Mar 7, 2022

Ricardo Guimaraes of Morgan Stanley

DID RICARDO FONTANA GUIMARAES CAUSE YOU INVESTMENT LOSSES? Ricardo Guimaraes Of Morgan Stanley And Formerly With Wells Fargo Clearing Services And UBS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ricardo Guimaraes of Morgan Stanley? Ricardo Guimaraes (CRD #5442981) who is currently registered with Morgan Stanley and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Ricardo Guimaraes was associated with Wells Fargo Clearing Services, UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ricardo Guimaraes Customer Complaints Ricardo Guimaraes has been the subject of 2 customer complaints that we know about. Both of Ricardo Guimaraes’ 2 customer complaints were settled in favor of investors. Allegations Against Ricardo Guimaraes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Ricardo Guimaraes purchased unsuitable investments. Claimant alleged Ricardo Guimaraes sold unsuitable Brazilian bonds in violation of Reg. S. Ricardo Guimaraes Red Flags & Your Rights As An Investor Of course, Ricardo Guimaraes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Guimaraes at Morgan Stanley, Wells Fargo Clearing Services, and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ricardo Guimaraes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley, Wells Fargo Clearing Services, and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ricardo Guimaraes If you have questions about Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services, and/or Ricardo Guimaraes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Hollis Jefferies of Wells Fargo Clearing Services

DID HOLLIS LENOIR JEFFERIES III CAUSE YOU INVESTMENT LOSSES? Hollis Jefferies Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Hollis Jefferies of Wells Fargo Clearing Services? Hollis Jefferies (CRD #4504057) who is currently registered with Wells Fargo Clearing Services and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Hollis Jefferies Customer Complaint Hollis Jefferies has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Hollis Jefferies did not timely exchange into a new portfolio as directed, which resulted in losses. Hollis Jefferies’ customer complaint was settled in favor of the investors. Hollis Jefferies Red Flags & Your Rights As An Investor Of course, Hollis Jefferies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hollis Jefferies at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Hollis Jefferies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Hollis Jefferies If you have questions about Wells Fargo Clearing Services and/or Hollis Jefferies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Mark James of J.P. Morgan Securities

DID MARK ALLEN JAMES CAUSE YOU INVESTMENT LOSSES? Mark James Of J.P. Morgan Securities And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mark James of J.P. Morgan Securities? Mark James (CRD #6235307) who is currently registered with J.P. Morgan Securities and located in Sunnyvale, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Mark James was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark James Customer Complaint Mark James has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor advice regarding managed account investment. Mark James’ customer complaint was denied and, to date, the customer has not taken any further action. Mark James Red Flags & Your Rights As An Investor Of course, Mark James did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark James at J.P. Morgan Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Mark James has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Mark James If you have questions about J.P. Morgan Securities, Wells Fargo Clearing Services, and/or Mark James and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeremy Kientz of Wells Fargo Clearing Services

DID JEREMY THOMAS KIENTZ CAUSE YOU INVESTMENT LOSSES? Jeremy Kientz Of Wells Fargo Clearing Services And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jeremy Kientz of Wells Fargo Clearing Services? Jeremy Kientz (CRD #4782864) who is currently registered with Wells Fargo Clearing Services and located in Missoula, Montana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Jeremy Kientz was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeremy Kientz Customer Complaint Jeremy Kientz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Jeremy Kientz liquidated her investments rather than transfer them in-kind as instructed, which resulted in monetary damages. Jeremy Kientz’s customer complaint was denied and, to date, the customer has not taken any further action. Jeremy Kientz Red Flags & Your Rights As An Investor Of course, Jeremy Kientz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Kientz at Wells Fargo Clearing Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jeremy Kientz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Jeremy Kientz If you have questions about Wells Fargo Clearing Services, Edward Jones, and/or Jeremy Kientz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Colby King of Wells Fargo Clearing Services

DID COLBY LANE KING CAUSE YOU INVESTMENT LOSSES? Colby King Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Colby King of Wells Fargo Clearing Services? Colby King (CRD #4824520) who is currently registered with Wells Fargo Clearing Services and located in Farmington, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Colby King Customer Complaint Colby King has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were cl Colby King did not sell his investments as instructed. Colby King’s customer complaint was denied and, to date, the customer has not taken any further action. Colby King Red Flags & Your Rights As An Investor Of course, Colby King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colby King at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Colby King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Colby King If you have questions about Wells Fargo Clearing Services and/or Colby King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Kroll of Wells Fargo Clearing Services

