Mar 8, 2022

Fabian Chichester of Wells Fargo Clearing Services

DID FABIAN WHITNEY CHICHESTER CAUSE YOU INVESTMENT LOSSES? Fabian Chichester Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Fabian Chichester of Wells Fargo Clearing Services? Fabian Chichester (CRD #2690847) who is currently registered with Wells Fargo Clearing Services and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Fabian Chichester Customer Complaints Fabian Chichester has been the subject of 3 customer complaints that we know about.  All of Fabian Chichester’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Fabian Chichester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Fabian Chichester made purchases of mutual funds in her account she did not authorize. Client alleged his investments were supposed to be safe with modest gains but it was not invested in that manner by Fabian Chichester. Client son alleged Fabian Chichester told him there wouldn’t be any fees if he decided to cancel his policy. Client’s son also alleged the investment was unsuitable due to the client’s age. Fabian Chichester Red Flags & Your Rights As An Investor Of course, Fabian Chichester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fabian Chichester at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Fabian Chichester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Fabian Chichester If you have questions about Wells Fargo Clearing Services and/or Fabian Chichester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stephen Von Clausburg of Wells Fargo Clearing Services

DID STEPHEN MICHAEL VON CLAUSBURG CAUSE YOU INVESTMENT LOSSES? Stephen Von Clausburg Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Stephen Von Clausburg of Wells Fargo Clearing Services? Stephen Von Clausburg (CRD #2777428) who is currently registered with Wells Fargo Clearing Services and located in Hilton Head Island, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Stephen Von Clausburg Customer Complaint Stephen Von Clausburg has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her 529 contribution was not invested per her standing instructions. Stephen Von Clausburg’s customer complaint was settled in favor of the investors. Stephen Von Clausburg Red Flags & Your Rights As An Investor Of course, Stephen Von Clausburg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Von Clausburg at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Von Clausburg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Stephen Von Clausburg If you have questions about Wells Fargo Clearing Services and/or Stephen Von Clausburg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mary Cobb of Wells Fargo Clearing Services

DID MARY KRISTINE COBB CAUSE YOU INVESTMENT LOSSES? Mary Cobb Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mary Cobb of Wells Fargo Clearing Services? Mary Cobb (CRD #3180627) who is currently registered with Wells Fargo Clearing Services and located in Sugar Land, Texas is a subject of one of our many securities industry sales practice abuse investigations. Mary Cobb Customer Complaint Mary Cobb has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that her Mary Cobb made an unsuitable recommendation and related misrepresentations. Mary Cobb’s customer complaint was settled in favor of the investors. Mary Cobb Red Flags & Your Rights As An Investor Of course, Mary Cobb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Cobb at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mary Cobb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Mary Cobb If you have questions about Wells Fargo Clearing Services and/or Mary Cobb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonathan Lake of Wells Fargo Clearing Services

DID JONATHAN LAKE CAUSE YOU INVESTMENT LOSSES? Jonathan Lake Formerly With Wells Fargo Clearing Services, LLC And Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Lake formerly with Wells Fargo Clearing Services, LLC? Jonathan Lake (CRD #1385504) who was formerly registered with Wells Fargo Clearing Services and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Jonathan Lake was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Lake has had his own regulatory problems. FINRA suspended him indefinitely for failing to pay an arbitration award and proving that he had an inability to pay the award at the time it was entered. He subsequently filed bankruptcy, the arbitration award debt was discharged, and the suspension was lifted. Jonathan Lake Customer Complaints Jonathan Lake has been the subject of at least two customer complaints that we know about. Two of Jonathan Lake’s customers complaints were denied and the customers did not take any further action. He appears to have been the subject of an arbitration award that has not been reported properly on his CRD. We know this to be true because of the above referenced regulatory action. Allegations Against Jonathan Lake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney for the Executrix of the client’s estate alleged Jonathan Lake requested that she sign client’s name on, as well as back-date, documents pertaining to matured investments. Client alleges unsuitability with respect to investments by Jonathan Lake. Damages unspecified. Jonathan Lake Red Flags & Your Rights As An Investor Of course, Jonathan Lake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Lake at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jonathan Lake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jonathan Lake If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley, and/or Jonathan Lake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Leblond of Wells Fargo Clearing Services

