Jul 18, 2023

Thomas Swan of Western International Securities, Inc.

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. Another customer complaint was denied by Thomas Swan’s former employer and the customer took no further action. There are currently 2 arbitration proceedings pending against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Swan If you have questions about Western International Securities, Inc. and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Thomas Kieffer formerly with Ceros Financial Services, Inc.

DID THOMAS ANTHONY KIEFFER CAUSE YOU INVESTMENT LOSSES? Thomas Kieffer Formerly With Ceros Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Kieffer Customer Complaints Thomas Kieffer has been the subject of 3 customer complaints that we know about to recover investment losses. All three customer complaints were settled in favor of the investors. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kieffer Red Flags & Your Rights As An Investor Of course, Thomas Kieffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kieffer at Ceros Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kieffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ceros Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ceros Financial Services, Inc. Due To Thomas Kieffer If you have questions about Ceros Financial Services, Inc. and/or Thomas Kieffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Theodore Rich of D.A. Davidson & Co.

DID THEODORE NELSON RICH CAUSE YOU INVESTMENT LOSSES? Theodore Rich Of D.A. Davidson & Co. And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Theodore Rich Customer Complaints Theodore Rich has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Wells Fargo Investments and the customer took no further action. The 2nd customer complaint is still pending in a FINRA arbitration proceeding. Allegations Against Theodore Rich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Rich Red Flags & Your Rights As An Investor Of course, Theodore Rich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Rich at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Theodore Rich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson & Co. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.A. Davidson & Co. Due To Theodore Rich If you have questions about D.A. Davidson & Co., Wells Fargo Clearing Services, LLC and/or Theodore Rich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terrence Volk of Wells Fargo Clearing Services, LLC

DID TERRENCE CHARLES VOLK CAUSE YOU INVESTMENT LOSSES? Terrence Volk Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Terrence Volk Customer Complaints Terrence Volk has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Wells Fargo Advisors in favor of the investor. Terrence Volk’s former employer denied the other customer complaint and no further action was taken. Allegations Against Terrence Volk A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terrence Volk Red Flags & Your Rights As An Investor Of course, Terrence Volk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terrence Volk at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Terrence Volk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Terrence Volk If you have questions about Wells Fargo Clearing Services, LLC and/or Terrence Volk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 11, 2023

Steven Earl of Wells Fargo Advisors Financial Network, LLC

DID STEVEN EARL CAUSE YOU INVESTMENT LOSSES? Steven Earl Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Earl Customer Complaints Steven Earl has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Wells Fargo Advisors and, to date, the customers have not taken any further action. Allegations Against Steven Earl A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Earl Red Flags & Your Rights As An Investor Of course, Steven Earl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Earl at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Earl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Steven Earl If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Steven Earl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 11, 2023

Steven Melton of Wells Fargo Clearing Services, LLC

DID STEVEN CLARK MELTON CAUSE YOU INVESTMENT LOSSES? Steven Melton Of Wells Fargo Clearing Services, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Steven Melton Customer Complaint Steven Melton has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation and purchase of a Murphy Oil investment was unsuitable for the customer. Edward Jones denied the customer complaint and to date, the customer has not taken any further action. Steven Melton Red Flags & Your Rights As An Investor Of course, Steven Melton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Melton at Wells Fargo Clearing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Steven Melton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Steven Melton If you have questions about Wells Fargo Clearing Services, LLC, Edward Jones and/or Steven Melton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 5, 2023

Sheila Spicehandler of Wells Fargo Advisors Financial Network, LLC

DID SHEILA LEAH SPICEHANDLER CAUSE YOU INVESTMENT LOSSES? Sheila Spicehandler Of Wells Fargo Advisors Financial Network, LLC And Formerly With Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Sheila Spicehandler Customer Complaint Sheila Spicehandler has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor inappropriately recommended the customer not invest in her employer sponsored retirement plan and instead purchase fixed insurance policies which deprived her of employer matching contributions. Ameriprise Financial Services denied the customer complaint and, to date, the investor has not taken any further action. Sheila Spicehandler Red Flags & Your Rights As An Investor Of course, Sheila Spicehandler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sheila Spicehandler at Wells Fargo Advisors Financial Network, LLC  and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Sheila Spicehandler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Sheila Spicehandler If you have questions about Innovation Wells Fargo Advisors Financial Network, LLC, Ameriprise Financial Services, LLC and/or Sheila Spicehandler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 1, 2023

Scott Reed formerly with First Financial Equity Corporation

DID SCOTT WAYNE REED CAUSE YOU INVESTMENT LOSSES? Scott Reed Formerly With First Financial Equity Corporation and Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Scott Reed Customer Complaints Scott Reed has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Reed’s former employers in favor of the investors. The other 2 complaints were denied and, to date, the customers have not filed any arbitration proceedings. Allegations Against Scott Reed A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Reed Red Flags & Your Rights As An Investor Of course, Scott Reed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Reed at First Financial Equity Corporation and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Reed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Financial Equity Corporation and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Financial Equity Corporation Due To Scott Reed If you have questions about First Financial Equity Corporation, Wells Fargo Clearing Services, LLC and/or Scott Reed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Kaminsky of Janney Montgomery Scott LLC

DID SCOTT JAY KAMINSKY CAUSE YOU INVESTMENT LOSSES? Scott Kaminsky Of Janney Montgomery Scott LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Scott Kaminsky Customer Complaints Scott Kaminsky has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and to date, the customers have not taken any further action. Allegations Against Scott Kaminsky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Kaminsky Red Flags & Your Rights As An Investor Of course, Scott Kaminsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Kaminsky at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Kaminsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Scott Kaminsky If you have questions about Janney Montgomery Scott LLC, Wells Fargo Clearing Services, LLC and/or Scott Kaminsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Stevens of Ameriprise Financial Services, LLC

DID RYAN KENNETH STEVENS CAUSE YOU INVESTMENT LOSSES? Ryan Stevens Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Stevens Customer Complaint Ryan Stevens has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose customer was giving up lifetime income on an annuity that was surrendered and reinvested into a managed account. Wells Fargo Advisors settled the customer dispute in favor of the investor. Ryan Stevens Red Flags & Your Rights As An Investor Of course, Ryan Stevens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Stevens at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Stevens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Ryan Stevens If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Ryan Stevens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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