DID DANIEL PAUL KROLL CAUSE YOU INVESTMENT LOSSES? Daniel Kroll Of Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Kroll of Wells Fargo Clearing Services? Daniel Kroll (CRD #5828794) who is currently registered with Wells Fargo Clearing Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Daniel Kroll Customer Complaint Daniel Kroll has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Daniel Kroll misstated material facts pertaining to contributions to two retirement accounts, resulting in increased tax liability. Daniel Kroll’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Kroll Red Flags & Your Rights As An Investor Of course, Daniel Kroll did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kroll at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Kroll has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Kroll If you have questions about Wells Fargo Clearing Services and/or Daniel Kroll and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Adam MacDonald of First Republic Securities

DID ADAM DOUGLAS MACDONALD CAUSE YOU INVESTMENT LOSSES? Adam MacDonald Of First Republic Securities, First Republic Investment Management And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Adam MacDonald of First Republic Securities? Adam MacDonald (CRD #5199964) who is currently registered with First Republic Securities, First Republic Investment Management and located in Newport Beach, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Republic Securities and First Republic Investment Management, Adam MacDonald was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam MacDonald Customer Complaint Adam MacDonald has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that positions were purchased and sold without her consent resulting in tax consequences. Adam MacDonald’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Adam MacDonald Red Flags & Your Rights As An Investor Of course, Adam MacDonald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam MacDonald at First Republic Securities, First Republic Investment Management, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Adam MacDonald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Republic Securities, First Republic Investment Management, and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Republic Securities Due To Adam MacDonald If you have questions about First Republic Securities, First Republic Investment Management, Wells Fargo Clearing Services, and/or Adam MacDonald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Justin Lotano of Wells Fargo Clearing Services

DID JUSTIN JOSEPH LOTANO CAUSE YOU INVESTMENT LOSSES? Justin Lotano Of Wells Fargo Clearing Services And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Justin Lotano of Wells Fargo Clearing Services? Justin Lotano (CRD #5120722) who is currently registered with Wells Fargo Clearing Services and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Justin Lotano was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Lotano Customer Complaint Justin Lotano has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were clients claimed that they were misadvised as to the tax consequences of withdrawing funds from their account. Justin Lotano’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Justin Lotano Red Flags & Your Rights As An Investor Of course, Justin Lotano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Lotano at Wells Fargo Clearing Services and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Justin Lotano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Justin Lotano If you have questions about Wells Fargo Clearing Services, Ameriprise Financial Services, and/or Justin Lotano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Adam Elgert of Wells Fargo Clearing Services

DID ADAM CARL ELGERT CAUSE YOU INVESTMENT LOSSES? Adam Elgert Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Adam Elgert of Wells Fargo Clearing Services? Adam Elgert (CRD #4488125) who is currently registered with Wells Fargo Clearing Services and located in New Canaan, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Adam Elgert Customer Complaints Adam Elgert has been the subject of 2 customer complaints that we know about. Both of Adam Elgert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Adam Elgert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained Adam Elgert allegedly did not explain certain terms of an investment in a limited partnership. New York client purchased 21,240.209 Class C shares of the Oppenheimer Senior Floating Rate Fund at a price of 9.50 for a net cost of $201,789.49 for her joint account. The client claimed that she and her husband live on disability, social security and interest on their CDs and money market accounts. The client further claimed that she and her husband would never make investments that were not safe-insured-guaranteed and secure. The client verbally complained about their investment in the fund. Adam Elgert Red Flags & Your Rights As An Investor Of course, Adam Elgert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Elgert at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Adam Elgert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Adam Elgert If you have questions about Wells Fargo Clearing Services and/or Adam Elgert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Alan Fishman of Wells Fargo Clearing Services

DID ALAN FISHMAN CAUSE YOU INVESTMENT LOSSES? Alan Fishman Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Fishman of Wells Fargo Clearing Services? Alan Fishman (CRD #4387761) who is currently registered with Wells Fargo Clearing Services and located in Deerfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Alan Fishman was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Fishman Customer Complaint Alan Fishman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client’s account objective was inaccurate, resulting in more risk than the client’s conservative needs. Alan Fishman’s customer complaint was denied and, to date, the customer has not taken any further action. Alan Fishman Red Flags & Your Rights As An Investor Of course, Alan Fishman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Fishman at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alan Fishman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Alan Fishman If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Alan Fishman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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