Mar 8, 2022

Donald Rich Of Wells Fargo Clearing Services

DID DONALD NORMAN RICH CAUSE YOU INVESTMENT LOSSES? Donald Rich Of Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Donald Rich of Wells Fargo Clearing Services? Donald Rich (CRD #375398) who is currently registered with Wells Fargo Clearing Services and located in Old Greenwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Donald Rich Customer Complaints Donald Rich has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Donald Rich’s 3 customer complaints was settled in favor of investors. One of Donald Rich’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Donald Rich’s alleged misconduct. Allegations Against Donald Rich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Donald Rich failed to follow his instructions. POA (Power Of Attorney) alleged that Donald Rich deposited insurance check for client into his personal account; recommended unsuitable investments; refused to return money to client; made unauthorized trades; and engaged in fraudulent deception. Donald Rich Red Flags & Your Rights As An Investor Of course, Donald Rich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Rich at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Donald Rich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Donald Rich If you have questions about Wells Fargo Clearing Services and/or Donald Rich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Clinton Tighe Of Wells Fargo Clearing Services

DID CLINTON GEORGE TIGHE CAUSE YOU INVESTMENT LOSSES? Clinton Tighe Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Clinton Tighe of Wells Fargo Clearing Services? Clinton Tighe (CRD #715565) who is currently registered with Wells Fargo Clearing Services and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations. Clinton Tighe Customer Complaint Clinton Tighe has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor provided incorrect tax advice, resulting in a significant tax liability. Clinton Tighe’s customer complaint was settled in favor of the investors. Clinton Tighe Red Flags & Your Rights As An Investor Of course, Clinton Tighe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clinton Tighe at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Clinton Tighe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Clinton Tighe If you have questions about Wells Fargo Clearing Services and/or Clinton Tighe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Stein of Wells Fargo Clearing Services

DID JAMES LEON STEIN CAUSE YOU INVESTMENT LOSSES? James Stein Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is James Stein of Wells Fargo Clearing Services? James Stein (CRD #725513) who is currently registered with Wells Fargo Clearing Services and located in Mountain Lakes, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. James Stein Customer Complaint James Stein has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were plaintiffs are Estate beneficiaries who alleged that several registered representatives breached their fiduciary duties to a former customer and his late wife by mismanaging their assets, permitting a third-party to transfer assets from their accounts, and executing transactions in their accounts that were not within the designated financial, investment, and estate planning objectives. The customer complaint filed against James Stein’s current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct is pending as of the date of this report. James Stein Red Flags & Your Rights As An Investor Of course, James Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stein at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether James Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To James Stein If you have questions about Wells Fargo Clearing Services and/or James Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

George Venizelos of Wells Fargo Clearing Services

DID GEORGE NICHOLAS VENIZELOS CAUSE YOU INVESTMENT LOSSES? George Venizelos Of Wells Fargo Clearing Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is George Venizelos of Wells Fargo Clearing Services? George Venizelos (CRD #1105955) who is currently registered with Wells Fargo Clearing Services and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. George Venizelos Customer Complaints George Venizelos has been the subject of 4 customer complaints that we know about. Two of George Venizelos’ 4 customer complaints were settled in favor of investors. One of George Venizelos’ customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Wells Fargo Advisors for investment losses caused by George Venizelos’ alleged misconduct. Allegations Against George Venizelos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Plaintiff alleges that George Venizelos misrepresented the benefit of switching from a commission based account to a fee based account which resulted in the Plaintiff paying more in fees than he would have paid in commissions.  Claimants alleged that George Venizelos made unsuitable investments.  Client alleged suitability and churning. Counsel for the client alleged George Venizelos placed client in a portfolio of unsuitable and risky stocks utilizing margin, which resulted in losses. George Venizelos Red Flags & Your Rights As An Investor Of course, George Venizelos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Venizelos at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether George Venizelos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To George Venizelos If you have questions about Wells Fargo Clearing Services and/or George Venizelos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roger Vlach formerly with RBC Capital Markets

DID ROGER EUGENE VLACH CAUSE YOU INVESTMENT LOSSES? Roger Vlach Formerly With RBC Capital Markets And Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Roger Vlach formerly with RBC Capital Markets? Roger Vlach (CRD #874263) who was formerly registered with RBC Capital Markets and located in Bend, Oregon is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Roger Vlach was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roger Vlach Customer Complaints Roger Vlach has been the subject of 2 customer complaints that we know about.  Both of Roger Vlach’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Roger Vlach A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Roger Vlach’s failure to follow instructions with respect to risk tolerance. Client alleged Roger Vlach represented the investments as safe investments, not as high risk investments that were inappropriate for moderate risk investors. Roger Vlach Red Flags & Your Rights As An Investor Of course, Roger Vlach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Vlach at RBC Capital Markets and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Roger Vlach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets and Wells Fargo Clearing Services Due To Roger Vlach If you have questions about RBC Capital Markets, Wells Fargo Clearing Services, and/or Roger Vlach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jerry Adam of The Leaders Group

