Mar 7, 2022

Alan Fishman of Wells Fargo Clearing Services

DID ALAN FISHMAN CAUSE YOU INVESTMENT LOSSES? Alan Fishman Of Wells Fargo Clearing Services And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Fishman of Wells Fargo Clearing Services? Alan Fishman (CRD #4387761) who is currently registered with Wells Fargo Clearing Services and located in Deerfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Alan Fishman was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Fishman Customer Complaint Alan Fishman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client’s account objective was inaccurate, resulting in more risk than the client’s conservative needs. Alan Fishman’s customer complaint was denied and, to date, the customer has not taken any further action. Alan Fishman Red Flags & Your Rights As An Investor Of course, Alan Fishman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Fishman at Wells Fargo Clearing Services and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Alan Fishman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Alan Fishman If you have questions about Wells Fargo Clearing Services, Morgan Stanley, and/or Alan Fishman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joseph Hunt of Merrill Lynch Pierce Fenner & Smith

DID JOSEPH KURTZ HUNT CAUSE YOU INVESTMENT LOSSES? Joseph Hunt Of Merrill Lynch Pierce Fenner & Smith And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Hunt of Merrill Lynch Pierce Fenner & Smith? Joseph Hunt (CRD #5036197) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joseph Hunt was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Hunt Customer Complaint Joseph Hunt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and unauthorized trading. Joseph Hunt’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Hunt Red Flags & Your Rights As An Investor Of course, Joseph Hunt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Hunt at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Hunt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Hunt If you have questions about Merrill Lynch Pierce Fenner & Smith, Wells Fargo Clearing Services, and/or Joseph Hunt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Apostolos Pitsironis of Janney Montgomery Scott

DID APOSTOLOS NICOLAS PITSIRONIS CAUSE YOU INVESTMENT LOSSES? Apostolos Nicolas Pitsironis formerly with Janney Montgomery Scott and Wells Fargo Has 7 Customer Complaints for Alleged Broker Misconduct In the Past 2 Years Who is Apostolos N. Pitsironis formerly with Janney Montgomery Scott and Wells Fargo? Apostolos Pitsironis (CRD #2804907) who was formerly registered with Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. He was permanently barred by FINRA for allegedly converting $411,000 in customer funds. Prior to Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC, Apostolos Pitsironis was associated with one other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC Broker Misconduct In his career, Apostolos Pitsironis has been the subject of 7 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. All 7 of Apostolos Pitsironis’ customer complaints were settled in favor of investors for investment losses caused by his alleged misconduct. Allegations Against Apostolos Pitsironis A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Clients verbally complained that funds loaned to the financial advisor have only been partially paid back. The client alleges that the financial advisor took a loan from the client and failed to repay the borrowed amount and interest. The client verbally complained that funds loaned to the financial advisor from his IRA with a commitment the funds would be timely restored the will avoid any taxes, have only been partially paid back. The client alleged that the financial advisor transferred assets from their account to a third-party bank account, not in the client’s name. Apostolos Pitsironis Red Flags & Your Rights As An Investor Of course, Apostolos Pitsironis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Apostolos Pitsironis at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC alert to review carefully the activity and performance of their accounts and question whether Apostolos Pitsironishas engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC If you have questions about Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC and/or Apostolos Pitsironis and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Sam Aziz of David A. Noyes & Company