DID DAVID LEBLOND CAUSE YOU INVESTMENT LOSSES? David LeBlond Of Wells Fargo Clearing Services, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is David LeBlond of Wells Fargo Clearing Services, LLC? David LeBlond (CRD #1274648) who is currently registered with Wells Fargo Clearing Services, LLC and located in Worcester, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. David LeBlond Customer Complaint David LeBlond has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor sold stock without his knowledge. David LeBlond’s customer complaint was denied and the customer did not take any further action. David LeBlond Red Flags & Your Rights As An Investor Of course, David LeBlond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David LeBlond at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David LeBlond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To David LeBlond If you have questions about Wells Fargo Clearing Services, LLC and/or David LeBlond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Cochrane of Wells Fargo Clearing Services

DID CHRISTOPHER R. COCHRANE CAUSE YOU INVESTMENT LOSSES? Christopher Cochrane Of Wells Fargo Clearing Services Has 8 Customer Complaints For Alleged Broker Misconduct Who is Christopher Cochrane of Wells Fargo Clearing Services? Christopher Cochrane (CRD #2121318) who is currently registered with Wells Fargo Clearing Services and located in Appleton, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Christopher Cochrane Customer Complaints Christopher Cochrane has been the subject of 8 customer complaints that we know about. Seven of Christopher Cochrane’s 8 customer complaints were settled in favor of investors. One of Christopher Cochrane’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Christopher Cochrane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Christopher Cochrane was part of a team that over-concentrated her portfolio in unsuitable investments. Claimant alleged violation of the Wisconsin Uniform Securities Law; common law fraud and misrepresentation; violation of NASD Conduct Rules 2110, 2120, 2310 and 3010; breach of fiduciary duty; negligence; and negligent supervision allegedly committed by Christopher Cochrane. Client alleged that Christopher Cochrane recommended the client invest half her portfolio in high risk energy stocks. Client alleged Christopher Cochrane’s unsuitable energy investments. Client verbally alleged that she lost money and told Christopher Cochrane she wanted more diversity in her accounts and he failed to follow her instructions. Client verbally alleged Christopher Cochrane did not properly represent the risk of a position held within the account. Christopher Cochrane Red Flags & Your Rights As An Investor Of course, Christopher Cochrane did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Cochrane at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Christopher Cochrane has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Christopher Cochrane If you have questions about Wells Fargo Clearing Services and/or Christopher Cochrane and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marc Alport of Wells Fargo Clearing Services

DID MARC HARRIS ALPORT CAUSE YOU INVESTMENT LOSSES? Marc Alport Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Marc Alport of Wells Fargo Clearing Services? Marc Alport (CRD #1567225) who is currently registered with Wells Fargo Clearing Services and located in Portland, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Marc Alport was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Marc Alport Customer Complaints Marc Alport has been the subject of 2 customer complaints that we know about. One of Marc Alport’s 2 customer complaints was settled in favor of investors. One of Marc Alport’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Marc Alport A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Marc Alport did not make her requested account changes at the time he was instructed. Client alleges that “I did not put in a sell on Zoltec and that Marc Alport , therefore, engage in unauthorized trading. Marc Alport Red Flags & Your Rights As An Investor Of course, Marc Alport did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Alport at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Marc Alport has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Marc Alport If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Marc Alport and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Evan Wuhl Of Wells Fargo Clearing Services

