Mar 4, 2022

Hung Sam formerly with Wells Fargo Clearing Services

DID HUNG SAM CAUSE YOU INVESTMENT LOSSES? Hung Sam Formerly With Wells Fargo Clearing Services And Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Hung Sam formerly with Wells Fargo Clearing Services? Hung Sam (CRD #6065447) who was formerly registered with Wells Fargo Clearing Services and located in Laguna Niguel, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Hung Sam was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hung Sam Customer Complaint Hung Sam has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that the financial advisor did not sell as instructed. Hung Sam’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Hung Sam Red Flags & Your Rights As An Investor Of course, Hung Sam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hung Sam at Wells Fargo Clearing Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Hung Sam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Hung Sam If you have questions about Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith, and/or Hung Sam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Daniel Sebastian Formerly With Wells Fargo Clearing Services

DID DANIEL GERARD SEBASTIAN CAUSE YOU INVESTMENT LOSSES? Daniel Sebastian Formerly With Wells Fargo Clearing Services And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Sebastian formerly with Wells Fargo Clearing Services? Daniel Sebastian (CRD #4501705) who was formerly registered with Wells Fargo Clearing Services and located in Palmdale, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Daniel Sebastian was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Sebastian Customer Complaint Daniel Sebastian has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that, instead of diversifying within the same family of mutual funds, the financial advisor, Daniel Sebastian made purchases in various fund companies which resulted in excess front-end load fees. Daniel Sebastian’s customer complaint was settled in favor of the investors. Daniel Sebastian Red Flags & Your Rights As An Investor Of course, Daniel Sebastian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Sebastian at Wells Fargo Clearing Services and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Daniel Sebastian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Sebastian If you have questions about Wells Fargo Clearing Services, J.P. Morgan Securities, and/or Daniel Sebastian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kurt Sharp of Ameriprise Financial Services

DID KURT DOUGLAS SHARP CAUSE YOU INVESTMENT LOSSES? Kurt Sharp Of Ameriprise Financial Services And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kurt Sharp of Ameriprise Financial Services? Kurt Sharp (CRD #4611426) who is currently registered with Ameriprise Financial Services and located in Shakopee, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Kurt Sharp Customer Complaint Kurt Sharp has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were his financial advisor, Kurt Sharp, failed to liquidate his accounts as requested and he suffered monetary damages as a result. Kurt Sharp’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Kurt Sharp Red Flags & Your Rights As An Investor Of course, Kurt Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Sharp at Ameriprise Financial Services and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Kurt Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Kurt Sharp If you have questions about Ameriprise Financial Services, Wells Fargo Clearing Services, and/or Kurt Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith

DID JOSEPH MICHAEL SHIMKO JR CAUSE YOU INVESTMENT LOSSES? Joseph Shimko Formerly With Merrill Lynch Pierce Fenner & Smith And Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith? Joseph Shimko (CRD #4611093) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joseph Shimko was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Shimko Customer Complaint Joseph Shimko has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that the purchases made by the financial advisor were not in accordance with the client’s Investment Objectives. Joseph Shimko’s customer complaint was settled in favor of the investors. Joseph Shimko Red Flags & Your Rights As An Investor Of course, Joseph Shimko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Shimko at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Shimko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Shimko If you have questions about Merrill Lynch Pierce Fenner & Smith, Wells Fargo Clearing Services, and/or Joseph Shimko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Daniel Smith of Wells Fargo Clearing Services

DID DANIEL W. SMITH CAUSE YOU INVESTMENT LOSSES? Daniel Smith Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Smith of Wells Fargo Clearing Services? Daniel Smith (CRD #5816549) who is currently registered with Wells Fargo Clearing Services and located in Canyon, Texas is a subject of one of our many securities industry sales practice abuse investigations. Daniel Smith Customer Complaints Daniel Smith has been the subject of 2 customer complaints that we know about. One of Daniel Smith’s 2 customer complaints was settled in favor of investors. One of Daniel Smith’s customers’ complaints was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Daniel Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client complained that the terms of the investment, as explained by Daniel Smith, allegedly turned out to be incorrect. Client verbally alleged that Daniel Smith misrepresented the terms of a unit investment trust relating to the liquidity or availability of her funds in conjunction with a fluctuating account balance. Daniel Smith Red Flags & Your Rights As An Investor Of course, Daniel Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Smith at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Daniel Smith If you have questions about Wells Fargo Clearing Services and/or Daniel Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Louis Taylor of Wells Fargo Clearing Services

