Apr 22, 2023

Matthew Smith of Wells Fargo Clearing Services, LLC

DID MATTHEW JOSHUA SMITH CAUSE YOU INVESTMENT LOSSES? Matthew Smith Of Wells Fargo Clearing Services, LLC And Formerly With Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Smith Customer Complaint Matthew Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation to invest in a business development company. Ameriprise Financial Services denied the customer complaint and no further action was taken. Matthew Smith Red Flags & Your Rights As An Investor Of course, Matthew Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Smith at Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Matthew Smith If you have questions about Wells Fargo Clearing Services, LLC, Ameriprise Financial Services, Inc. and/or Matthew Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2023

Matthew Macek formerly with LPL Financial LLC

DID MATTHEW J. MACEK CAUSE YOU INVESTMENT LOSSES? Matthew Macek Formerly With LPL Financial LLC and Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Matthew Macek Customer Complaint Matthew Macek has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor improperly recommended the sale of securities and repositioning of proceeds in a single mutual fund which was detrimental to the client’s best interest. Wells Fargo Advisors settled the customer complaint in favor of the investor. Matthew Macek Red Flags & Your Rights As An Investor Of course, Matthew Macek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Macek at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Macek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Matthew Macek If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC and/or Matthew Macek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2023

Mark Hebert formerly with Deutsche Bank Securities Inc.

DID MARK HEBERT CAUSE YOU INVESTMENT LOSSES? Mark Hebert Formerly With Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Hebert Customer Complaint Mark Hebert has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose that bonds sold were unregistered 144 A securities and that the bonds were inconsistent with its portfolio guidelines. Wells Fargo Securities settled the customer dispute by canceling the customer’s purchase of the $9.5 million of bonds at issue. Mark Hebert Red Flags & Your Rights As An Investor Of course, Mark Hebert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hebert at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Hebert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Deutsche Bank Securities Inc. Due To Mark Hebert If you have questions about Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Morgan Stanley & Co, LLC and/or Mark Hebert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Mara Schainuck of Morgan Stanley

DID MARA SCHIFF SCHAINUCK CAUSE YOU INVESTMENT LOSSES? Mara Schainuck Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Mara Schainuck Customer Complaint Mara Schainuck has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that beneficiary documentation was relied upon erroneously causing harm. The arbitration proceeding is currently pending against Wells Fargo Advisors Financial Network for Mara Schainuck’s alleged misconduct. Mara Schainuck Red Flags & Your Rights As An Investor Of course, Mara Schainuck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mara Schainuck at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mara Schainuck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mara Schainuck If you have questions about Morgan Stanley and/or Mara Schainuck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2023

Lynn Michael formerly with First Citizens Investor Services, Inc.

DID LYNN P MICHAEL CAUSE YOU INVESTMENT LOSSES? Lynn Michael Formerly With First Citizens Investor Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lynn Michael Customer Complaint Lynn Michael has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended in the unsuitable investment strategies and mismanaged the client relationship causing significant financial losses that were concealed. Wells Fargo Clearing Services denied the customer complaint and no further action was taken. Lynn Michael Red Flags & Your Rights As An Investor Of course, Lynn Michael did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lynn Michael at First Citizens Investor Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lynn Michael has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Citizens Investor Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Citizens Investor Services, Inc. Due To Lynn Michael If you have questions about First Citizens Investor Services, Inc. and/or Lynn Michael and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2023

Luis Vivas-Sardi of Miura Capital, LLC

DID LUIS HOMERO VIVAS-SARDI CAUSE YOU INVESTMENT LOSSES? Luis Vivas-Sardi Of Miura Capital, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 2 Customer Complaints For Alleged Broker Misconduct Luis Vivas-Sardi Customer Complaints Luis Vivas-Sardi has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled favorably by Wells Fargo Advisors for the investor. Its predecessor Wachovia Securities denied the other customer complaint and no further action was taken. Allegations Against Luis Vivas-Sardi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luis Vivas-Sardi Red Flags & Your Rights As An Investor Of course, Luis Vivas-Sardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Vivas-Sardi at Miura Capital, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Luis Vivas-Sardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Miura Capital, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Miura Capital, LLC Due To Luis Vivas-Sardi If you have questions about Miura Capital, LLC, Wells Fargo Clearing Services, LLC and/or Luis Vivas-Sardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 4, 2023

Louis Pietig, II of Northwestern Mutual Investment Services, LLC

DID LOUIS DANIEL PIETIG II CAUSE YOU INVESTMENT LOSSES? Louis Pietig, II Of Northwestern Mutual Investment Services, LLC And Formerly With Wells Fargo Advisors, LLC, Has A Customer Complaint For Alleged Broker Misconduct Louis Pietig, II Customer Complaint Louis Pietig, II has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA report was customer complaint for investment losses were for failure to follow customer’s instructions to terminate their variable life insurance policies. Northwestern Mutual Investment Services denied the customer complaint and to date, the customer has not taken any further action. Louis Pietig, II Red Flags & Your Rights As An Investor Of course, Louis Pietig, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Pietig, II at Northwestern Mutual Investment Services, LLC and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Louis Pietig, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Louis Pietig, II If you have questions about Northwestern Mutual Investment Services, LLC, Wells Fargo Advisors, LLC and/or Louis Pietig, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2023

Lisa Thorpe of Wells Fargo Clearing Services, LLC

DID LISA MARIE THORPE CAUSE YOU INVESTMENT LOSSES? Lisa Thorpe Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Lisa Thorpe Customer Complaint Lisa Thorpe has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor advised him the death benefit on his variable annuity contract would not go below a specific dollar amount which was untrue. Wells Fargo Advisors settled the customer dispute for $50,000. Lisa Thorpe Red Flags & Your Rights As An Investor Of course, Lisa Thorpe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Thorpe at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lisa Thorpe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Lisa Thorpe If you have questions about Wells Fargo Clearing Services, LLC and/or Lisa Thorpe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2023

Lily Pryce of Wells Fargo Clearing Services, LLC

DID LILY PRYCE CAUSE YOU INVESTMENT LOSSES? Lily Pryce Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Lily Pryce Customer Complaint Lily Pryce has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the investments made by the financial advisor did not align with his risk tolerance. Wells Fargo Advisors denied the customer complaint and, to date, the investor is not taken any further action. Lily Pryce Red Flags & Your Rights As An Investor Of course, Lily Pryce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lily Pryce at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lily Pryce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Lily Pryce If you have questions about Wells Fargo Clearing Services, LLC and/or Lily Pryce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2023

Lester Dennis of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID LESTER WALKER DENNIS CAUSE YOU INVESTMENT LOSSES? Lester Dennis Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Lester Dennis Customer Complaint Lester Dennis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Advisor made investments contrary to client’s instructions. Wells Fargo Advisors denied the customer complaint, and to date, the customer has not taken any further action. Lester Dennis Red Flags & Your Rights As An Investor Of course, Lester Dennis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Dennis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lester Dennis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Lester Dennis If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Lester Dennis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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