Oct 13, 2023

Michael Chapman of Wells Fargo Clearing Services, LLC

DID MICHAEL GRANT CHAPMAN CAUSE YOU INVESTMENT LOSSES? Michael Chapman Of Wells Fargo Clearing Services, LLC And Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Michael Chapman Customer Complaints Michael Chapman has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by the advisor’s current and former employers and, to date, the investors have not taken any further action. Allegations Against Michael Chapman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Chapman Red Flags & Your Rights As An Investor Of course, Michael Chapman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Chapman at Wells Fargo Clearing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Chapman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Michael Chapman If you have questions about Wells Fargo Clearing Services, LLC, Edward Jones and/or Michael Chapman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 8, 2023

Mickey Yablans of Wells Fargo Clearing Services, LLC

DID MICKEY ROBERT YABLANS CAUSE YOU INVESTMENT LOSSES? Mickey Yablans Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Mickey Yablans Customer Complaints Mickey Yablans has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo Advisors in favor of the investor. Another customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration receding pending against Wells Fargo Clearing Services for Mickey Yablans’ alleged misconduct. Allegations Against Mickey Yablans A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mickey Yablans Red Flags & Your Rights As An Investor Of course, Mickey Yablans did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mickey Yablans at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mickey Yablans has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mickey Yablans If you have questions about  Wells Fargo Clearing Services, LLC and/or Mickey Yablans and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2023

Stanley Smith of Wells Fargo Clearing Services, LLC

DID STANLEY WILLIAM SMITH CAUSE YOU INVESTMENT LOSSES? Stanley Smith Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Stanley Smith Customer Complaint Stanley Smith has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment strategy. The customer complaint filed against Wells Fargo Clearing Services for Stanley Smith’s alleged misconduct is still pending in a FINRA arbitration proceeding. Stanley Smith Red Flags & Your Rights As An Investor Of course, Stanley Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stanley Smith at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stanley Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Stanley Smith If you have questions about Wells Fargo Clearing Services, LLC and/or Stanley Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 27, 2023

Larry Schwartzman of Oppenheimer & Co. Inc.

DID LARRY ALAN SCHWARTZMAN CAUSE YOU INVESTMENT LOSSES? Larry Schwartzman Of Oppenheimer & Co. Inc. and Formerly with Wells Fargo Clearing Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct Larry Schwartzman Customer Complaint Larry Schwartzman has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, breach of fiduciary duty, churning and excessive trading, unauthorized trading, and violation of FINRA rules and regulations. The FINRA arbitration proceeding filed against Oppenheimer & Co. for Larry Schwartzman’s alleged misconduct is still pending. Larry Schwartzman Red Flags & Your Rights As An Investor Of course, Larry Schwartzman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Schwartzman at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Schwartzman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Larry Schwartzman If you have questions about Oppenheimer & Co. Inc., Wells Fargo Clearing Services, LLC and/or Larry Schwartzman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 20, 2023

James Paige of Wells Fargo Clearing Services, LLC

DID JAMES ROY PAIGE CAUSE YOU INVESTMENT LOSSES? James Paige Of Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct James Paige Customer Complaints James Paige has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints against Wells Fargo Clearing Services for James Paige’s alleged misconduct are pending. Allegations Against James Paige A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Paige Red Flags & Your Rights As An Investor Of course, James Paige did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Paige at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Paige has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To James Paige If you have questions about Wells Fargo Clearing Services, LLC and/or James Paige and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2023

David Mulford formerly with J.P. Morgan Securities LLC

DID DAVID WHITNEY MULFORD CAUSE YOU INVESTMENT LOSSES? David Mulford Formerly With J.P. Morgan Securities LLC and Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct David Mulford Customer Complaint David Mulford has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of an exchange of variable annuity contracts. Wells Fargo Clearing Services settled the customer complaint in favor of the investor. David Mulford Red Flags & Your Rights As An Investor Of course, David Mulford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Mulford at J.P. Morgan Securities LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Mulford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To David Mulford If you have questions about J.P. Morgan Securities LLC, Wells Fargo Clearing Services, LLC and/or David Mulford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2023

Adam Marquardt formerly with Cetera Advisors LLC

DID ADAM THOMAS MARQUARDT CAUSE YOU INVESTMENT LOSSES? Adam Marquardt Formerly With Cetera Advisors LLC and Wells Fargo Advisors Financial Network, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Adam Marquardt Customer Complaints Adam Marquardt has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Wells Fargo Advisors Financial Network for Adam Marquardt’s alleged misconduct.  The other 2 customer complaints were settled by Wells Fargo Advisors Financial Network in favor of the investors. Allegations Against Adam Marquardt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Marquardt Red Flags & Your Rights As An Investor Of course, Adam Marquardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Marquardt at Cetera Advisors LLC or Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Marquardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Adam Marquardt If you have questions about Cetera Advisors LLC and/or Adam Marquardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2023

Lawrence Burke of Wells Fargo Clearing Services, LLC

DID LAWRENCE SEAN BURKE CAUSE YOU INVESTMENT LOSSES? Lawrence Burke Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Lawrence Burke Customer Complaint Lawrence Burke has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the branch manager failed to follow instructions by blocking purchase of stock and failed to advise customers in a timely manner causing losses in claimant’s accounts. The recently filed FINRA arbitration proceeding against Wells Fargo Clearing Services for the advisor’s alleged misconduct is still pending. Lawrence Burke Red Flags & Your Rights As An Investor Of course, Lawrence Burke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Burke at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Burke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Lawrence Burke If you have questions about Wells Fargo Clearing Services, LLC and/or Lawrence Burke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 11, 2023

King Cavalier of Raymond James Financial Services, Inc.

DID KING SUTTON CAVALIER CAUSE YOU INVESTMENT LOSSES? King Cavalier Of Raymond James Financial Services, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct King Cavalier Customer Complaint King Cavalier has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer informed advisor she intended to use a specific amount of funds from her investment account in the short term to buy a home but that advisor improperly invested those funds in stocks and U.S. Treasury bonds resulting in a loss. King Cavalier Red Flags & Your Rights As An Investor Of course, King Cavalier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of King Cavalier at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether King Cavalier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To King Cavalier If you have questions about Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC and/or King Cavalier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 31, 2023

Donald Laurence, Jr. formerly with Raymond James & Associates, Inc.

DID DONALD R LAURENCE, JR. CAUSE YOU INVESTMENT LOSSES? Donald Laurence, Jr. Formerly With Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Donald Laurence, Jr. Customer Complaints Donald Laurence, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Southwest Securities in favor of the investor. The advisor’s former employer recently denied the other customer complaint and, to date, no further action has been taken by the investor. Allegations Against Donald Laurence, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Chay Lapin Red Flags & Your Rights As An Investor Of course, Donald Laurence, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Laurence, Jr. at Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Donald Laurence, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Donald Laurence, Jr. If you have questions about Raymond James & Associates, Inc., Wells Fargo Clearing Services, LLC and/or Donald Laurence, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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