DID LOUIS EDWARD TAYLOR CAUSE YOU INVESTMENT LOSSES? Louis Taylor Of Wells Fargo Clearing Services And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Louis Taylor of Wells Fargo Clearing Services? Louis Taylor (CRD #5417321) who is currently registered with Wells Fargo Clearing Services and located in Bloomington, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Louis Taylor was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Louis Taylor Customer Complaint Louis Taylor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client’s attorney alleged the margin loan associated with the account was fraudulently opened by Louis Taylor. He further alleged there was no document authorized by the decedent in the creation of the loan and the Louis Taylor did nothing to address the increasing margin debt. Louis Taylor’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Louis Taylor Red Flags & Your Rights As An Investor Of course, Louis Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Taylor at Wells Fargo Clearing Services and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Louis Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Louis Taylor If you have questions about Wells Fargo Clearing Services, UBS Financial Services, and/or Louis Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Archie Thompson of Synovus Securities

DID ARCHIE LEE THOMPSON JR CAUSE YOU INVESTMENT LOSSES? Archie Thompson Of Synovus Securities And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Archie Thompson of Synovus Securities? Archie Thompson (CRD #4425686) who is currently registered with Synovus Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Synovus Securities, Archie Thompson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Archie Thompson Customer Complaint Archie Thompson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Archie Thompson did not follow instructions to execute an exchange of Puerto Rico Sales Tax Bonds. Complaint: Client alleged that the financial advisor did not follow client’s email instruction to exchange his bonds prior to exchange deadline. Archie Thompson’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Archie Thompson Red Flags & Your Rights As An Investor Of course, Archie Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Archie Thompson at Synovus Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Archie Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Synovus Securities and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Synovus Securities Due To Archie Thompson If you have questions about Synovus Securities, Wells Fargo Clearing Services, and/or Archie Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brian Summers formerly with LaSalle St. Securities, LLC

DID BRIAN HOWARD SUMMERS CAUSE YOU INVESTMENT LOSSES? Brian Summers Formerly With LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC And Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Summers formerly with LaSalle St. Securities, LLC? Brian Summers (CRD #1569354) who was formerly registered with LaSalle St. Securities, LLC and located in Frankfort, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LaSalle St. Securities, LLC, Brian Summers was associated with Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Summers Customer Complaints Brian Summers has been the subject of 2 customer complaints that we know about, 1of those complaints were filed in the last year to recover investment losses. One of Brian Summers’ customer complaints resulted in an Award in favor of investor. There is currently 1 pending customer complaint filed against Brian Summers’ former employer Wells Fargo Clearing Services, LLC for investment losses caused by the alleged misconduct. Allegations Against Brian Summers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation, breach of fiduciary duty, and accounts related negligence. Unsuitable investment recommendations. Brian Summers Red Flags & Your Rights As An Investor Of course, Brian Summers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Summers at LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Summers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LaSalle St. Securities, LLC Due To Brian Summers If you have questions about LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, and/or Brian Summers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brett Bellcase of Wells Fargo Clearing Services, LLC

DID BRETT AVERIT BELLCASE CAUSE YOU INVESTMENT LOSSES? Brett Bellcase Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Brett Bellcase of Wells Fargo Clearing Services, LLC? Brett Bellcase (CRD #2600420) who is currently registered with Wells Fargo Clearing Services, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Brett Bellcase Customer Complaint Brett Bellcase has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brett Bellcase failed to file customers instructions and liquidated account. Brett Bellcase’s customer complaint was settled in favor of the investors. Brett Bellcase Red Flags & Your Rights As An Investor Of course, Brett Bellcase did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Bellcase at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brett Bellcase has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Brett Bellcase If you have questions about Wells Fargo Clearing Services, LLC and/or Brett Bellcase and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Aubrey Parker of Wells Fargo Clearing Services, LLC

DID AUBREY DEXTER PARKER CAUSE YOU INVESTMENT LOSSES? Aubrey Parker Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Aubrey Parker of Wells Fargo Clearing Services, LLC? Aubrey Parker (CRD #2454088) who is currently registered with Wells Fargo Clearing Services, LLC and located in Stone Mountain, Georgia 30087 is a subject of one of our many securities industry sales practice abuse investigations.   Aubrey Parker Customer Complaints Aubrey Parker has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Aubrey Parker’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Aubrey Parker’s former employer Wells Fargo Advisors for investment losses caused by the alleged misconduct. Allegations Against Aubrey Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Aubrey Parker took orders from customers son without customer’s authorization. Misrepresentation by Aubrey Parker with respect to recommended securities transactions. Aubrey Parker Red Flags & Your Rights As An Investor Of course, Aubrey Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aubrey Parker at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Aubrey Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Aubrey Parker If you have questions about Wells Fargo Clearing Services, LLC and/or Aubrey Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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