Mar 8, 2022

Lary Bloom of Wells Fargo Clearing Services

DID LARY DOUGLAS BLOOM CAUSE YOU INVESTMENT LOSSES? Lary Bloom Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Lary Bloom of Wells Fargo Clearing Services? Lary Bloom (CRD #4134648) who is currently registered with Wells Fargo Clearing Services and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Lary Bloom Customer Complaints Lary Bloom has been the subject of 2 customer complaints that we know about.  Both of Lary Bloom’s 2 customer complaints were settled in favor of investors. Allegations Against Lary Bloom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the options trading strategy recommended by Lary Bloom was unsuitable and that he was not advised of the risks. California client purchased 15,000.00 Wachovia Corp Call Warrants, Relative Perf, SPX/RTY (the warrants) at a price of 6.35 for a net amount of $95,250.00 for his trust account. The client stated that Lary Bloom allegedly purchased the warrants on improper information regarding the characteristics of the investment. The client further stated that when the warrants began to decline, he was told by Lary Bloom that his principal was protected and that if the warrants had no value on the maturity date, then he would receive his original principal back. The client stated that he subsequently was told that there is no principal protection associated with the warrants. The client has requested a full return of his original principal amount. Lary Bloom Red Flags & Your Rights As An Investor Of course, Lary Bloom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lary Bloom at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Lary Bloom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Lary Bloom If you have questions about Wells Fargo Clearing Services and/or Lary Bloom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Bluestein of Wedbush Securities

DID MARK MITCHELL BLUESTEIN CAUSE YOU INVESTMENT LOSSES? Mark Bluestein Of Wedbush Securities And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mark Bluestein of Wedbush Securities? Mark Bluestein (CRD #2168876) who is currently registered with Wedbush Securities and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wedbush Securities, Mark Bluestein was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Bluestein Customer Complaints Mark Bluestein has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Mark Bluestein’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mark Bluestein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Mark Bluestein’s unsuitable recommendations on purchases of Lehman Brothers and FNMA. Client complained that he would never have become involved in the investment allegedly made by Mark Bluestein if he understood the full impact, especially in an IRA. Mark Bluestein Red Flags & Your Rights As An Investor Of course, Mark Bluestein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Bluestein at Wedbush Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark Bluestein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Due To Mark Bluestein If you have questions about Wedbush Securities, Wells Fargo Clearing Services, and/or Mark Bluestein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Catherine Bartle Formerly With Wells Fargo Clearing Services

DID CATHERINE ANN BARTLE CAUSE YOU INVESTMENT LOSSES? Catherine Bartle Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who Is Catherine Bartle Formerly With Wells Fargo Clearing Services? Catherine Bartle (CRD #1839203) who was formerly registered with Wells Fargo Clearing Services and located in Prior Lake, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Catherine Bartle Customer Complaint Catherine Bartle has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client complained that he was unaware that a change to his annuity rider would negatively impact other features. Catherine Bartle’s customer complaint was denied and, to date, the customers have not taken any further action. Catherine Bartle Red Flags & Your Rights As An Investor Of course, Catherine Bartle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Catherine Bartle at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Catherine Bartle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Catherine Bartle If you have questions about Wells Fargo Clearing Services and/or Catherine Bartle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alexander Batt of Wells Fargo Advisors Financial Network

DID ALEXANDER STEVEN BATT CAUSE YOU INVESTMENT LOSSES? Alexander Batt Of Wells Fargo Advisors Financial Network, And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alexander Batt of Wells Fargo Advisors Financial Network? Alexander Batt (CRD #2967019) who is currently registered with Wells Fargo Advisors Financial Network and located in Vero Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Alexander Batt was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexander Batt Customer Complaints Alexander Batt has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Alexander Batt’s 2 customer complaints were settled in favor of investors. Allegations Against Alexander Batt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Alexander Batt made unsuitable investment recommendations and misrepresentation and omission of material facts. The customer disputes the authenticity of the signature on a Submission Agreement document and alleged an unauthorized trade by Alexander Batt. Alexander Batt Red Flags & Your Rights As An Investor Of course, Alexander Batt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Batt at Wells Fargo Advisors Financial Network and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Alexander Batt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Alexander Batt If you have questions about Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith, and/or Alexander Batt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Bonavita of Wells Fargo Clearing Services

DID STEVEN MACLEN BONAVITA CAUSE YOU INVESTMENT LOSSES? Steven Bonavita Of Wells Fargo Clearing Services And Formerly With PNC Investments Has 4 Customer Complaints For Alleged Broker Misconduct Who is Steven Bonavita of Wells Fargo Clearing Services? Steven Bonavita (CRD #3090778) who is currently registered with Wells Fargo Clearing Services and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Steven Bonavita was associated with PNC Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Bonavita Customer Complaints Steven Bonavita has been the subject of 4 customer complaints that we know about. Three of Steven Bonavita’s 4 customer complaints were settled in favor of investors. One of Steven Bonavita’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Steven Bonavita A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Steven Bonavita made investments without authorization, invested in products which contravene the investment objectives of the account and charged fees that were too high. The firm received a verbal complaint from the clients stating that the first trust municipal income plus closed end portfolio series 10 UIT was not an appropriate investment and that the client did not receive sufficient information at the time of purchase. Steven Bonavita allegedly failed to follow the firm’s policies and procedures by failing to deliver a full prospectus to the client. Because of this the complaint was found to have merit, the original purchase was reversed. The firm received a verbal complaint from the client stating that the First Trust Municipal Income Plus Closed End Portfolio Series 13 UIT was not an appropriate investment and that the client did not receive sufficient information at the time of purchase. The client stated he did not understand that the fund could lose value. Steven Bonavita allegedly failed to follow the firm’s policies and procedures by failing to deliver a full prospectus to the client. Because of this the complaint was found to have merit, the original purchase was reversed. Customer has claimed that Steven Bonavita allegedly did not fully disclose the possibility he could suffer a loss from this investment or that there was a surrender charge associated with the product if closed prior to the end of the penalty period. Steven Bonavita Red Flags & Your Rights As An Investor Of course, Steven Bonavita did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Bonavita at Wells Fargo Clearing Services and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Steven Bonavita has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Steven Bonavita If you have questions about Wells Fargo Clearing Services, PNC Investments, and/or Steven Bonavita and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Reed Rubin of Wells Fargo Clearing Services

