Jun 19, 2023

Ronald Nagy of Wells Fargo Clearing Services, LLC

DID RONALD ANDREW NAGY CAUSE YOU INVESTMENT LOSSES? Ronald Nagy Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Nagy Customer Complaint Ronald Nagy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were he did not inform customer some of his investments had to be sold to facilitate the transfer of his account or that the sales would result in tax consequences. Wells Fargo Advisors settled the customer complaint in favor of the investor. Ronald Nagy Red Flags & Your Rights As An Investor Of course, Ronald Nagy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Nagy at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Nagy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Ronald Nagy If you have questions about Wells Fargo Clearing Services, LLC and/or Ronald Nagy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 9, 2023

Robert Buckman of Pruco Securities, LLC

DID ROBERT BUCKMAN CAUSE YOU INVESTMENT LOSSES? Robert Buckman Of Pruco Securities, LLC And Formerly With Wells Fargo Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Robert Buckman Customer Complaints Robert Buckman has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by the financial advisor’s current and former employers and to date, the customers have not taken any further action. Allegations Against Robert Buckman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Buckman Red Flags & Your Rights As An Investor Of course, Robert Buckman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Buckman at Pruco Securities, LLC and Wells Fargo Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Buckman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Wells Fargo Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Robert Buckman If you have questions about Pruco Securities, LLC, Wells Fargo Securities, LLC and/or Robert Buckman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 8, 2023

Robert Eberst, Jr. of LPL Financial LLC

DID ROBERT BRUCE EBERST JR CAUSE YOU INVESTMENT LOSSES? Robert Eberst, Jr. Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Robert Eberst, Jr. Customer Complaints Robert Eberst, Jr. has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Wells Fargo Advisors and, to date, the customers have not taken any further action. Allegations Against Robert Eberst, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Eberst, Jr. Red Flags & Your Rights As An Investor Of course, Robert Eberst, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Eberst, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Eberst, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Eberst, Jr. If you have questions about LPL Financial LLC and/or Robert Eberst, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Coronel of Wells Fargo Clearing Services, LLC

DID RICHARD CORONEL CAUSE YOU INVESTMENT LOSSES? Richard Coronel Of Wells Fargo Clearing Services, LLC And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Coronel Customer Complaint Richard Coronel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the fixed annuity contracts were unsuitable in light of a customer’s age and liquidity needs. Richard Coronel’s former employer BBVA Securities denied the customer complaint and, to date, the customer has not taken any further action. Richard Coronel Red Flags & Your Rights As An Investor Of course, Richard Coronel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Coronel at Wells Fargo Clearing Services, LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Coronel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Richard Coronel If you have questions about Wells Fargo Clearing Services, LLC, BBVA Securities Inc. and/or Richard Coronel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Schultz formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD C. SCHULTZ CAUSE YOU INVESTMENT LOSSES? Richard Schultz Formerly With Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Schultz Customer Complaints Richard Schultz has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding an award in favor of the investor. The other customer complaint was denied by Stifel Nicolaus & Co. and, to date, the customer has not taken any further action. Allegations Against Richard Schultz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Schultz Red Flags & Your Rights As An Investor Of course, Richard Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Schultz at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Schultz If you have questions about Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and/or Richard Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 25, 2023

Peter Ianace formerly with Wells Fargo Clearing Services, LLC

DID PETER VINCENT IANACE CAUSE YOU INVESTMENT LOSSES? Peter Ianace Formerly With Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Peter Ianace Customer Complaints Peter Ianace has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by the advisors former employers in favor of the investors. AG Edwards and Sons denied the other customer complaint and no further action was taken. Allegations Against Peter Ianace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Ianace Red Flags & Your Rights As An Investor Of course, Peter Ianace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Ianace at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Peter Ianace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Peter Ianace If you have questions about Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Peter Ianace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2023

Paul Haberek, Jr. of Wells Fargo Clearing Services, LLC

DID PAUL STEPHEN HABEREK JR CAUSE YOU INVESTMENT LOSSES? Paul Haberek, Jr. Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Paul Haberek, Jr. Customer Complaints Paul Haberek, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Wells Fargo Advisors and UBS Financial Services in favor of the investors. Allegations Against Paul Haberek, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Haberek, Jr. Red Flags & Your Rights As An Investor Of course, Paul Haberek, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Haberek, Jr. at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Haberek, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Paul Haberek, Jr. If you have questions about Wells Fargo Clearing Services, LLC and/or Paul Haberek, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2023

Patrick Callaghan of Wells Fargo Clearing Services, LLC

DID PATRICK KENNEDY CALLAGHAN CAUSE YOU INVESTMENT LOSSES? Patrick Callaghan Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Patrick Callaghan Customer Complaint Patrick Callaghan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to transactions in a discretionary account. Wells Fargo Advisors settled a customer complaint in favor of the investor. Patrick Callaghan Red Flags & Your Rights As An Investor Of course, Patrick Callaghan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Callaghan at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Callaghan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Patrick Callaghan If you have questions about Wells Fargo Clearing Services, LLC and/or Patrick Callaghan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2023

Mitchel Maldonado Lopez of Wells Fargo Clearing Services, LLC

DID MITCHEL MALDONADO LOPEZ CAUSE YOU INVESTMENT LOSSES? Mitchel Maldonado Lopez Of Wells Fargo Clearing Services, LLC And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Mitchel Maldonado Lopez Customer Complaint Mitchel Maldonado Lopez has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were run misinformation about the features of a variable annuity. PNC Investments settled the customer complaint for almost the full amount demanded by the customer. Mitchel Maldonado Lopez Red Flags & Your Rights As An Investor Of course, Mitchel Maldonado Lopez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchel Maldonado Lopez at Wells Fargo Clearing Services, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Mitchel Maldonado Lopez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mitchel Maldonado Lopez If you have questions about Wells Fargo Clearing Services, LLC, PNC Investments and/or Mitchel Maldonado Lopez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Walker formerly with Wells Fargo Clearing Services, LLC

DID MICHAEL SCOTT WALKER CAUSE YOU INVESTMENT LOSSES? Michael Walker Formerly With Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Walker Customer Complaint Michael Walker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor induce plaintiffs to invest in and “investment club” and to purchase interests in a real estate investment scheme. First Horizon Advisors settled the customer complaint in favor of the investor. Michael Walker Red Flags & Your Rights As An Investor Of course, Michael Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Walker at Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and FTB Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Michael Walker If you have questions about Wells Fargo Clearing Services, LLC and/or Michael Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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