DID SAM AZIZ CAUSE YOU INVESTMENT LOSSES? Sam Aziz formerly with Coastal Equities, Inc. and wells Fargo Advisors Financial Advisors Network LLC Has 4 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Sam Aziz formerly with David A. Noyes & Company, Coastal Equities, Inc. and Wells Fargo Advisors Financial Network, LLC? Sam Aziz (CRD #1721932) who was most recently registered with David A. Noyes & Company and located in Dublin, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to David A. Noyes & Company, Sam Aziz was associated with Coastal Equities, Inc. and Wells Fargo Advisors Financial Network, LLC and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sam Aziz has been the subject of 2 regulatory investigations. In January 2020, the Ohio Division of Securities revoked his license for allegedly, churning, breaching his fiduciary duty, engaging in trading that was unsuitable for investment objectives and various clients’ accounts. A year earlier, FINRA had initiated an investigation into allegations of excessive trading and unsuitable recommendations involving the use of margin, whether Sam Aziz attempted to settle a customer’s complaint away from his firm, and whether he used an undisclosed personal email account and text message is to conduct securities business, among other allegations. Sam Aziz, without admitting or denying the findings, consented to a sanction of a permanent bar and to the entry of findings that he refused to appear for an on-the-record testimony as requested by FINRA in connection with that investigation into his sales practices.  David A. Noyes & Company Broker Misconduct In his career, Sam Aziz has been the subject of 9 customer complaints that we know about, 4 of those complaints were filed in the last two years to recover investment losses. Seven of Sam Aziz’s 9 customer complaints were settled in favor of investors by his former employers Coastal Equities, Inc and Wells Fargo Advisors Financial Network, LLC. There are currently 2 pending customer complaints filed against Sam Aziz’s former employers Coastal Equities, Inc. and Wells Fargo Advisors Financial Network, LLC. for the investment losses caused by his alleged misconduct. Allegations Against Sam Aziz A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client complained that the advisor concentrated the account and risky stocks, churning the accounts in trading without authorization. Customer alleges that registered representatives engaged in excessive trading. Customer alleges that registered representative excessively traded account. Claimant alleged that the financial advisor purchased unsuitable securities without prior authorization, and excessively traded accounts. Claimant alleged that financial advisor, without prior authorization, purchased unsuitable securities and churned his accounts.  There Sam Aziz Red Flags & Your Rights As An Investor Of course, Sam Aziz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sam Aziz at David A. Noyes & Company, Coastal Equities, Inc. and Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Sam Azizhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David A. Noyes & Company, Coastal Equities, Inc. and Wells Fargo Advisors Financial Network, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David A. Noyes & Company If you have questions about David A. Noyes & Company, Coastal Equities, Inc., Wells Fargo Advisors Financial Network, LLC and/or Sam Aziz and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Matthew Perry of Stifel, Nicolaus & Company, Inc

DID MATTHEW ALEXANDER PERRY CAUSE YOU INVESTMENT LOSSES? Matthew Alexander Perry formerly with Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Matthew A. Perry formerly with Stifel, Nicolaus & Company, Incorporated? Matthew Perry (CRD #5985300) who was formerly registered with Stifel, Nicolaus & Company, Incorporated and located in Columbia, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Company, Incorporated, Matthew Perry was associated with Wells Fargo Advisors, LLC both are investment brokerage firms with a history of customer complaints and securities industry regulatory problems. Stifel, Nicolaus & Company, Incorporated Broker Misconduct In his career, Matthew Perry has been the subject of 3customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. All of Matthew Perry’s 3 customer complaints were settled in favor of investors. Allegations Against Matthew Perry A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleged that the registered representative made unauthorized and unsuitable transactions in common and preferred stocks and options. Client alleged the transactions in July and August 2018 were not authorized. Customer alleged that the registered representative did not follow his stated goals and did not disclose the risk associated with options trading. Matthew Perry Red Flags & Your Rights As An Investor Of course, Matthew Perry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Perry at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Perry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated in such a short period also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated If you have questions about Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and/or Matthew Perry and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Fahsholtz Formally With Stifel, Nicolaus & Co.

UPDATED ON: December 4, 2020 DID MICHAEL ANTHONY FAHSHOLTZ CAUSE YOU INVESTMENT LOSSES? Michael Anthony Fahsholtz Has 8 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Michael Fahsholtz Formally With Stifel, Nicolaus & Co. Michael Fahsholtz (CRD# 2057306) who was registered with Stifel, Nicolaus & Co. and located in Wenatchee, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Co. was associated with Wells Fargo Advisors and 8 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Stifel, Nicolaus & Co. Broker Misconduct In his career, Michael Fahsholtz has been the subject of 10 customer complaints that we know about, 8 of those complaints were filed in the last year to recover investment losses. Three of Michael Fahsholtz customer complaints were settled in favor of investors. There are currently 5 pending customer complaints filed against Michael Fahsholtz’s former employer Stifel, Nicolaus & Co. for investment losses caused by his alleged misconduct. Allegations Against Michael Fahsholtz A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:  Claimants alleged violation of the Washington Securities Act, breach of fiduciary duty, unsuitable investments, violation of FINRA rules, negligence and breach of contract. Claimants personal representative/authorized agent alleges churning and that registered representative mismanaged claimant’s accounts and made poor recommendations. Client alleges registered representative ought inappropriate stocks, bonds, and unit investment trusts. Claimants allege violation of federal securities laws, violation of Washington Securities Act, violation of Washington’s Consumer Protection Act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence. Michael Fahsholtz Red Flags & Your Rights As An Investor Of course, did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Fahsholtz at Stifel, Nicolaus & Co. on alert to review carefully the activity and performance of their accounts and question whether Michael Fahsholtz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Co. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Co. If you have questions about Stifel, Nicolaus & Co. and/or Michael Fahsholtz and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Thomas Tonkovich of Morgan Stanley

