Apr 5, 2024

Michael Silverman of Stifel Nicolaus & Company, Incorporated

DID MICHAEL WARD SILVERMAN CAUSE YOU INVESTMENT LOSSES? Michael Silverman Of Stifel Nicolaus & Company, Incorporated And Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Silverman Customer Complaints Michael Silverman has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints have been denied by Oppenheimer & Co. thus far, the investors have not taken any further action. Allegations Against Michael Silverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Silverman Red Flags & Your Rights As An Investor Of course, Michael Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Silverman at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company, Incorporated and Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company, Incorporated Due To Michael Silverman  If you have questions about Stifel Nicolaus & Company, Incorporated, Oppenheimer & Co. Inc. and/or Michael Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 5, 2024

John Roda of Cambridge Investment Research, Inc

DID JOHN FRANCIS RODA CAUSE YOU INVESTMENT LOSSES? Gaylord Rohloff Of Western International Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Gaylord Rohloff Customer Complaints Gaylord Rohloff has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by the advisor’s current or former employers in favor of the investors.  The other customer complaint was denied by MML Investors Services, and the investor took no further action. Allegations Against Gaylord Rohloff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gaylord Rohloff Red Flags & Your Rights As An Investor Of course, Gaylord Rohloff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gaylord Rohloff at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gaylord Rohloff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Gaylord Rohloff  If you have questions about Western International Securities, Inc. and/or Gaylord Rohloff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

David Glienke of Western International Securities, Inc.

DID DAVID DEAN GLIENKE CAUSE YOU INVESTMENT LOSSES? David Glienke Of Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct David Glienke Customer Complaint David Glienke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of corporate debt known as GWG L bonds.  The FINRA arbitration proceeding was recently filed against Western International Securities for David Glienke’s alleged misconduct and is still pending. David Glienke Red Flags & Your Rights As An Investor Of course, David Glienke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Glienke at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Glienke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To David Glienke If you have questions about Western International Securities, Inc. and/or David Glienke and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2024

Steven Graham of Western International Securities, Inc

DID STEVEN R GRAHAM CAUSE YOU INVESTMENT LOSSES? Steven Graham Of Western International Securities, Inc. And Formerly With J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Graham Customer Complaints Steven Graham has been the subject of 2 customer complaints that we know about seeking to recover investment losses. J.P. Morgan Securities did not one customer complaint in the investor took no further action. The other customer complaint is still pending in a FINRA arbitration proceeding against Western International Securities for Steven Graham’s alleged misconduct. Allegations Against Steven Graham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Graham Red Flags & Your Rights As An Investor Of course, Steven Graham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Graham at Western International Securities, Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Graham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Steven Graham If you have questions about Western International Securities, Inc., J.P. Morgan Securities LLC and/or Steven Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2024

Talin Kalfayan of Western International Securities, Inc

DID TALIN KALFAYAN CAUSE YOU INVESTMENT LOSSES? Talin Kalfayan Of Western International Securities, Inc. And Formerly With VFG Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Talin Kalfayan Customer Complaint Talin Kalfayan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented features of corporate debt product. The FINRA arbitration proceeding filed against Western International Securities for Talin Kalfayan’s alleged misconduct is still pending. Talin Kalfayan Red Flags & Your Rights As An Investor Of course, Talin Kalfayan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Talin Kalfayan at Western International Securities, Inc. and VFG Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Talin Kalfayan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and VFG Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Talin Kalfayan If you have questions about Western International Securities, Inc., VFG Securities, Inc. and/or Talin Kalfayan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2023

Shannon Powers of Western International Securities, Inc

DID SHANNON MARIE POWERS CAUSE YOU INVESTMENT LOSSES? Shannon Powers Of Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Shannon Powers Customer Complaints Shannon Powers has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Western International Securities in favor of the investor. Another customer complaint was denied by Wells Fargo Investments in the investor took no further action. There is currently one FINRA arbitration proceeding filed against Western International Securities for Shannon Powers alleged misconduct and still pending. Allegations Against Brian Radoo A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Shannon Powers Red Flags & Your Rights As An Investor Of course, Shannon Powers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shannon Powers at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shannon Powers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Shannon Powers If you have questions about Western International Securities, Inc. and/or Shannon Powers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Andy Gitipityapon of Western International Securities, Inc.

DID ANDY RAVI GITIPITYAPON CAUSE YOU INVESTMENT LOSSES? Andy Gitipityapon Of Western International Securities, Inc. And Formerly With Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Andy Gitipityapon Customer Complaints Andy Gitipityapon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled in favor of the investors. The advisor’s former employer denied another customer complaint in the investor did not take any further action. Allegations Against Andy Gitipityapon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andy Gitipityapon Red Flags & Your Rights As An Investor Of course, Andy Gitipityapon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Gitipityapon at Western International Securities, Inc. and Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Andy Gitipityapon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Andy Gitipityapon If you have questions about Western International Securities, Inc., Citigroup Global Markets Inc. and/or Andy Gitipityapon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 26, 2023

Larry Burton of Western International Securities, Inc.

DID LARRY D BURTON CAUSE YOU INVESTMENT LOSSES? Larry Burton Of Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Larry Burton Customer Complaints Larry Burton has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were settled by Western International Securities in favor of the investors. Allegations Against Larry Burton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Larry Burton Red Flags & Your Rights As An Investor Of course, Larry Burton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Burton at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Larry Burton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Larry Burton If you have questions about Western International Securities, Inc. and/or Larry Burton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

Thomas Swan of Western International Securities, Inc.

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Western International Securities in favor of the investors. One customer complaint was denied and the investor took no further action. Recently, investors filed 2 separate FINRA arbitration proceedings against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Swan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Swan If you have questions about Western International Securities, Inc. and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 13, 2023

David Simon of Western International Securities, Inc.

DID DAVID GARY SIMON CAUSE YOU INVESTMENT LOSSES? David Simon Of Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct David Simon Customer Complaints David Simon has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were recently filed and are still pending in court and two FINRA arbitration proceedings. Allegations Against David Simon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: David Simon Red Flags & Your Rights As An Investor Of course, David Simon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Simon at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Simon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To David Simon If you have questions about Western International Securities, Inc. and/or David Simon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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