DID REED RUBIN CAUSE YOU INVESTMENT LOSSES? Reed Rubin Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Reed Rubin of Wells Fargo Clearing Services? Reed Rubin (CRD #406566) who is currently registered with Wells Fargo Clearing Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Reed Rubin Customer Complaint Reed Rubin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that his Financial Advisor over-concentrated his account in a single unsuitable energy stock. The customer complaint filed against Reed Rubin’s former employer Wells Fargo Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Reed Rubin Red Flags & Your Rights As An Investor Of course, Reed Rubin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reed Rubin at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Reed Rubin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Reed Rubin If you have questions about Wells Fargo Clearing Services and/or Reed Rubin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ronald Reilly Of Wells Fargo Clearing Services

DID RONALD MICHAEL REILLY CAUSE YOU INVESTMENT LOSSES? Ronald Reilly Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ronald Reilly of Wells Fargo Clearing Services? Ronald Reilly (CRD #1275745) who is currently registered with Wells Fargo Clearing Services and located in Park City, Utah is a subject of one of our many securities industry sales practice abuse investigations. Ronald Reilly Customer Complaints Ronald Reilly has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Ronald Reilly’s 3 customer complaints were settled in favor of investors. Allegations Against Ronald Reilly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants allege, inter alia, that Ronald Reilly made unsuitable investments in their accounts. Clients complain that Ronald Reilly allegedly confirmed their account had been liquidated when, in fact, it had not. Customer alleged Ronald Reilly’s failure to follow instructions caused unsuitable investments to be purchased for customer’s account and excessive trading resulted. Ronald Reilly Red Flags & Your Rights As An Investor Of course, Ronald Reilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Reilly at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Reilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Ronald Reilly If you have questions about Wells Fargo Clearing Services and/or Ronald Reilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Rich Of Wells Fargo Clearing Services

DID DONALD NORMAN RICH CAUSE YOU INVESTMENT LOSSES? Donald Rich Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Donald Rich of Wells Fargo Clearing Services? Donald Rich (CRD #375398) who is currently registered with Wells Fargo Clearing Services and located in Old Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Donald Rich Customer Complaints Donald Rich has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Donald Rich’s 3 customer complaints was settled in favor of investors. One of Donald Rich’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Donald Rich’s alleged misconduct. Allegations Against Donald Rich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Donald Rich failed to follow his instructions. POA (Power Of Attorney) alleged that Donald Rich deposited insurance check for client into his personal account; recommended unsuitable investments; refused to return money to client; made unauthorized trades; and engaged in fraudulent deception. Donald Rich Red Flags & Your Rights As An Investor Of course, Donald Rich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Rich at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Donald Rich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Donald Rich If you have questions about Wells Fargo Clearing Services and/or Donald Rich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Clinton Tighe Of Wells Fargo Clearing Services

DID CLINTON GEORGE TIGHE CAUSE YOU INVESTMENT LOSSES? Clinton Tighe Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Clinton Tighe of Wells Fargo Clearing Services? Clinton Tighe (CRD #715565) who is currently registered with Wells Fargo Clearing Services and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations. Clinton Tighe Customer Complaint Clinton Tighe has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor provided incorrect tax advice, resulting in a significant tax liability. Clinton Tighe’s customer complaint was settled in favor of the investors. Clinton Tighe Red Flags & Your Rights As An Investor Of course, Clinton Tighe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clinton Tighe at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Clinton Tighe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Clinton Tighe If you have questions about Wells Fargo Clearing Services and/or Clinton Tighe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Stein of Wells Fargo Clearing Services

DID JAMES LEON STEIN CAUSE YOU INVESTMENT LOSSES? James Stein Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is James Stein of Wells Fargo Clearing Services? James Stein (CRD #725513) who is currently registered with Wells Fargo Clearing Services and located in Mountain Lakes, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. James Stein Customer Complaint James Stein has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were plaintiffs are Estate beneficiaries who alleged that several registered representatives breached their fiduciary duties to a former customer and his late wife by mismanaging their assets, permitting a third-party to transfer assets from their accounts, and executing transactions in their accounts that were not within the designated financial, investment, and estate planning objectives. The customer complaint filed against James Stein’s current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct is pending as of the date of this report. James Stein Red Flags & Your Rights As An Investor Of course, James Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stein at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether James Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To James Stein If you have questions about Wells Fargo Clearing Services and/or James Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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