DID THOMAS LEE TONKOVICH CAUSE YOU INVESTMENT LOSSES? Thomas Tonkovich Of Morgan Stanley And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Thomas Tonkovich of Morgan Stanley? Thomas Tonkovich (CRD #5256792) who is currently registered with Morgan Stanley and located in Sea Girt, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Thomas Tonkovich was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Tonkovich Customer Complaint Thomas Tonkovich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Thomas Lee Tonkovich was a subject of the customer’s complaint against his member firm that asserted the following causes of action: respondeat superior, suitability, and negligence. The causes of action relate to an investment account and an IRA account. An arbitration award was entered against Wells Fargo Clearing Services for the alleged misconduct causing investors losses. Thomas Tonkovich Red Flags & Your Rights As An Investor Of course, Thomas Tonkovich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Tonkovich at Morgan Stanley and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Thomas Tonkovich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Thomas Tonkovich If you have questions about Morgan Stanley, Wells Fargo Clearing Services, and/or Thomas Tonkovich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

James Watson of Wells Fargo Clearing Services

DID JAMES COLE WATSON CAUSE YOU INVESTMENT LOSSES? James Watson Of Wells Fargo Clearing Services And Formerly With BOK Financial Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Watson of Wells Fargo Clearing Services? James Watson (CRD #5376702) who is currently registered with Wells Fargo Clearing Services and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, James Watson was associated with BOK Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Watson Customer Complaints James Watson has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Watson’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against BOK Financial Securities for investment losses caused by James Watson’s alleged misconduct. Allegations Against James Watson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant purchased FS Energy & Power Fund and FS Investment Corporation III.  Claimant filed a written complaint with Respondent alleging the investments made by James Watson were unsuitable. The complaint subsequently resulted in the referenced Arbitration filed with allegations of Breach of Fiduciary Duty; Violations of FINRA Rules, Breach of Contract and Negligence; and, Negligent Supervision. The client alleged misrepresentation by James Watson of the reserve yield plus fund (RYPQX). James Watson Red Flags & Your Rights As An Investor Of course, James Watson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Watson at Wells Fargo Clearing Services and BOK Financial Securities on alert to review carefully the activity and performance of their accounts and question whether James Watson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and BOK Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To James Watson If you have questions about Wells Fargo Clearing Services, BOK Financial Securities, and/or James Watson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Guilherme Sahadi of Wells Fargo Clearing Services

DID GUILHERME SILVEIRA SAHADI CAUSE YOU INVESTMENT LOSSES? Guilherme Sahadi Of Wells Fargo Clearing Services And Formerly With Citigroup Global Markets Has 2 Customer Complaints For Alleged Broker Misconduct Who is Guilherme Sahadi of Wells Fargo Clearing Services? Guilherme Sahadi (CRD #6473850) who is currently registered with Wells Fargo Clearing Services and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Guilherme Sahadi was associated with Citigroup Global Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Guilherme Sahadi Customer Complaints Guilherme Sahadi has been the subject of 2 customer complaints that we know about, which were filed in the last year to recover investment losses. Both customer complaints filed against Guilherme Sahadi’s current employer Wells Fargo Clearing Services for investment losses caused by the alleged misconduct are pending as of the date of this report. Allegations Against Guilherme Sahadi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Guilherme Sahadi made unsuitable recommendations. Claimant alleged that Guilherme Sahadi over-concentrated his account in risky securities. Guilherme Sahadi Red Flags & Your Rights As An Investor Of course, Guilherme Sahadi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guilherme Sahadi at Wells Fargo Clearing Services and Citigroup Global Markets on alert to review carefully the activity and performance of their accounts and question whether Guilherme Sahadi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Citigroup Global Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Guilherme Sahadi If you have questions about Wells Fargo Clearing Services, Citigroup Global Markets, and/or Guilherme Sahadi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Hung Sam formerly with Wells Fargo Clearing Services

DID HUNG SAM CAUSE YOU INVESTMENT LOSSES? Hung Sam Formerly With Wells Fargo Clearing Services And Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Hung Sam formerly with Wells Fargo Clearing Services? Hung Sam (CRD #6065447) who was formerly registered with Wells Fargo Clearing Services and located in Laguna Niguel, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Hung Sam was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hung Sam Customer Complaint Hung Sam has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that the financial advisor did not sell as instructed. Hung Sam’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Hung Sam Red Flags & Your Rights As An Investor Of course, Hung Sam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hung Sam at Wells Fargo Clearing Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Hung Sam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Hung Sam If you have questions about Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith, and/or Hung Sam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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