both of Clifford Bryan’s 2 customer complaints were settled in favor of investors. Allegations Against Clifford Bryan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Clifford Bryan failed to supervise. Customer claimed Clifford Bryan allegedly sold 8 bonds without the customer’s approval, resulting in losses in the customer’s account. Clifford Bryan Red Flags & Your Rights As An Investor Of course, Clifford Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clifford Bryan at Benjamin F. Edwards & Company and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Clifford Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benjamin F. Edwards & Company and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Benjamin F. Edwards & Company Due To Clifford Bryan If you have questions about Benjamin F. Edwards & Company, Wells Fargo Clearing Services, and/or Clifford Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Burton of Wells Fargo Advisors Financial Network

DID JEFFREY LAMAR BURTON CAUSE YOU INVESTMENT LOSSES? Jeffrey Burton Of Wells Fargo Advisors Financial Network, And Formerly With UBS Financial Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Burton of Wells Fargo Advisors Financial Network? Jeffrey Burton (CRD #2366552) who is currently registered with Wells Fargo Advisors Financial Network and located in Charleston, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Jeffrey Burton was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Burton Customer Complaints Jeffrey Burton has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Jeffrey Burton’s 6 customer complaints were settled in favor of investors. Allegations Against Jeffrey Burton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained about investments and transactions in GMNA bonds allegedly made by Jeffrey Burton, including that the investments were not appropriate, and generated excessive fees. Claimant alleged failure by Jeffrey Burton to provide adequate supervision. Claimant alleged that Jeffrey Burton failed to provide adequate supervision. Client complained that Jeffrey Burton allegedly did not place trades as instructed, resulting in lost opportunity to take advantage of the subsequent market downturn. Claimant alleged Jeffrey Burton’s failure to supervise. Claimant alleged failure by Jeffrey Burton to provide adequate supervision. Jeffrey Burton Red Flags & Your Rights As An Investor Of course, Jeffrey Burton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Burton at Wells Fargo Advisors Financial Network and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Burton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Jeffrey Burton If you have questions about Wells Fargo Advisors Financial Network, UBS Financial Services, and/or Jeffrey Burton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Carter of Raymond James Financial Services

DID JEFFREY ROBERT CARTER CAUSE YOU INVESTMENT LOSSES? Jeffrey Carter Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Carter of Raymond James Financial Services? Jeffrey Carter (CRD #2902588) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Raymond James Financial Services Advisors, Jeffrey Carter was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Carter Customer Complaint Jeffrey Carter has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trades. Jeffrey Carter’s customer complaint was denied and, to date, the customers have not taken any further action. Jeffrey Carter Red Flags & Your Rights As An Investor Of course, Jeffrey Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Carter at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors and Wells Fargo Clearing Services also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jeffrey Carter If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Wells Fargo Clearing Services, and/or Jeffrey Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bain Chadsey formerly with Wells Fargo Clearing Services

DID BAIN ANTRIM CHADSEY CAUSE YOU INVESTMENT LOSSES? Bain Chadsey Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bain Chadsey formerly with Wells Fargo Clearing Services? Bain Chadsey (CRD #2329502) who was formerly registered with Wells Fargo Clearing Services and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Bain Chadsey Customer Complaints Bain Chadsey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Bain Chadsey’s customer complaints were settled in favor of investors. Allegations Against Bain Chadsey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Bain Chadsey transacted numerous trades in the account with no appreciable benefit to the client but generated commissions. Client alleged the investments in her account were not suitable given her financial situation, age, etc., and that the broker churned the account to generate commissions. Lastly, client alleged the broker misrepresented the investments and did not explain the possible risks involved. Bain Chadsey Red Flags & Your Rights As An Investor Of course, Bain Chadsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bain Chadsey at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Bain Chadsey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Bain Chadsey If you have questions about Wells Fargo Clearing Services and/or Bain Chadsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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