Apr 1, 2023

Lester Dennis of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID LESTER WALKER DENNIS CAUSE YOU INVESTMENT LOSSES? Lester Dennis Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Lester Dennis Customer Complaint Lester Dennis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Advisor made investments contrary to client’s instructions. Wells Fargo Advisors denied the customer complaint, and to date, the customer has not taken any further action. Lester Dennis Red Flags & Your Rights As An Investor Of course, Lester Dennis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Dennis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lester Dennis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Lester Dennis If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Lester Dennis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2023

Leif Olson of Wells Fargo Clearing Services, LLC

DID LEIF DAVID OLSON CAUSE YOU INVESTMENT LOSSES? Leif Olson Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley, Has 7 Customer Complaints For Alleged Broker Misconduct Leif Olson Customer Complaints Leif Olson has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Wells Fargo Clearing Services and its former employers in favor of the investors. The other 3 customer complaints were denied, and today, no further action has been taken by the investors. Allegations Against Leif Olson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leif Olson Red Flags & Your Rights As An Investor Of course, Leif Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leif Olson at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Leif Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Leif Olson If you have questions about Wells Fargo Clearing Services, LLC, Morgan Stanley and/or Leif Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Lauchie Martin, III of Ameriprise Financial Services, LLC

DID LAUCHIE HUGH MARTIN III CAUSE YOU INVESTMENT LOSSES? Lauchie Martin, III Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC, Has 4 Customer Complaints For Alleged Broker Misconduct Lauchie Martin, III Customer Complaints Lauchie Martin, III has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled by Wells Fargo Clearing Services and its predecessor in favor of the investors. His former employer First Union Capital Markets Corporation denied the other complaint in no further action was taken. Allegations Against Lauchie Martin, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lauchie Martin, III Red Flags & Your Rights As An Investor Of course, Lauchie Martin, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lauchie Martin, III at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Lauchie Martin, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Lauchie Martin, III If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Lauchie Martin, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Larry Tarleton of Wells Fargo Clearing Services, LLC

DID LARRY HUNTLEY TARLETON CAUSE YOU INVESTMENT LOSSES? Larry Tarleton Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Larry Tarleton Customer Complaints Larry Tarleton has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are settled by Larry Tarleton’s former employers Wells Fargo Advisors and Merrill Lynch, Pierce, Fenner and Smith in favor of the investors. Allegations Against Larry Tarleton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Larry Tarleton Red Flags & Your Rights As An Investor Of course, Larry Tarleton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Tarleton at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Tarleton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Larry Tarleton If you have questions about Wells Fargo Clearing Services, LLC and/or Larry Tarleton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2023

Kevin Scott of Ameriprise Financial Services, LLC

DID KEVIN SCOTT CAUSE YOU INVESTMENT LOSSES? Kevin Scott Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Kevin Scott Customer Complaints Kevin Scott has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Wells Fargo Advisors in favor of the investor. The other 2 customer complaints were denied by Kevin Scott’s former employers and the customers took no further action. Allegations Against Kevin Scott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Scott Red Flags & Your Rights As An Investor Of course, Kevin Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Scott at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kevin Scott If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Kevin Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2023

Kevin Broderick of Bankers Life Securities, Inc.

DID KEVIN RICHARD BRODERICK CAUSE YOU INVESTMENT LOSSES? Kevin Broderick Of Bankers Life Securities, Inc. And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kevin Broderick Customer Complaint Kevin Broderick has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute a transaction in a mutual fund. Wells Fargo Advisors denied the customer complaint and to date, the customer has not taken any further action. Kevin Broderick Red Flags & Your Rights As An Investor Of course, Kevin Broderick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Broderick at Bankers Life Securities, Inc. and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Broderick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Kevin Broderick If you have questions about Bankers Life Securities, Inc., Wells Fargo Clearing Services, LLC and/or Kevin Broderick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2023

Juan Ley of Wells Fargo Clearing Services, LLC

DID JUAN LEY CAUSE YOU INVESTMENT LOSSES? Juan Ley Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Juan Ley Customer Complaints Juan Ley has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Wells Fargo Clearing services and the customers took no further action. Allegations Against Juan Ley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Ley Red Flags & Your Rights As An Investor Of course, Juan Ley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Ley at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Juan Ley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Juan Ley If you have questions about Wells Fargo Clearing Services, LLC and/or Juan Ley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2023

Joseph Pratt formerly with Stifel, Nicolaus & Company, Incorporated

DID JOSEPH HERSEY PRATT CAUSE YOU INVESTMENT LOSSES? Joseph Pratt Formerly With Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Pratt Customer Complaints Joseph Pratt has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 of the customer complaints were settled by Stifel Nicholas & Co. and/or Wells Fargo Advisors in favor of the investors. Allegations Against Joseph Pratt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Pratt Red Flags & Your Rights As An Investor Of course, Joseph Pratt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pratt at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Pratt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Joseph Pratt If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Joseph Pratt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2023

Jorge de Apodaca III of Insigneo Securities LLC

DID DE JORGE APODACA III CAUSE YOU INVESTMENT LOSSES? Jorge de Apodaca III Of Insigneo Securities LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Jorge de Apodaca III Customer Complaint Jorge de Apodaca III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint that investment losses were unsuitable investment recommendations. The customer complaint was settled by Wells Fargo Clearing Clearing Services in favor of the investor. Jorge de Apodaca III Red Flags & Your Rights As An Investor Of course, Jorge de Apodaca III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jorge de Apodaca III at Insigneo Securities LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jorge de Apodaca III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insigneo Securities LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Insigneo Securities LLC Due To Jorge de Apodaca III If you have questions about Insigneo Securities LLC, Wells Fargo Clearing Services, LLC and/or Jorge de Apodaca III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2023

Jordan Varela of Wells Fargo Advisors Financial Network LLC

DID JORDAN VALDEZ VARELA CAUSE YOU INVESTMENT LOSSES? Jordan Varela Of Wells Fargo Advisors Financial Network LLC and Formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Has A Customer Complaint For Alleged Broker Misconduct Jordan Varela Customer Complaint Jordan Varela has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose the loss of benefits from an existing annuity contract when recommending a switch to a new annuity. The customer complaint was settled by Wells Fargo Advisors Financial Network in favor of the investor. Jordan Varela Red Flags & Your Rights As An Investor Of course, Jordan Varela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jordan Varela at Wells Fargo Advisors Financial Network LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jordan Varela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network LLC Due To Jordan Varela If you have questions about Wells Fargo Advisors Financial Network LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jordan Varela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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