DID EVAN RICHARD WUHL CAUSE YOU INVESTMENT LOSSES? Evan Wuhl Of Wells Fargo Clearing Services Has 16 Customer Complaints For Alleged Broker Misconduct Who is Evan Wuhl of Wells Fargo Clearing Services? Evan Wuhl (CRD #867812) who is currently registered with Wells Fargo Clearing Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Evan Wuhl Customer Complaints Evan Wuhl has been the subject of 16 customer complaints that we know about. Twelve of Evan Wuhl’s 16 customer complaints were settled in favor of investors. Four of Evan Wuhl’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against Evan Wuhl A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Evan Wuhl’s alleged unauthorized and unsuitable purchase of stock Claimants alleged that Evan Wuhl’s recommendations were unsuitable. Client complained that he is not willing to take big risks and his investments are down more than the percentage stated by the financial advisor. Claimant alleged that Evan Wuhl’s recommendations of leveraged ETFs were unsuitable. Claimant alleged that respondents and Evan Wuhl inappropriately repeatedly recommended the purchase of multiple share of an inverse-leveraged ETF and then liquidated the entire position in the ETF without her authorization. Claimant alleged unsuitability by Evan Wuhl in that respondents recommended the purchase of mutual funds, individual stocks and leveraged ETFs that were inconsistent with claimants’ investments objectives and financial circumstances. Claimant defined benefit plan alleged that Evan Wuhl’s recommendation of leveraged ETF was unsuitable and unauthorized. Claimants alleged unsuitable investment recommendations in both of two (2) accounts (even though one of these accounts was placed with a third-party money manager). The client alleged that Evan Wuhl placed trades in his account without his authority. The client further alleges the trade was unsuitable for his investment portfolio. The client alleged that Evan Wuhl purchased a security without his authorization. The client alleged that Evan Wuhl misrepresented his triple leveraged short EFT investments. Claimants alleged that Evan Wuhl allegedly recommended unsuitable investments, including both aggressive mutual funds and leveraged ETFs and engaged in unauthorized trading in claimants’ accounts. Evan Wuhl Red Flags & Your Rights As An Investor Of course, Evan Wuhl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Evan Wuhl at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Evan Wuhl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Evan Wuhl If you have questions about Wells Fargo Clearing Services and/or Evan Wuhl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Anderson of Wells Fargo Advisors Financial Network

DID LAWRENCE JOSEPH ANDERSON CAUSE YOU INVESTMENT LOSSES? Lawrence Anderson Formerly With Wells Fargo Advisors Financial Network And Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Anderson of Wells Fargo Advisors Financial Network? Lawrence Anderson (CRD #1445337) who was formerly registered with Wells Fargo Advisors Financial Network and located in Jackson Hole, Wyoming is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Lawrence Anderson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lawrence Anderson Customer Complaint Lawrence Anderson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Lawrence Anderson failed to follow instructions to liquidate 50% of the claimants’ portfolio and none of a specific stock that the claimants’ had instructed Lawrence Anderson to liquidate all of the claimants’ holdings. The customer complaint filed against Lawrence Anderson’s former employer Wells Fargo Advisors Financial Network for investment losses caused by the alleged misconduct is pending as of the date of this report. Lawrence Anderson Red Flags & Your Rights As An Investor Of course, Lawrence Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Anderson at Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lawrence Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Lawrence Anderson If you have questions about Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, and/or Lawrence Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Andreoli of Raymond James & Associates

DID JOSEPH MARIE ANDREOLI CAUSE YOU INVESTMENT LOSSES? Joseph Andreoli Of Raymond James & Associates And Formerly With Wells Fargo Clearing Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is Joseph Andreoli of Raymond James & Associates? Joseph Andreoli (CRD #1718688) who is currently registered with Raymond James & Associates and located in Hackensack, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Joseph Andreoli was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Andreoli Customer Complaints Joseph Andreoli has been the subject of 7 customer complaints that we know about. One of Joseph Andreoli’s  7 customer complaints resulted in an arbitration award in favor of the investors. One of Joseph Andreoli’s 7 customer complaints was settled in favor of investors. Four of Joseph Andreoli’s customers complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Joseph Andreoli’s alleged misconduct. Allegations Against Joseph Andreoli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitability, negligence, breach of contract, breach of fiduciary duty, fraud, violation of industry rules, federal securities laws and Texas statutes regarding trading of treasury bonds on margin for capital gains allegedly committed by Joseph Andreoli. Claimant alleged that Joseph Andreoli made unsuitable investments. Claimant alleged, inter alia, that Joseph Andreoli made unsuitable investments in the claimant’s accounts. Client alleged Joseph Andreoli misrepresented details of investments. Damages unspecified. Client alleged funds were not invested conservatively and advice allegedly made by Joseph Andreoli was negligent. Client alleged unsuitable investments made by Joseph Andreoli. Client claims Joseph Andreoli allegedly told him preferreds were more like secured bonds and that income was completely safe. Joseph Andreoli Red Flags & Your Rights As An Investor Of course, Joseph Andreoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Andreoli at Raymond James & Associates and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Andreoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Joseph Andreoli If you have questions about Raymond James & Associates, Wells Fargo Clearing Services, and/or Joseph Andreoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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