DID JERRY CHARLES ADAM CAUSE YOU INVESTMENT LOSSES? Jerry Adam Of The Leaders Group And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jerry Adam of The Leaders Group? Jerry Adam (CRD #2014689) who is currently registered with The Leaders Group and located in Littleton, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Leaders Group, Jerry Adam was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jerry Adam Customer Complaint Jerry Adam has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that purchase of variable life insurance policy was misrepresented. Jerry Adam’s customer complaint was settled in favor of the investors. Jerry Adam Red Flags & Your Rights As An Investor Of course, Jerry Adam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Adam at The Leaders Group and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Jerry Adam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Leaders Group and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Leaders Group and Wells Fargo Clearing Services Due To Jerry Adam If you have questions about The Leaders Group, Wells Fargo Clearing Services, and/or Jerry Adam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Horan of Ameriprise Financial Services

DID WILLIAM HORAN CAUSE YOU INVESTMENT LOSSES? William Horan Of Ameriprise Financial Services, LLC And Formerly With Davenport & Company and Wells Fargo Clearing Services Has One Customer Complaint For Alleged Broker Misconduct Who is William Horan of Ameriprise Financial Services, LLC? William Horan (CRD #1212086) who is currently registered with Ameriprise Financial Services, LLC and located in Richmond, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, William Horan was associated with Davenport & Company, Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Horan Customer Complaint William Horan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that purchases in Waiter Holdings (WTHR) were unsuitable. Client additionally alleges the fee she agreed upon in her signed contract was more than discussed. William Horan’s customer complaint was settled in favor of the investors. William Horan Red Flags & Your Rights As An Investor Of course, William Horan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Horan at Ameriprise Financial Services, LLC, Davenport & Company, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Horan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC, Davenport & Company, and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To William Horan If you have questions about Ameriprise Financial Services, LLC, Davenport & Company, Wells Fargo Clearing Services, and/or William Horan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Hunt of LPL Financial

DID THOMAS HUNT CAUSE YOU INVESTMENT LOSSES? Thomas Hunt of LPL Financial LLC And Formerly With Wells Fargo Clearing Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Thomas Hunt of LPL Financial LLC? Thomas Hunt (CRD #1323743) who is currently registered with LPL Financial LLC and located in Twin Falls, Idaho is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Thomas Hunt was associated with Wells Fargo Clearing Services and 9 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Hunt Customer Complaints Thomas Hunt has been the subject of 3 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. All of Thomas Hunt’s customer complaints were settled in favor of investors. Allegations Against Thomas Hunt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitable and unauthorized trading, breach of fiduciary duty and negligence by Thomas Hunt. Power of attorney for client complained that the securities in the client’s account allegedly made by Thomas Hunt were not suitable. The client alleged unsuitable investments; churning; unauthorized trading by Thomas Hunt. Thomas Hunt Red Flags & Your Rights As An Investor Of course, Thomas Hunt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Hunt at LPL Financial LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Hunt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Thomas Hunt If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, and/or Thomas Hunt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Fernando Panizzutti of Wells Fargo Clearing Services

DID FERNANDO ARENA PANIZZUTTI CAUSE YOU INVESTMENT LOSSES? Fernando Panizzutti Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Fernando Panizzutti of Wells Fargo Clearing Services? Fernando Panizzutti (CRD #4950691) who is currently registered with Wells Fargo Clearing Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Fernando Panizzutti Customer Complaint Fernando Panizzutti has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleged that Fernando Panizzutti made unsuitable recommendations. The customer complaint filed against Fernando Panizzutti’s current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Fernando Panizzutti Red Flags & Your Rights As An Investor Of course, Fernando Panizzutti did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernando Panizzutti at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Fernando Panizzutti has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Fernando Panizzutti If you have questions about Wells Fargo Clearing Services and/or Fernando Panizzutti and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jose Parker of Morgan Stanley

DID JOSE DANIEL LARIN PARKER CAUSE YOU INVESTMENT LOSSES? Jose Parker Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jose Parker of Morgan Stanley? Jose Parker (CRD #5124455) who is currently registered with Morgan Stanley and located in Aventura, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Jose Parker was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jose Parker Customer Complaint Jose Parker has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not sell as instructed. Jose Parker’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jose Parker Red Flags & Your Rights As An Investor Of course, Jose Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Parker at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Jose Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jose Parker If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Jose Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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