Aug 18, 2023

Elinar Deghbashyan of NYLife Securities LLC

DID ELINAR DEGHBASHYAN CAUSE YOU INVESTMENT LOSSES? Elinar Deghbashyan Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Culpepper Customer Complaint Elinar Deghbashyan has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an option to purchase an investment preservation rider in a variable annuity contract was not disclosed or offered to him. Elinar Deghbashyan Red Flags & Your Rights As An Investor Of course, Elinar Deghbashyan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elinar Deghbashyan at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Elinar Deghbashyan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Elinar Deghbashyan If you have questions about NYLife Securities LLC and/or Elinar Deghbashyan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 18, 2023

Ryan Culpepper of Wells Fargo Clearing Services, LLC

DID RYAN ANDREW CULPEPPER CAUSE YOU INVESTMENT LOSSES? Ryan Culpepper Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley, Has A Customer Complaint For Alleged Broker Misconduct Ryan Culpepper Customer Complaint Ryan Culpepper has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to enter stop loss orders. Wells Fargo Advisors recently denied the customer complaint and, to date, the customer has not taken any further action. Ryan Culpepper Red Flags & Your Rights As An Investor Of course, Ryan Culpepper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Culpepper at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ryan Culpepper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Ryan Culpepper If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley and/or Ryan Culpepper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

Yuting Cheng of Wells Fargo Clearing Services, LLC

DID YUTING CHENG CAUSE YOU INVESTMENT LOSSES? Yuting Cheng Of Wells Fargo Clearing Services, LLC And Formerly With Bancwest Investment Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Yuting Cheng Customer Complaints Yuting Cheng has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Yuting Cheng’s 3 customer complaints was settled in favor of investors. One of Yuting Cheng’s customer’s complaints was denied and, to date, the customer has not taken any further action. The most recent customer complaint remains pending in a FINRA arbitration proceeding. Allegations Against Yuting Cheng A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Yuting Cheng Red Flags & Your Rights As An Investor Of course, Yuting Cheng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yuting Cheng at Wells Fargo Clearing Services, LLC and Bancwest Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Yuting Cheng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Bancwest Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Yuting Cheng If you have questions about Wells Fargo Clearing Services, LLC, Bancwest Investment Services, Inc. and/or Yuting Cheng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

George Cairnes of Wells Fargo Clearing Services, LLC

DID GEORGE JOHN CAIRNES CAUSE YOU INVESTMENT LOSSES? George Cairnes Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct George Cairnes Customer Complaints George Cairnes has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer’s complaints was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. Another customer complaint was denied by Wells Fargo Advisors and the customer took no further action. The last customer complaint is still pending against Wells Fargo Advisors for the broker’s alleged misconduct. Allegations Against George Cairnes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Cairnes Red Flags & Your Rights As An Investor Of course, George Cairnes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Cairnes at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Cairnes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To George Cairnes If you have questions about Wells Fargo Clearing Services, LLC and/or George Cairnes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Lewis of Wells Fargo Advisors Financial Network, LLC

DID WILLIAM LEWIS CAUSE YOU INVESTMENT LOSSES? William Lewis Of Wells Fargo Advisors Financial Network, LLC And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct William Lewis Customer Complaint William Lewis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and failure to follow client’s instructions. William Lewis’ former employer denied the customer complaint and, to date, no further action has been taken. William Lewis Red Flags & Your Rights As An Investor Of course, William Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Lewis at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To William Lewis If you have questions about Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or William Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 1, 2023

Wilber Aguirre of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID WILBER AGUIRRE CAUSE YOU INVESTMENT LOSSES? Wilber Aguirre Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Wilber Aguirre Customer Complaint Wilber Aguirre has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations about risk of loss in connection with a mutual fund investment. Wells Fargo Advisors settled the customer complaint in favor of the investor. Wilber Aguirre Red Flags & Your Rights As An Investor Of course, Wilber Aguirre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wilber Aguirre at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Wilber Aguirre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Wilber Aguirre If you have questions about  Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC and/or Wilber Aguirre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2023

Travis Johnson of Wells Fargo Clearing Services, LLC

DID TRAVIS MIKEL JOHNSON CAUSE YOU INVESTMENT LOSSES? Travis Johnson Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Travis Johnson Customer Complaints Travis Johnson has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint settled in favor of the investor. The other customer complaint was denied by Wells Fargo Advisors and, to date, the customer has not taken any further action. Allegations Against Travis Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Travis Johnson Red Flags & Your Rights As An Investor Of course, Travis Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Johnson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Travis Johnson If you have questions about Wells Fargo Clearing Services, LLC and/or Travis Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 28, 2023

Tracy Raynor of Ameriprise Financial Services, LLC

DID TRACY LYNN RAYNOR CAUSE YOU INVESTMENT LOSSES? Tracy Raynor Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Tracy Raynor Customer Complaint Tracy Raynor has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty by taking investment and disbursement instructions from one co-trustee only when joint co-trustee authorization was required. The customer dispute was settled by Wells Fargo Clearing Services in favor of the investor. Tracy Raynor Red Flags & Your Rights As An Investor Of course, Tracy Raynor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tracy Raynor at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Tracy Raynor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Tracy Raynor If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Tracy Raynor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Richard DeYoung, Jr. of LPL Financial LLC

DID RICHARD CLARENCE DEYOUNG JR CAUSE YOU INVESTMENT LOSSES? Richard DeYoung, Jr. Of LPL Financial LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard DeYoung, Jr. Customer Complaints Richard DeYoung, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into a FINRA arbitration proceeding and an arbitration award against Wells Fargo Clearing Services and Richard DeYoung in the amount of $750,000 plus expenses. The other customer complaint was denied by the same brokerage firm and, to date, no further action has been taken. Allegations Against Richard DeYoung, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard DeYoung, Jr. Red Flags & Your Rights As An Investor Of course, Richard DeYoung, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard DeYoung, Jr. at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard DeYoung, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard DeYoung, Jr. If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC and/or Richard DeYoung, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Thomas Swan of Western International Securities, Inc.

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. Another customer complaint was denied by Thomas Swan’s former employer and the customer took no further action. There are currently 2 arbitration proceedings pending against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Swan If you have questions about Western International Securities, Inc. and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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